Published mark
Raymond James Financial
RAYMOND JAMES FINANCIAL INC
NYSE: RJF. Canonical company identity and public leadership record.
US
Record source reportedRecord not claimedNo Eval published
- Alpha ID
- alpha:company:7eb193f0-49d0-4db2-a826-7e854638bbdf
- SEC CIK
- 0000720005
- Website
- www.raymondjames.com Open
- Record version
- vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce, published Oct 16, 2026
- Newest evidence
- May 3, 2026
- Monitoring
- Not yet monitored Details
- Integrity
- Not yet signed Methodology
- CEO
- Paul M. ShoukryChief Executive Officer
- Chair
- Paul C. ReillyLead independent: Jeffrey N. Edwards
- Independent
- Not published12 directors published
- Published claims
- 505 distinct sources
- Evidence records
- 180 pinned
- Source conflicts
- 0None open
Built from 5 distinct sources and 18 evidence records. Every Claim links to where it appears. Where nothing was published, the record states the coverage gap.
CorroboratedSource reportedAlpha inferenceNot disclosed
Public record. Alpha publishes governance facts about this organization from regulatory filings and company statements. Private enterprise overlay data is never projected here. The company can claim the record, correct, or dispute any Claim. How this works
DIRECTOR APPOINTED
Mark W. Begor seat on Raymond James Financial, effective 2025-01-01.
EffectiveEffective Jan 1, 2025E9
Monitoring
ContinuousWhat the published record states about identity, evidence, evaluation, monitoring, authority, and freshness. Watched-source schedules are not published for this record.
- IdentityunclaimedPublished
- Evidencesource_reportedPublished
- Evaluationnot_evaluatedPublished
- MonitoringNot yet published for this record.Not published
- AuthorityNot yet published for this record.Not published
- FreshnesscurrentPublished
Leadership
Evidence| Role | Person | Since | Status | Claim |
|---|---|---|---|---|
| Company Secretary | AnnMarie H. Davis | Not captured | unknown | Source reportedE15 |
| President, Capital Markets & Advisory | James E. Bunn | Not captured | unknown | Source reportedE16 |
| Chief Financial Officer | Jonathan W. Oorlog, Jr. | Not captured | unknown | Source reportedE16 |
| Chief Executive Officer | Paul M. Shoukry | Not captured | unknown | Source reportedE16 |
| Chief Operating Officer | Scott A. Curtis | Not captured | unknown | Source reportedE16 |
| President, Private Client Group | Tashtego S. Elwyn | Not captured | unknown | Source reportedE16 |
Board of directors
Evidence12 directors published. Independence determinations are not published for every director.
| Director | Status | Since | Committees | Claim |
|---|---|---|---|---|
| Anne Gates | Independence not published | 2018 | AuditAudit; Nominating and Governance · ChairNominating and Governance, chair | Source reportedE4 |
| Art A. Garcia | Independence not published | 2023 | AuditAudit; RiskRisk | Source reportedE5 |
| Benjamin C. Esty | Independence not published | 2014 | Compensation, chairCompensation · Chair; Nominating and GovernanceNominating and Governance | Source reportedE6 |
| Cecily M. Mistarz | Independence not published | 2024 | AuditAudit; RiskRisk | Source reportedE7 |
| Jeffrey N. Edwards | Independence not publishedLead Independent | 2014 | CompensationCompensation; Nominating and GovernanceNominating and Governance | Source reportedE8 |
| Mark W. Begor | Independence not published | 2025 | None published | Source reportedE9 |
| Marlene Debel | Independence not published | 2020 | None published | Source reportedE10 |
| Paul C. Reilly | Independence not publishedChair | 2006 | None published | Source reportedE3 |
| Paul M. Shoukry | Independence not published | 2024 | None published | Source reportedE11 |
| Raj Seshadri | Independence not published | 2019 | CompensationCompensation; RiskRisk | Source reportedE12 |
| Raymond W. McDaniel, Jr. | Independence not published | 2023 | CompensationCompensation; RiskRisk | Source reportedE13 |
| Roderick C. McGeary | Independence not published | 2015 | Audit, chairAudit · Chair; Nominating and Governance; RiskNominating and GovernanceRisk | Source reportedE14 |
| Marlene Debel | Independence not published | Not published | AuditRisk, chair | Source reportedE17 |
Committees and risk ownership
Evidence| Committee | Chair | Members | Risks assigned |
|---|---|---|---|
| Audit | Roderick C. McGeary | Roderick C. McGeary, Anne Gates, Art A. Garcia, Cecily M. Mistarz, Marlene Debel | Not described in the published record |
| Audit · Chair; Nominating and Governance; Risk | Not published | Roderick C. McGeary | Not described in the published record |
| Audit; Nominating and Governance · Chair | Not published | Anne Gates | Not described in the published record |
| Audit; Risk | Not published | Art A. Garcia, Cecily M. Mistarz | Not described in the published record |
