Published mark
Morgan Stanley
MORGAN STANLEY
NYSE: MS. Morgan Stanley operates as a prominent financial holding company, delivering a comprehensive suite of financial solutions and services.
US
Record source reportedRecord not claimedNo Eval published
- Alpha ID
- alpha:company:e78d06f1-d994-4001-bde4-29b6b40c8171
- SEC CIK
- 0000895421
- Website
- www.morganstanley.com Open
- Record version
- vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce, published Oct 16, 2026
- Newest evidence
- Apr 2, 2026
- Monitoring
- Not yet monitored Details
- Integrity
- Not yet signed Methodology
- CEO
- Edward PickSince Feb 19, 2026
- Chair
- Edward Pick
- Independent
- Not published
- Published claims
- 785 distinct sources
- Evidence records
- 150 pinned
- Source conflicts
- 0None open
Built from 5 distinct sources and 15 evidence records. Every Claim links to where it appears. Where nothing was published, the record states the coverage gap.
CorroboratedSource reportedAlpha inferenceNot disclosed
Public record. Alpha publishes governance facts about this organization from regulatory filings and company statements. Private enterprise overlay data is never projected here. The company can claim the record, correct, or dispute any Claim. How this works
EXECUTIVE APPOINTED
Andrew M. Saperstein executive of Morgan Stanley, effective 2026-02-19.
EffectiveEffective Feb 19, 2026E9
Monitoring
ContinuousWhat the published record states about identity, evidence, evaluation, monitoring, authority, and freshness. Watched-source schedules are not published for this record.
- IdentityunclaimedPublished
- Evidencesource_reportedPublished
- Evaluationnot_evaluatedPublished
- MonitoringNot yet published for this record.Not published
- AuthorityNot yet published for this record.Not published
- FreshnesscurrentPublished
Leadership
Evidence| Role | Person | Since | Status | Claim |
|---|---|---|---|---|
| Co-President | Andrew M. Saperstein | Feb 2026 | current | Source reportedE9 |
| Co-President | Daniel A. Simkowitz | Feb 2026 | current | Source reportedE11 |
| Chairman of the Board of Directors and Chief Executive Officer | Edward Pick | Feb 2026 | current | Source reportedE12 |
| Executive Vice President and Head of Technology and Operations | Michael A. Pizzi | Feb 2026 | current | Source reportedE13 |
| Co-President | Andy Saperstein | Not captured | unknown | Source reportedE10 |
| Chief Audit Officer | Carol Greene-Vincent | Not captured | unknown | Source reportedE10 |
| Chief Risk Officer | Charles Smith | Not captured | unknown | Source reportedE10 |
| Head of Europe, the Middle East and Africa (EMEA), Latin America and Canada, and CEO of Morgan Stanley & Co. International | Clare Woodman | Not captured | unknown | Source reportedE10 |
| Co-President | Dan Simkowitz | Not captured | unknown | Source reportedE10 |
| Chief Legal Officer and Chief Administrative Officer | Eric Grossman | Not captured | unknown | Source reportedE10 |
| CEO of Morgan Stanley Asia and Co-Head of Global Equities | Gokul Laroia | Not captured | unknown | Source reportedE10 |
| Chief Client Officer | Mandell Crawley | Not captured | unknown | Source reportedE10 |
| Chief Operating Officer, Institutional Securities Group | Matt Berke | Not captured | unknown | Source reportedE10 |
| Chief Financial Officer | Sharon Yeshaya | Not captured | unknown | Source reportedE10 |
| Chairman and CEO | Ted Pick | Not captured | unknown | Source reportedE10 |
Board of directors
Evidence| Director | Status | Since | Committees | Claim |
|---|---|---|---|---|
| Dennis M. Nally | Independent | Not published | AuditAudit; Compensation, Management Development and Succession · ChairCompensation, Management Development and Succession, chair | Source reportedE4 |
| Douglas L. Peterson | Independent | Not published | Risk | Source reportedE4 |
| Edward Pick | Independence not publishedChair | Not published | None published | Source reportedE3 |
| Erika H. James | Independent | Not published | Compensation, Management Development and SuccessionCompensation, Management Development and Succession; Governance and SustainabilityGovernance and Sustainability | Source reportedE4 |
| Hironori Kamezawa | Not independent | Not published | Risk | Source reportedE4 |
| Jami Miscik | Independence not published | Not published | Operations and Technology, chairOperations and Technology · Chair; RiskRisk | Source reportedE5 |
| Lynn J. Good | Independent | Not published | Audit | Source reportedE4 |
| Madisson G. Butler | Independent | Not published | Audit | Source reportedE4 |
| Mary L. Schapiro | Independent | Not published | Governance and SustainabilityGovernance and Sustainability; RiskRisk | Source reportedE4 |
| Masato Miyachi | Independent | Not published | None published | Source reportedE4 |
| Mr. Itagaki | Independence not published | Not published | Technology | Source reportedE14 |
| Perry M. Traquina | Independent | Not published | Operations and TechnologyOperations and Technology; Risk · ChairRisk, chair | Source reportedE4 |
| Rayford Wilkins Jr | Independence not published | Not published | Compensation, Management Development and SuccessionCompensation, Management Development and Succession; Governance and Sustainability · ChairGovernance and Sustainability, chair | Source reportedE6 |
