Published mark
PennyMac Financial Services, Inc.
NYSE: PFSI. Canonical company identity and public leadership record.
US
Record source reportedRecord not claimedNo Eval published
- Alpha ID
- alpha:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7
- SEC CIK
- 0001745916
- Record version
- vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce, published Oct 16, 2026
- Newest evidence
- Apr 20, 2026
- Monitoring
- Not yet monitored Details
- Integrity
- Not yet signed Methodology
- CEO
- David A. SpectorChairman and Chief Executive Officer
- Chair
- David A. SpectorLead independent: Jeffrey A. Perlowitz
- Independent
- Not published7 directors published
- Published claims
- 342 distinct sources
- Evidence records
- 50 pinned
- Source conflicts
- 0None open
Built from 2 distinct sources and 5 evidence records. Every Claim links to where it appears. Where nothing was published, the record states the coverage gap.
CorroboratedSource reportedAlpha inferenceNot disclosed
Public record. Alpha publishes governance facts about this organization from regulatory filings and company statements. Private enterprise overlay data is never projected here. The company can claim the record, correct, or dispute any Claim. How this works
EXECUTIVE APPOINTED
David A. Jones executive of PennyMac Financial Services, Inc., effective 2026-04-20.
EffectiveEffective Apr 20, 2026E4
Monitoring
ContinuousWhat the published record states about identity, evidence, evaluation, monitoring, authority, and freshness. Watched-source schedules are not published for this record.
- IdentityunclaimedPublished
- Evidencesource_reportedPublished
- Evaluationnot_evaluatedPublished
- MonitoringNot yet published for this record.Not published
- AuthorityNot yet published for this record.Not published
- FreshnesscurrentPublished
Leadership
Evidence| Role | Person | Since | Status | Claim |
|---|---|---|---|---|
| Director, President and Chief Mortgage Banking Officer | David A. Jones | Apr 2026 | current | Source reportedE4 |
| Senior Managing Director and Chief Revenue Officer | Abbie Tidmore | Not captured | unknown | Source reportedE2 |
| Senior Managing Director and Chief Financial Officer | Daniel S. Perotti | Not captured | unknown | Source reportedE2 |
| Chairman and Chief Executive Officer | David A. Spector | Not captured | unknown | Source reportedE2 |
| Senior Managing Director, Chief Legal Officer and Secretary | Derek W. Stark | Not captured | unknown | Source reportedE2 |
| President and Chief Mortgage Banking Officer | Doug Jones | Not captured | unknown | Source reportedE2 |
| Senior Managing Director and Chief Digital Officer | James Follette | Not captured | unknown | Source reportedE2 |
| Senior Managing Director and Chief Investment Officer | Marshall Sebring | Not captured | unknown | Source reportedE2 |
| Senior Managing Director and Chief Enterprise Risk Officer | Shiva Iyer | Not captured | unknown | Source reportedE2 |
Board of directors
Evidence7 directors published. Independence determinations are not published for every director.