| Compensation | Benjamin C. Esty | Benjamin C. Esty, Jeffrey N. Edwards, Raj Seshadri, Raymond W. McDaniel, Jr. | Not described in the published record |
| Compensation · Chair; Nominating and Governance | Not published | Benjamin C. Esty | Not described in the published record |
| Compensation; Nominating and Governance | Not published | Jeffrey N. Edwards | Not described in the published record |
| Compensation; Risk | Not published | Raj Seshadri, Raymond W. McDaniel, Jr. | Not described in the published record |
| Nominating and Governance | Anne Gates | Anne Gates, Benjamin C. Esty, Jeffrey N. Edwards, Roderick C. McGeary | Not described in the published record |
| Risk | Marlene Debel | Marlene Debel, Art A. Garcia, Cecily M. Mistarz, Raj Seshadri, Raymond W. McDaniel, Jr., Roderick C. McGeary | Not described in the published record |
Committee AppointmentRoderick C. McGeary: chair, Audit
Committee AppointmentAnne Gates: member, Audit
Committee AppointmentArt A. Garcia: member, Audit
Committee AppointmentCecily M. Mistarz: member, Audit
Committee AppointmentMarlene Debel: member, Audit
Committee RecordCompensation: Chair Benjamin C. Esty; Members Benjamin C. Esty (Chair); Jeffrey N. Edwards; Raj Seshadri; Raymond W. McDaniel, Jr.
Committee AppointmentBenjamin C. Esty: chair, Compensation
Committee AppointmentJeffrey N. Edwards: member, Compensation
Committee AppointmentRaj Seshadri: member, Compensation
Committee AppointmentRaymond W. McDaniel, Jr.: member, Compensation
Committee RecordNominating and Governance: Chair Anne Gates; Members Anne Gates (Chair); Benjamin C. Esty; Jeffrey N. Edwards; Roderick C. McGeary
Committee AppointmentAnne Gates: chair, Nominating and Governance
Committee AppointmentBenjamin C. Esty: member, Nominating and Governance
Committee AppointmentJeffrey N. Edwards: member, Nominating and Governance
Committee AppointmentRoderick C. McGeary: member, Nominating and Governance
Committee RecordRisk: Chair Marlene Debel; Members Marlene Debel (Chair); Art A. Garcia; Cecily M. Mistarz; Raj Seshadri; Raymond W. McDaniel, Jr.; Roderick C. McGeary
Committee AppointmentMarlene Debel: chair, Risk
Committee AppointmentArt A. Garcia: member, Risk
Committee AppointmentCecily M. Mistarz: member, Risk
Committee AppointmentRaj Seshadri: member, Risk
Committee AppointmentRaymond W. McDaniel, Jr.: member, Risk
Committee AppointmentRoderick C. McGeary: member, Risk
Control and voting power
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Authority to act
Evidence and agent registryWho can act for the company, and on whose authority. This is what a counterparty's agent checks before it accepts an order, signs, or pays.
Principal executive officerPaul M. Shoukry, Chief Executive Officer
Who can authorize an agentNot assessedNo Alpha inference about signing authority or board-reserved matters is published for this record.
Not assessed
AI agents registered by the companyNot registered in the public RegistryAgent Deployments, Agent Use Cases, Authority Grants, TrustChecks, Action Ledger entries and Governance Receipts live in the private enterprise overlay. They are never projected into the public Registry without explicit cross-plane authorization. Absence here is a plane boundary, not evidence that the enterprise operates no agents.
Agent registry
Delegations publishedNot disclosedBoard and officer delegation resolutions are not public filings and are not published in this record.
Search scope
Financials and market context
EvidenceIndex MembershipS&P 500 (SPX)
Security ListingRJF (NYSE)
Index memberships1 membership attached to a specific security and listing.Announcements, effective dates, and removals remain distinct states; Alpha does not infer membership from company size, exchange, or reputation.
SPX
Source reportedAs of Oct 16, 2026. Rights-filtered public evidence only; no redistribution or model training is granted. Only source-backed memberships with an explicit public redistribution basis are returned.
| Index | Security | Status | Effective | Verification | Source |
|---|---|---|---|---|---|
| S&P 500 (S&P Dow Jones Indices) | NYSE: RJF | current | Mar 20, 2017 | inferred | Slickcharts S&P 500 constituent table (public observation, not S&P DJI license) |
Governance and policies
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Risk, audit, and cyber
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
AI oversight and accountability
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Legal and regulatory
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Compensation
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Other published claims
EvidencePublished Claims that belong to no section above. Each keeps its permalink, evidence, and assertion state.
