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Published mark

STIFEL FINANCIAL CORP

NYSE: SF. Canonical company identity and public leadership record.

US

Record source reportedRecord not claimedNo Eval published
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Alpha ID
alpha:company:f84b3697-50f5-4228-83e6-f488f94f52a4
SEC CIK
0000720672
Record version
vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce, published Oct 16, 2026
Newest evidence
Feb 24, 2026
Monitoring
Not yet monitored Details
Integrity
Not yet signed Methodology
CEO
Christopher K. ReichertSince Feb 24, 2026
Chair
Not published
Independent
6 / 88 directors published
Published claims
383 distinct sources
Evidence records
100 pinned
Source conflicts
0None open

Built from 3 distinct sources and 10 evidence records. Every Claim links to where it appears. Where nothing was published, the record states the coverage gap.

CorroboratedSource reportedAlpha inferenceNot disclosed

Public record. Alpha publishes governance facts about this organization from regulatory filings and company statements. Private enterprise overlay data is never projected here. The company can claim the record, correct, or dispute any Claim. How this works

CEO CHANGED

Christopher K. Reichert executive of STIFEL FINANCIAL CORP, effective 2026-02-24.

EffectiveEffective Feb 24, 2026E3

Monitoring

Continuous

What the published record states about identity, evidence, evaluation, monitoring, authority, and freshness. Watched-source schedules are not published for this record.

  • Identityunclaimed
    Published
  • Evidencesource_reported
    Published
  • Evaluationnot_evaluated
    Published
  • MonitoringNot yet published for this record.
    Not published
  • AuthorityNot yet published for this record.
    Not published
  • Freshnesscurrent
    Published

Leadership

Evidence
RolePersonSinceStatusClaim
Chairman of the Board of Directors and Chief Executive Officer of Stifel Bank TrustChristopher K. ReichertFeb 2026currentSource reportedE3
Senior Vice President and Chief Operating OfficerDavid D. SlineyFeb 2026currentSource reportedE4
Senior Vice President and Chief Financial OfficerJames M. MarischenFeb 2026currentSource reportedE5
PresidentJames M. ZemlyakFeb 2026currentSource reportedE6
Senior Vice President and General CounselMark P. FisherFeb 2026currentSource reportedE7
Chairman of the Board of Directors and Chief Executive OfficerRonald J. KruszewskiFeb 2026currentSource reportedE8
Senior Vice President and Co-Head of Institutional Equities and AdvisoryThomas B. MichaudFeb 2026currentSource reportedE9

Board of directors

Evidence

8 directors published. 6 of 8 with a published determination are independent.

DirectorStatusSinceCommitteesClaim
Adam T. BerlewIndependent2019CompensationCompensation; RiskRiskSource reportedE2
Lisa L. CarnoyIndependent2023AuditAudit; RiskRiskSource reportedE2
Maryam S. BrownIndependent2023RiskSource reportedE2
Maura A. MarkusIndependent2016AuditAudit; Nominating and Governance · ChairNominating and Governance, chairSource reportedE2
Michael J. ZimmermanIndependent2013Audit, chairAudit · ChairSource reportedE2
Robert E. GradyIndependent2010Nominating and GovernanceNominating and Governance; Risk · ChairRisk, chairSource reportedE2
Ronald J. KruszewskiNot independent1997None publishedSource reportedE2
Thomas W. WeiselNot independent2010None publishedSource reportedE2