| Director | Status | Since | Committees | Claim |
|---|---|---|---|---|
| Anne D. Mccallion | Independence not published | 2018 | Finance Committee, chair | Source reportedE3 |
| Farhad Nanji | Independence not published | 2012 | COMPENSATION COMMITTEE, chair | Source reportedE3 |
| Jonathon S. Jacobson | Independence not published | 2021 | None published | Source reportedE3 |
| Lisa M. Shalett | Independence not published | 2020 | Nominating and Corporate Governance Committee, chair | Source reportedE3 |
| Patrick Kinsella | Independence not published | 2014 | Audit Committee, chair | Source reportedE3 |
| Sunil Chandra | Independence not published | 2024 | None published | Source reportedE3 |
| Theodore W. Tozer | Independence not published | 2017 | Risk Committee, chair | Source reportedE3 |
| David A. Spector | Not independentChair | Not published | None published | Source reportedE2 |
| Doug Jones | Not independent | Not published | President and Chief Mortgage Banking Officer | Source reportedE2 |
| Jeffrey A. Perlowitz | IndependentLead Independent | Not published | None published | Source reportedE2 |
Committees and risk ownership
Evidence| Committee | Chair | Members | Risks assigned |
|---|---|---|---|
| Audit Committee | Patrick Kinsella | Patrick Kinsella | Not described in the published record |
| COMPENSATION COMMITTEE | Farhad Nanji | Farhad Nanji | Not described in the published record |
| Finance Committee | Anne D. Mccallion | Anne D. Mccallion | financial |
| Nominating and Corporate Governance Committee | Lisa M. Shalett | Lisa M. Shalett | Not described in the published record |
| President and Chief Mortgage Banking Officer | Not published | Doug Jones | Not described in the published record |
| Risk Committee | Theodore W. Tozer | Theodore W. Tozer | Not described in the published record |
Committee RecordAudit Committee: Chair Patrick Kinsella; Members Patrick Kinsella (Chair)
Committee AppointmentPatrick Kinsella: chair, Audit Committee
Committee RecordCOMPENSATION COMMITTEE: Chair Farhad Nanji; Members Farhad Nanji (Chair)
Committee AppointmentFarhad Nanji: chair, COMPENSATION COMMITTEE
Committee RecordFinance Committee: Chair Anne D. Mccallion; Members Anne D. Mccallion (Chair)
Committee AppointmentAnne D. Mccallion: chair, Finance Committee
Committee RecordNominating and Corporate Governance Committee: Chair Lisa M. Shalett; Members Lisa M. Shalett (Chair); Lisa M. Shalett
Committee AppointmentLisa M. Shalett: chair, Nominating and Corporate Governance Committee
Committee AppointmentLisa M. Shalett: member, Nominating and Corporate Governance Committee
Committee RecordRisk Committee: Chair Theodore W. Tozer; Members Theodore W. Tozer (Chair)
Committee AppointmentTheodore W. Tozer: chair, Risk Committee
Control and voting power
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Authority to act
Evidence and agent registryWho can act for the company, and on whose authority. This is what a counterparty's agent checks before it accepts an order, signs, or pays.
Principal executive officerDavid A. Spector, Chairman and Chief Executive Officer
Who can authorize an agentNot assessedNo Alpha inference about signing authority or board-reserved matters is published for this record.
Not assessed
AI agents registered by the companyNot registered in the public RegistryAgent Deployments, Agent Use Cases, Authority Grants, TrustChecks, Action Ledger entries and Governance Receipts live in the private enterprise overlay. They are never projected into the public Registry without explicit cross-plane authorization. Absence here is a plane boundary, not evidence that the enterprise operates no agents.
Agent registry
Delegations publishedNot disclosedBoard and officer delegation resolutions are not public filings and are not published in this record.
Search scope
Financials and market context
EvidenceSecurity ListingPFSI (NYSE)
Index membershipsNo current membership is published in Alpha's tracked index universe.This is not evidence that the company is absent from every market index.
None publishedAs of Oct 16, 2026. Rights-filtered public evidence only; no redistribution or model training is granted. Only source-backed memberships with an explicit public redistribution basis are returned.
Governance and policies
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Risk, audit, and cyber
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
AI oversight and accountability
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Legal and regulatory
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Compensation
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Other published claims
EvidencePublished Claims that belong to no section above. Each keeps its permalink, evidence, and assertion state.
Legal NamePennyMac Financial Services, Inc.
Entity StatusPublic listing published
Published FactUS
Not yet in this record
CoverageA gap is a coverage state, not a negative finding. These sections are expected for this entity class and are not yet published.
- Corporate structureNot reviewed. Parent, subsidiary and predecessor structure explains who is governed.
- OwnershipNot reviewed. Ownership and voting power determine who can influence the board.
- FinancialsNot reviewed. Governance-relevant financial context frames capital and audit decisions.
- CompensationNot reviewed. Pay design shows how incentives are governed.
- GovernanceNot reviewed. Governing documents and provisions set the rules of the enterprise.