Legal NameRAYMOND JAMES FINANCIAL INC
Entity StatusPublic listing published
Official Websitehttps://www.raymondjames.com
Published FactUS
Published FactFL
Published FactFinancials
Published Facthttps://www.raymondjames.com
Not yet in this record
CoverageA gap is a coverage state, not a negative finding. These sections are expected for this entity class and are not yet published.
- Corporate structureNot reviewed. Parent, subsidiary and predecessor structure explains who is governed.
- OwnershipNot reviewed. Ownership and voting power determine who can influence the board.
- FinancialsNot reviewed. Governance-relevant financial context frames capital and audit decisions.
- CompensationNot reviewed. Pay design shows how incentives are governed.
- GovernanceNot reviewed. Governing documents and provisions set the rules of the enterprise.
- Shareholder governanceNot reviewed. Meeting and vote records show shareholder dissent and support.
- AuditNot reviewed. Auditor, controls and restatements show assurance over reporting.
- LegalNot reviewed. Material legal and regulatory matters show enforcement exposure.
- RiskNot reviewed. Risk ownership links the board, committees, executives and controls.
- CyberNot reviewed. Cyber and data governance is a disclosed oversight domain.
- AI governanceNot reviewed. AI oversight is a differentiated Alpha governance domain.
- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.This Company Profile is an identity and evidence record, not an Alpha rating.
Linked people
Same claims as person records- AnnMarie H. DavisCompany Secretarycompany:7eb193f0-49d0-4db2-a826-7e854638bbdf:leadership_role:21
- James E. BunnPresident, Capital Markets & Advisorycompany:7eb193f0-49d0-4db2-a826-7e854638bbdf:leadership_role:22
- Jonathan W. Oorlog, Jr.Chief Financial Officercompany:7eb193f0-49d0-4db2-a826-7e854638bbdf:leadership_role:23
- Paul M. ShoukryChief Executive Officer; Directorcompany:7eb193f0-49d0-4db2-a826-7e854638bbdf:leadership_role:24, company:7eb193f0-49d0-4db2-a826-7e854638bbdf:leadership_role:17
- Scott A. CurtisChief Operating Officercompany:7eb193f0-49d0-4db2-a826-7e854638bbdf:leadership_role:25
- Tashtego S. ElwynPresident, Private Client Groupcompany:7eb193f0-49d0-4db2-a826-7e854638bbdf:leadership_role:26
- Anne GatesDirectorcompany:7eb193f0-49d0-4db2-a826-7e854638bbdf:leadership_role:10
- Art A. GarciaDirectorcompany:7eb193f0-49d0-4db2-a826-7e854638bbdf:leadership_role:11
- Benjamin C. EstyDirectorcompany:7eb193f0-49d0-4db2-a826-7e854638bbdf:leadership_role:12
- Cecily M. MistarzDirectorcompany:7eb193f0-49d0-4db2-a826-7e854638bbdf:leadership_role:13
- Jeffrey N. EdwardsLead Independent Directorcompany:7eb193f0-49d0-4db2-a826-7e854638bbdf:leadership_role:14
- Mark W. BegorDirectorcompany:7eb193f0-49d0-4db2-a826-7e854638bbdf:leadership_role:15
- Marlene DebelDirectorcompany:7eb193f0-49d0-4db2-a826-7e854638bbdf:leadership_role:16
- Paul C. ReillyChaircompany:7eb193f0-49d0-4db2-a826-7e854638bbdf:leadership_role:9
- Raj SeshadriDirectorcompany:7eb193f0-49d0-4db2-a826-7e854638bbdf:leadership_role:18
- Raymond W. McDaniel, Jr.Directorcompany:7eb193f0-49d0-4db2-a826-7e854638bbdf:leadership_role:19
- Roderick C. McGearyDirectorcompany:7eb193f0-49d0-4db2-a826-7e854638bbdf:leadership_role:20
- Marlene DebelDirector (committee appointment)company:7eb193f0-49d0-4db2-a826-7e854638bbdf:committee_record:27
Subject and corrections
Public-role doctrineThis record exists because the company is in the published Registry. The company can claim the record, correct, or dispute any Claim. Corrections are versioned and the original stays in history.
- Basis
- Published company record built from public sources
- Sources
- 18 evidence records cited. 0 with redistribution rights.
- Never published
- Private enterprise overlay data: deployments, authority grants, TrustChecks, receipts, telemetry
- Record claimed
- No
- Open disputes
- 0
- Identity ownership
- unclaimed
Claiming not yet available
If the company claims the record, its statements appear as their own assertion state and never overwrite the cited evidence.