| Robert H. Herz | Independence not published | Not published | Audit, chairAudit · Chair; Governance and SustainabilityGovernance and Sustainability | Source reportedE7 |
| Shelley B. Leibowitz | Independent | Not published | AuditAudit; Operations and TechnologyOperations and Technology | Source reportedE4 |
| Thomas H. Glocer | Independence not published | Not published | Compensation, Management Development and SuccessionCompensation, Management Development and Succession; Governance and SustainabilityGovernance and Sustainability | Source reportedE8 |
Committees and risk ownership
Evidence| Committee | Chair | Members | Risks assigned |
|---|---|---|---|
| Audit | Robert H. Herz | Robert H. Herz, Dennis M. Nally, Lynn J. Good, Madisson G. Butler, Shelley B. Leibowitz | Not described in the published record |
| Audit · Chair; Governance and Sustainability | Not published | Robert H. Herz | Not described in the published record |
| Audit; Compensation, Management Development and Succession · Chair | Not published | Dennis M. Nally | Not described in the published record |
| Audit; Operations and Technology | Not published | Shelley B. Leibowitz | operational |
| Compensation, Management Development and Succession | Dennis M. Nally | Dennis M. Nally, Erika H. James, Rayford Wilkins Jr, Thomas H. Glocer | Not described in the published record |
| Compensation, Management Development and Succession; Governance and Sustainability | Not published | Erika H. James, Thomas H. Glocer | Not described in the published record |
| Compensation, Management Development and Succession; Governance and Sustainability · Chair | Not published | Rayford Wilkins Jr | Not described in the published record |
| Governance and Sustainability | Rayford Wilkins Jr | Rayford Wilkins Jr, Erika H. James, Mary L. Schapiro, Robert H. Herz, Thomas H. Glocer | Not described in the published record |
| Governance and Sustainability; Risk | Not published | Mary L. Schapiro | Not described in the published record |
| Operations and Technology | Jami Miscik | Jami Miscik, Perry M. Traquina, Shelley B. Leibowitz | operational |
| Operations and Technology · Chair; Risk | Not published | Jami Miscik | operational |
| Operations and Technology; Risk · Chair | Not published | Perry M. Traquina | operational |
| Risk | Perry M. Traquina | Perry M. Traquina, Douglas L. Peterson, Hironori Kamezawa, Jami Miscik, Mary L. Schapiro | Not described in the published record |
| Technology | Not published | Mr. Itagaki | Not described in the published record |
Committee RecordAudit: Chair Robert H. Herz; Members Robert H. Herz (Chair); Dennis M. Nally; Lynn J. Good; Madisson G. Butler; Shelley B. Leibowitz
Committee AppointmentRobert H. Herz: chair, Audit
Committee AppointmentDennis M. Nally: member, Audit
Committee AppointmentLynn J. Good: member, Audit
Committee AppointmentMadisson G. Butler: member, Audit
Committee AppointmentShelley B. Leibowitz: member, Audit
Committee RecordCompensation, Management Development and Succession: Chair Dennis M. Nally; Members Dennis M. Nally (Chair); Erika H. James; Rayford Wilkins Jr; Thomas H. Glocer
Committee AppointmentDennis M. Nally: chair, Compensation, Management Development and Succession
Committee AppointmentErika H. James: member, Compensation, Management Development and Succession
Committee AppointmentRayford Wilkins Jr: member, Compensation, Management Development and Succession
Committee AppointmentThomas H. Glocer: member, Compensation, Management Development and Succession
Committee RecordGovernance and Sustainability: Chair Rayford Wilkins Jr; Members Rayford Wilkins Jr (Chair); Erika H. James; Mary L. Schapiro; Robert H. Herz; Thomas H. Glocer
Committee AppointmentRayford Wilkins Jr: chair, Governance and Sustainability
Committee AppointmentErika H. James: member, Governance and Sustainability
Committee AppointmentMary L. Schapiro: member, Governance and Sustainability
Committee AppointmentRobert H. Herz: member, Governance and Sustainability
Committee AppointmentThomas H. Glocer: member, Governance and Sustainability
Committee RecordOperations and Technology: Chair Jami Miscik; Members Jami Miscik (Chair); Perry M. Traquina; Shelley B. Leibowitz
Committee AppointmentJami Miscik: chair, Operations and Technology
Committee AppointmentPerry M. Traquina: member, Operations and Technology
Committee AppointmentShelley B. Leibowitz: member, Operations and Technology
Committee RecordRisk: Chair Perry M. Traquina; Members Perry M. Traquina (Chair); Douglas L. Peterson; Hironori Kamezawa; Jami Miscik; Mary L. Schapiro
Committee AppointmentPerry M. Traquina: chair, Risk
Committee AppointmentDouglas L. Peterson: member, Risk
Committee AppointmentHironori Kamezawa: member, Risk
Committee AppointmentJami Miscik: member, Risk
Committee AppointmentMary L. Schapiro: member, Risk
Committee AppointmentMr. Itagaki: member, Technology
Control and voting power
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Authority to act
Evidence and agent registryWho can act for the company, and on whose authority. This is what a counterparty's agent checks before it accepts an order, signs, or pays.