- Shareholder governanceNot reviewed. Meeting and vote records show shareholder dissent and support.
- AuditNot reviewed. Auditor, controls and restatements show assurance over reporting.
- LegalNot reviewed. Material legal and regulatory matters show enforcement exposure.
- RiskNot reviewed. Risk ownership links the board, committees, executives and controls.
- CyberNot reviewed. Cyber and data governance is a disclosed oversight domain.
- AI governanceNot reviewed. AI oversight is a differentiated Alpha governance domain.
- Markets externalNot reviewed. Auditors, advisors, investors and regulators form the external ecosystem.
- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.This Company Profile is an identity and evidence record, not an Alpha rating.
Linked people
Same claims as person records- David A. JonesDirector, President and Chief Mortgage Banking Officercompany:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:17
- Abbie TidmoreSenior Managing Director and Chief Revenue Officercompany:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:15
- Daniel S. PerottiSenior Managing Director and Chief Financial Officercompany:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:16
- David A. SpectorChairman and Chief Executive Officercompany:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:18, company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:5
- Derek W. StarkSenior Managing Director, Chief Legal Officer and Secretarycompany:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:19
- Doug JonesPresident and Chief Mortgage Banking Officer; Director, President and Chief Mortgage Banking Officercompany:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:20, company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:7
- James FolletteSenior Managing Director and Chief Digital Officercompany:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:21
- Marshall SebringSenior Managing Director and Chief Investment Officercompany:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:22
- Shiva IyerSenior Managing Director and Chief Enterprise Risk Officercompany:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:23
- Anne D. MccallionDirectorcompany:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:6
- Farhad NanjiDirectorcompany:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:8
- Jonathon S. JacobsonDirectorcompany:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:10
- Lisa M. ShalettDirectorcompany:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:11
- Patrick KinsellaDirectorcompany:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:12
- Sunil ChandraDirectorcompany:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:13
- Theodore W. TozerDirectorcompany:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:14
- Jeffrey A. PerlowitzIndependent Lead Directorcompany:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:9
Subject and corrections
Public-role doctrineThis record exists because the company is in the published Registry. The company can claim the record, correct, or dispute any Claim. Corrections are versioned and the original stays in history.
- Basis
- Published company record built from public sources
- Sources
- 5 evidence records cited. 0 with redistribution rights.
- Never published
- Private enterprise overlay data: deployments, authority grants, TrustChecks, receipts, telemetry
- Record claimed
- No
- Open disputes
- 0
- Identity ownership
- unclaimed
Claiming not yet available
If the company claims the record, its statements appear as their own assertion state and never overwrite the cited evidence.
Evidence
Authority and rights- E1Alpha canonical company public projection. canonical identity. Retrieved Oct 16, 2026. Cited by 4 Claims.
- E2sec def 14a. Published Apr 20, 2026. Retrieved Sep 12, 2026. Cited by 11 Claims.
- E3sec proxy. Published Apr 20, 2026. Retrieved Sep 2, 2026. Cited by 7 Claims.
- E4sec filing. Published Apr 20, 2026. Retrieved May 5, 2026. Cited by 1 Claim.
- E5governance_people_committees. sec proxy. Cited by 11 Claims.
What changed in version public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce
vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce published Oct 16, 2026- David A. Jones executive of PennyMac Financial Services, Inc., effective 2026-04-20.
- Sunil Chandra seat on PennyMac Financial Services, Inc., effective 2024-01-01.
- Jonathon S. Jacobson seat on PennyMac Financial Services, Inc., effective 2021-01-01.
- Lisa M. Shalett seat on PennyMac Financial Services, Inc., effective 2020-01-01.
- Anne D. Mccallion seat on PennyMac Financial Services, Inc., effective 2018-01-01.
- Theodore W. Tozer seat on PennyMac Financial Services, Inc., effective 2017-01-01.
- Patrick Kinsella seat on PennyMac Financial Services, Inc., effective 2014-01-01.
- Farhad Nanji seat on PennyMac Financial Services, Inc., effective 2012-01-01.