Evidence
Authority and rights- E1Alpha canonical company public projection. canonical identity. Retrieved Oct 16, 2026. Cited by 6 Claims.
- E2RAYMOND JAMES FINANCIAL Form 10-K. SEC filing. Retrieved Aug 29, 2026. Cited by 2 Claims.
- E3sec filing. Published Jan 7, 2026. Retrieved May 3, 2026. Cited by 1 Claim.
- E4sec filing. Published Jan 7, 2026. Retrieved May 3, 2026. Cited by 1 Claim.
- E5sec filing. Published Jan 7, 2026. Retrieved May 3, 2026. Cited by 1 Claim.
- E6sec filing. Published Jan 7, 2026. Retrieved May 3, 2026. Cited by 1 Claim.
- E7sec filing. Published Jan 7, 2026. Retrieved May 3, 2026. Cited by 1 Claim.
- E8sec filing. Published Jan 7, 2026. Retrieved May 3, 2026. Cited by 1 Claim.
- E9sec filing. Published Jan 7, 2026. Retrieved May 3, 2026. Cited by 1 Claim.
- E10sec filing. Published Jan 7, 2026. Retrieved May 3, 2026. Cited by 1 Claim.
- E11sec filing. Published Jan 7, 2026. Retrieved May 3, 2026. Cited by 1 Claim.
- E12sec filing. Published Jan 7, 2026. Retrieved May 3, 2026. Cited by 1 Claim.
- E13sec filing. Published Jan 7, 2026. Retrieved May 3, 2026. Cited by 1 Claim.
- E14sec filing. Published Jan 7, 2026. Retrieved May 3, 2026. Cited by 1 Claim.
- E15RJF executive roster sourcesec filing. Published May 3, 2026. Retrieved May 3, 2026. Cited by 1 Claim.
- E16sec def 14a. Published Jan 7, 2026. Retrieved Sep 14, 2026. Cited by 5 Claims.
- E17board_seats. board seats. Cited by 23 Claims.
- E18Slickcharts S&P 500 constituent table (public observation, not S&P DJI license). index provider. Retrieved Sep 2, 2026. Cited by 1 Claim.
What changed in version public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce
vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce published Oct 16, 2026- Mark W. Begor seat on Raymond James Financial, effective 2025-01-01.
- Cecily M. Mistarz seat on Raymond James Financial, effective 2024-01-01.
- Paul M. Shoukry seat on Raymond James Financial, effective 2024-01-01.
- Cecily M. Mistarz member of Audit; Risk, effective 2024-01-01.
- Art A. Garcia seat on Raymond James Financial, effective 2023-01-01.
- Raymond W. McDaniel, Jr. seat on Raymond James Financial, effective 2023-01-01.
- Audit; Risk committee of Raymond James Financial, effective 2023-01-01.
- Art A. Garcia member of Audit; Risk, effective 2023-01-01.
- Raymond W. McDaniel, Jr. member of Compensation; Risk, effective 2023-01-01.
- Marlene Debel seat on Raymond James Financial, effective 2020-01-01.
- Raj Seshadri seat on Raymond James Financial, effective 2019-01-01.
- Compensation; Risk committee of Raymond James Financial, effective 2019-01-01.
- Raj Seshadri member of Compensation; Risk, effective 2019-01-01.
- Anne Gates seat on Raymond James Financial, effective 2018-01-01.
- Audit; Nominating and Governance · Chair committee of Raymond James Financial, effective 2018-01-01.
- Anne Gates member of Audit; Nominating and Governance · Chair, effective 2018-01-01.
- Roderick C. McGeary seat on Raymond James Financial, effective 2015-01-01.
- Audit · Chair; Nominating and Governance; Risk committee of Raymond James Financial, effective 2015-01-01.
- Roderick C. McGeary member of Audit · Chair; Nominating and Governance; Risk, effective 2015-01-01.
- Benjamin C. Esty seat on Raymond James Financial, effective 2014-01-01.
- Jeffrey N. Edwards seat on Raymond James Financial, effective 2014-01-01.
- Jeffrey N. Edwards lead independent director of Raymond James Financial, effective 2014-01-01.
- Compensation · Chair; Nominating and Governance committee of Raymond James Financial, effective 2014-01-01.
- Benjamin C. Esty member of Compensation · Chair; Nominating and Governance, effective 2014-01-01.
- Compensation; Nominating and Governance committee of Raymond James Financial, effective 2014-01-01.
- Jeffrey N. Edwards member of Compensation; Nominating and Governance, effective 2014-01-01.
- Paul C. Reilly seat on Raymond James Financial, effective 2006-01-01.
- Paul C. Reilly chairs board Raymond James Financial, effective 2006-01-01.