Committees and risk ownership

Evidence
CommitteeChairMembersRisks assigned
AuditMichael J. ZimmermanMichael J. Zimmerman, Lisa L. Carnoy, Maura A. MarkusNot described in the published record
Audit · ChairNot publishedMichael J. ZimmermanNot described in the published record
Audit; Nominating and Governance · ChairNot publishedMaura A. MarkusNot described in the published record
Audit; RiskNot publishedLisa L. CarnoyNot described in the published record
CompensationNot publishedAdam T. BerlewNot described in the published record
Compensation; RiskNot publishedAdam T. BerlewNot described in the published record
Nominating and GovernanceMaura A. MarkusMaura A. Markus, Robert E. GradyNot described in the published record
Nominating and Governance; Risk · ChairNot publishedRobert E. GradyNot described in the published record
RiskRobert E. GradyRobert E. Grady, Adam T. Berlew, Lisa L. Carnoy, Maryam S. BrownNot described in the published record
Committee RecordAudit: Chair Michael J. Zimmerman; Members Michael J. Zimmerman (Chair); Lisa L. Carnoy; Maura A. Markus
Source reportedE10
company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_record:20
Committee AppointmentMichael J. Zimmerman: chair, Audit
Source reportedE10
company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:21
Committee AppointmentLisa L. Carnoy: member, Audit
Source reportedE10
company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:22
Committee AppointmentMaura A. Markus: member, Audit
Source reportedE10
company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:23
Committee RecordCompensation: Chair not stated; Members Adam T. Berlew
Source reportedE10
company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_record:24
Committee AppointmentAdam T. Berlew: member, Compensation
Source reportedE10
company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:25
Committee RecordNominating and Governance: Chair Maura A. Markus; Members Maura A. Markus (Chair); Robert E. Grady
Source reportedE10
company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_record:26
Committee AppointmentMaura A. Markus: chair, Nominating and Governance
Source reportedE10
company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:27
Committee AppointmentRobert E. Grady: member, Nominating and Governance
Source reportedE10
company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:28
Committee RecordRisk: Chair Robert E. Grady; Members Robert E. Grady (Chair); Adam T. Berlew; Lisa L. Carnoy; Maryam S. Brown
Source reportedE10
company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_record:29
Committee AppointmentRobert E. Grady: chair, Risk
Source reportedE10
company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:30
Committee AppointmentAdam T. Berlew: member, Risk
Source reportedE10
company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:31
Committee AppointmentLisa L. Carnoy: member, Risk
Source reportedE10
company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:32
Committee AppointmentMaryam S. Brown: member, Risk
Source reportedE10
company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:33

Control and voting power

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

Authority to act

Evidence and agent registry

Who can act for the company, and on whose authority. This is what a counterparty's agent checks before it accepts an order, signs, or pays.

Principal executive officerChristopher K. Reichert, Chairman of the Board of Directors and Chief Executive Officer of Stifel Bank Trust, from Feb 24, 2026
Source reportedE3
company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:13
Who can authorize an agentNot assessedNo Alpha inference about signing authority or board-reserved matters is published for this record.
Not assessed
bind
AI agents registered by the companyNot registered in the public RegistryAgent Deployments, Agent Use Cases, Authority Grants, TrustChecks, Action Ledger entries and Governance Receipts live in the private enterprise overlay. They are never projected into the public Registry without explicit cross-plane authorization. Absence here is a plane boundary, not evidence that the enterprise operates no agents.
Agent registry
agents
Delegations publishedNot disclosedBoard and officer delegation resolutions are not public filings and are not published in this record.
Search scope
delegations

Financials and market context

Evidence
Security ListingSF (NYSE)
Source reportedE1
company:f84b3697-50f5-4228-83e6-f488f94f52a4:security_listing:34
Security ListingSF-PB (NYSE)
Source reportedE1
company:f84b3697-50f5-4228-83e6-f488f94f52a4:security_listing:35
Security ListingSF-PC (NYSE)
Source reportedE1
company:f84b3697-50f5-4228-83e6-f488f94f52a4:security_listing:36
Security ListingSF-PD (NYSE)
Source reportedE1
company:f84b3697-50f5-4228-83e6-f488f94f52a4:security_listing:37
Security ListingSFB (NYSE)
Source reportedE1
company:f84b3697-50f5-4228-83e6-f488f94f52a4:security_listing:38
Security ListingSF$B (NYSE)
Source reportedE1
company:f84b3697-50f5-4228-83e6-f488f94f52a4:security_listing:39
Index membershipsNo current membership is published in Alpha's tracked index universe.This is not evidence that the company is absent from every market index.
None publishedAs of Oct 16, 2026. Rights-filtered public evidence only; no redistribution or model training is granted. Only source-backed memberships with an explicit public redistribution basis are returned.

Governance and policies

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

Risk, audit, and cyber

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

AI oversight and accountability

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

Compensation

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

Other published claims

Evidence

Published Claims that belong to no section above. Each keeps its permalink, evidence, and assertion state.

Legal NameSTIFEL FINANCIAL CORP
Source reportedE1
company:f84b3697-50f5-4228-83e6-f488f94f52a4:legal_name:1
Entity StatusPublic listing published
Source reportedE1
company:f84b3697-50f5-4228-83e6-f488f94f52a4:entity_status:3

Not yet in this record

Coverage

A gap is a coverage state, not a negative finding. These sections are expected for this entity class and are not yet published.