Principal executive officerEdward Pick, Chairman of the Board of Directors and Chief Executive Officer, from Feb 19, 2026
Who can authorize an agentNot assessedNo Alpha inference about signing authority or board-reserved matters is published for this record.
Not assessed
AI agents registered by the companyNot registered in the public RegistryAgent Deployments, Agent Use Cases, Authority Grants, TrustChecks, Action Ledger entries and Governance Receipts live in the private enterprise overlay. They are never projected into the public Registry without explicit cross-plane authorization. Absence here is a plane boundary, not evidence that the enterprise operates no agents.
Agent registry
Delegations publishedNot disclosedBoard and officer delegation resolutions are not public filings and are not published in this record.
Search scope
Financials and market context
EvidenceIndex MembershipS&P 500 (SPX)
Security ListingMS (NYSE)
Security ListingMS-PA (NYSE)
Security ListingMS-PE (NYSE)
Security ListingMS-PF (NYSE)
Security ListingMS-PI (NYSE)
Security ListingMS-PK (NYSE)
Security ListingMS-PL (NYSE)
Security ListingMS-PO (NYSE)
Security ListingMS-PP (NYSE)
Security ListingMS-PQ (NYSE)
Index memberships1 membership attached to a specific security and listing.Announcements, effective dates, and removals remain distinct states; Alpha does not infer membership from company size, exchange, or reputation.
SPX
Source reportedAs of Oct 16, 2026. Rights-filtered public evidence only; no redistribution or model training is granted. Only source-backed memberships with an explicit public redistribution basis are returned.
| Index | Security | Status | Effective | Verification | Source |
|---|---|---|---|---|---|
| S&P 500 (S&P Dow Jones Indices) | NYSE: MS-PQ | current | Jul 29, 1993 | inferred | Slickcharts S&P 500 constituent table (public observation, not S&P DJI license) |
Governance and policies
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Risk, audit, and cyber
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
AI oversight and accountability
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Legal and regulatory
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Compensation
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Other published claims
EvidencePublished Claims that belong to no section above. Each keeps its permalink, evidence, and assertion state.
Legal NameMORGAN STANLEY
Entity StatusPublic listing published
Official Websitehttps://www.morganstanley.com
Published FactUS
Published FactDE
Published FactFinancials
Published FactCapital Markets
Published Facthttps://www.morganstanley.com
Not yet in this record
CoverageA gap is a coverage state, not a negative finding. These sections are expected for this entity class and are not yet published.
- Corporate structureNot reviewed. Parent, subsidiary and predecessor structure explains who is governed.
- OwnershipNot reviewed. Ownership and voting power determine who can influence the board.
- FinancialsNot reviewed. Governance-relevant financial context frames capital and audit decisions.
- CompensationNot reviewed. Pay design shows how incentives are governed.
- GovernanceNot reviewed. Governing documents and provisions set the rules of the enterprise.
- Shareholder governanceNot reviewed. Meeting and vote records show shareholder dissent and support.
- AuditNot reviewed. Auditor, controls and restatements show assurance over reporting.
- LegalNot reviewed. Material legal and regulatory matters show enforcement exposure.
- RiskNot reviewed. Risk ownership links the board, committees, executives and controls.
- CyberNot reviewed. Cyber and data governance is a disclosed oversight domain.
- AI governanceNot reviewed. AI oversight is a differentiated Alpha governance domain.
- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.This Company Profile is an identity and evidence record, not an Alpha rating.