  • Corporate structureNot reviewed. Parent, subsidiary and predecessor structure explains who is governed.
  • OwnershipNot reviewed. Ownership and voting power determine who can influence the board.
  • FinancialsNot reviewed. Governance-relevant financial context frames capital and audit decisions.
  • CompensationNot reviewed. Pay design shows how incentives are governed.
  • GovernanceNot reviewed. Governing documents and provisions set the rules of the enterprise.
  • Shareholder governanceNot reviewed. Meeting and vote records show shareholder dissent and support.
  • AuditNot reviewed. Auditor, controls and restatements show assurance over reporting.
  • LegalNot reviewed. Material legal and regulatory matters show enforcement exposure.
  • RiskNot reviewed. Risk ownership links the board, committees, executives and controls.
  • CyberNot reviewed. Cyber and data governance is a disclosed oversight domain.
  • AI governanceNot reviewed. AI oversight is a differentiated Alpha governance domain.
  • Markets externalNot reviewed. Auditors, advisors, investors and regulators form the external ecosystem.
  • Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
  • Only explicitly published canonical company identity and current confirmed public roles are included.Only explicitly published canonical company identity and current confirmed public roles are included.
  • Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
  • Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
  • This Company Profile is an identity and evidence record, not an Alpha rating.This Company Profile is an identity and evidence record, not an Alpha rating.

Subject and corrections

Public-role doctrine

This record exists because the company is in the published Registry. The company can claim the record, correct, or dispute any Claim. Corrections are versioned and the original stays in history.

Basis
Published company record built from public sources
Sources
10 evidence records cited. 0 with redistribution rights.
Never published
Private enterprise overlay data: deployments, authority grants, TrustChecks, receipts, telemetry
Record claimed
No
Open disputes
0
Identity ownership
unclaimed
Claiming not yet available

If the company claims the record, its statements appear as their own assertion state and never overwrite the cited evidence.

Evidence

Authority and rights
  1. E1
    Alpha canonical company public projection
    Alpha canonical company public projection. canonical identity. Retrieved Oct 16, 2026. Cited by 9 Claims.
    Open web
    Rights not recorded, link only
    Evidence not pinned
  2. E2
    STIFEL FINANCIAL CORP DEF 14A 2025-04-25
    sec proxy. Published Apr 25, 2025. Retrieved Jul 12, 2026. Cited by 8 Claims.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned
  3. E3
    SFB 10-K executive officers
    sec filing. Published Feb 24, 2026. Retrieved Jul 28, 2026. Cited by 1 Claim.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned
  4. E4
    SFB 10-K executive officers
    sec filing. Published Feb 24, 2026. Retrieved Jul 28, 2026. Cited by 1 Claim.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned
  5. E5
    SF-PC 10-K executive officers
    sec filing. Published Feb 24, 2026. Retrieved Jul 28, 2026. Cited by 1 Claim.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned
  6. E6
    SF-PB 10-K executive officers
    sec filing. Published Feb 24, 2026. Retrieved Jul 28, 2026. Cited by 1 Claim.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned
  7. E7
    SFB 10-K executive officers
    sec filing. Published Feb 24, 2026. Retrieved Jul 28, 2026. Cited by 1 Claim.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned
  8. E8
    SF-PC 10-K executive officers
    sec filing. Published Feb 24, 2026. Retrieved Jul 28, 2026. Cited by 1 Claim.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned
  9. E9
    SF-PD 10-K executive officers
    sec filing. Published Feb 24, 2026. Retrieved Jul 28, 2026. Cited by 1 Claim.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned
  10. E10
    Audit
    board_seats. board seats. Cited by 14 Claims.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned

What changed in version public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce

vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce published Oct 16, 2026
  • Christopher K. Reichert executive of STIFEL FINANCIAL CORP, effective 2026-02-24.
  • David D. Sliney executive of STIFEL FINANCIAL CORP, effective 2026-02-24.
  • James M. Marischen executive of STIFEL FINANCIAL CORP, effective 2026-02-24.
  • James M. Zemlyak executive of STIFEL FINANCIAL CORP, effective 2026-02-24.
  • Mark P. Fisher executive of STIFEL FINANCIAL CORP, effective 2026-02-24.
  • Ronald J. Kruszewski executive of STIFEL FINANCIAL CORP, effective 2026-02-24.
  • Thomas B. Michaud executive of STIFEL FINANCIAL CORP, effective 2026-02-24.
  • Lisa L. Carnoy seat on STIFEL FINANCIAL CORP, effective 2023-01-01.
  • Maryam S. Brown seat on STIFEL FINANCIAL CORP, effective 2023-01-01.
  • Audit; Risk committee of STIFEL FINANCIAL CORP, effective 2023-01-01.
  • Lisa L. Carnoy member of Audit; Risk, effective 2023-01-01.
  • Adam T. Berlew seat on STIFEL FINANCIAL CORP, effective 2019-01-01.
  • Compensation; Risk committee of STIFEL FINANCIAL CORP, effective 2019-01-01.
  • Adam T. Berlew member of Compensation; Risk, effective 2019-01-01.
  • Maura A. Markus seat on STIFEL FINANCIAL CORP, effective 2016-01-01.
  • Audit; Nominating and Governance · Chair committee of STIFEL FINANCIAL CORP, effective 2016-01-01.
  • Maura A. Markus member of Audit; Nominating and Governance · Chair, effective 2016-01-01.
  • Michael J. Zimmerman seat on STIFEL FINANCIAL CORP, effective 2013-01-01.
  • Audit · Chair committee of STIFEL FINANCIAL CORP, effective 2013-01-01.
  • Michael J. Zimmerman member of Audit · Chair, effective 2013-01-01.
  • Robert E. Grady seat on STIFEL FINANCIAL CORP, effective 2010-01-01.
  • Thomas W. Weisel seat on STIFEL FINANCIAL CORP, effective 2010-01-01.
  • Nominating and Governance; Risk · Chair committee of STIFEL FINANCIAL CORP, effective 2010-01-01.
  • Robert E. Grady member of Nominating and Governance; Risk · Chair, effective 2010-01-01.
  • Ronald J. Kruszewski seat on STIFEL FINANCIAL CORP, effective 1997-01-01.
Appearance

Alpha Governance PBC. The Registry records reported facts and Alpha's assessments separately. A missing fact is not evidence that it is false.

Record alpha:company:f84b3697-50f5-4228-83e6-f488f94f52a4, version public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce. https://registry.alpha.ac/companies/stifel-financial-corp

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On this record

  1. Overview
  2. Monitoring4
  3. Leadership7
  4. Board8
  5. Committees9
  6. Control and voting0
  7. Authority to act4
  8. Financials6
  9. Governance0
  10. Risk0
  11. AI oversight0
  12. Legal0
  13. Compensation0
  14. Other published claims3
  15. Coverage gaps17
  16. Linked people14
  17. Subject and corrections6
  18. Evidence10
  19. Version historyvpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce

Linked records

Registry

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  • Copy Alpha IDalpha:company:f84b3697-50f5-4228-83e6-f488f94f52a4
  • Cite this recordSTIFEL FINANCIAL CORP
  • Copy canonical URLregistry.alpha.ac/companies/stifel-financial-corp
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  • Records
    STIFEL FINANCIAL CORPCompany
  • Christopher K. ReichertPerson
  • David D. SlineyPerson
  • James M. MarischenPerson
  • James M. ZemlyakPerson
  • Mark P. FisherPerson
  • Ronald J. KruszewskiPerson
  • Thomas B. MichaudPerson
  • Adam T. BerlewPerson
  • Lisa L. CarnoyPerson
  • Maryam S. BrownPerson
  • Maura A. MarkusPerson
  • Michael J. ZimmermanPerson
  • Robert E. GradyPerson
  • Thomas W. WeiselPerson
  • Sections
    OverviewSTIFEL FINANCIAL CORP
  • MonitoringSTIFEL FINANCIAL CORP
  • LeadershipSTIFEL FINANCIAL CORP
  • BoardSTIFEL FINANCIAL CORP
  • CommitteesSTIFEL FINANCIAL CORP
  • Control and votingSTIFEL FINANCIAL CORP
  • Authority to actSTIFEL FINANCIAL CORP
  • FinancialsSTIFEL FINANCIAL CORP
  • GovernanceSTIFEL FINANCIAL CORP
  • RiskSTIFEL FINANCIAL CORP
  • AI oversightSTIFEL FINANCIAL CORP
  • LegalSTIFEL FINANCIAL CORP
  • CompensationSTIFEL FINANCIAL CORP
  • Other published claimsSTIFEL FINANCIAL CORP
  • Coverage gapsSTIFEL FINANCIAL CORP
  • Linked peopleSTIFEL FINANCIAL CORP
↑ ↓ move↵ openThis record only

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