Linked people
Same claims as person records- Andrew M. SapersteinCo-Presidentcompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:25
- Daniel A. SimkowitzCo-Presidentcompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:31
- Edward PickChairman of the Board of Directors and Chief Executive Officercompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:32, company:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:10
- Michael A. PizziExecutive Vice President and Head of Technology and Operationscompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:37
- Andy SapersteinCo-Presidentcompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:26
- Carol Greene-VincentChief Audit Officercompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:27
- Charles SmithChief Risk Officercompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:28
- Clare WoodmanHead of Europe, the Middle East and Africa (EMEA), Latin America and Canada, and CEO of Morgan Stanley & Co. Internationalcompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:29
- Dan SimkowitzCo-Presidentcompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:30
- Eric GrossmanChief Legal Officer and Chief Administrative Officercompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:33
- Gokul LaroiaCEO of Morgan Stanley Asia and Co-Head of Global Equitiescompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:34
- Mandell CrawleyChief Client Officercompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:35
- Matt BerkeChief Operating Officer, Institutional Securities Groupcompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:36
- Sharon YeshayaChief Financial Officercompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:38
- Ted PickChairman and CEOcompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:39
- Dennis M. NallyDirectorcompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:11
- Douglas L. PetersonDirectorcompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:12
- Erika H. JamesDirectorcompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:13
- Hironori KamezawaDirectorcompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:14
- Jami MiscikDirectorcompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:15
- Lynn J. GoodDirectorcompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:16
- Madisson G. ButlerDirectorcompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:17
- Mary L. SchapiroDirectorcompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:18
- Masato MiyachiDirectorcompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:19
- Mr. ItagakiDirector (committee appointment)company:e78d06f1-d994-4001-bde4-29b6b40c8171:committee_record:67
- Perry M. TraquinaDirectorcompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:20
- Rayford Wilkins JrDirectorcompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:21
- Robert H. HerzDirectorcompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:22
- Shelley B. LeibowitzDirectorcompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:23
- Thomas H. GlocerDirectorcompany:e78d06f1-d994-4001-bde4-29b6b40c8171:leadership_role:24
Subject and corrections
Public-role doctrineThis record exists because the company is in the published Registry. The company can claim the record, correct, or dispute any Claim. Corrections are versioned and the original stays in history.
- Basis
- Published company record built from public sources
- Sources
- 15 evidence records cited. 0 with redistribution rights.
- Never published
- Private enterprise overlay data: deployments, authority grants, TrustChecks, receipts, telemetry
- Record claimed
- No
- Open disputes
- 0
- Identity ownership
- unclaimed
Claiming not yet available
If the company claims the record, its statements appear as their own assertion state and never overwrite the cited evidence.
Evidence
Authority and rights- E1Alpha canonical company public projection. canonical identity. Retrieved Oct 16, 2026. Cited by 16 Claims.
- E2MORGAN STANLEY Form 10-K (filed 2026-02-19). SEC filing. Retrieved Aug 29, 2026. Cited by 2 Claims.
- E3sec filing. Published Apr 2, 2026. Retrieved May 3, 2026. Cited by 1 Claim.
- E4sec proxy. Published Apr 2, 2026. Retrieved Apr 3, 2026. Cited by 10 Claims.
- E5sec filing. Published Apr 2, 2026. Retrieved May 3, 2026. Cited by 1 Claim.
- E6sec filing. Published Apr 2, 2026. Retrieved May 3, 2026. Cited by 1 Claim.
- E7sec filing. Published Apr 2, 2026. Retrieved May 3, 2026. Cited by 1 Claim.
- E8sec filing. Published Apr 2, 2026. Retrieved May 3, 2026. Cited by 1 Claim.
- E9sec filing. Published Feb 19, 2026. Retrieved Jul 28, 2026. Cited by 1 Claim.
- E10leadership page. Retrieved Sep 2, 2026. Cited by 11 Claims.
- E11sec filing. Published Feb 19, 2026. Retrieved Jul 28, 2026. Cited by 1 Claim.
- E12sec filing. Published Feb 19, 2026. Retrieved Jul 28, 2026. Cited by 1 Claim.
- E13sec filing. Published Feb 19, 2026. Retrieved Jul 28, 2026. Cited by 1 Claim.
- E14board_seats. sp500-board-director-completeness-remediation-2026-05-15. Cited by 29 Claims.
- E15Slickcharts S&P 500 constituent table (public observation, not S&P DJI license). index provider. Retrieved Sep 2, 2026. Cited by 1 Claim.
What changed in version public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce
vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce published Oct 16, 2026- Andrew M. Saperstein executive of Morgan Stanley, effective 2026-02-19.
- Daniel A. Simkowitz executive of Morgan Stanley, effective 2026-02-19.
- Edward Pick executive of Morgan Stanley, effective 2026-02-19.
- Michael A. Pizzi executive of Morgan Stanley, effective 2026-02-19.