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Published mark

PROSPECT CAPITAL CORP

NASDAQ: PSEC. Canonical company identity and public leadership record.

US

Record source reportedRecord not claimedNo Eval published
Follow companySave PDF
Alpha ID
alpha:company:424010af-289b-46ee-a708-8cb3b7dcbc8a
SEC CIK
0001287032
Record version
vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce, published Oct 21, 2026
Newest evidence
Mar 11, 2026
Monitoring
Not yet monitored Details
Integrity
Not yet signed Methodology
CEO
John F. Barry IIISince Mar 11, 2026
Chair
Not published
Independent
Not published6 directors published
Published claims
203 distinct sources
Evidence records
50 pinned
Source conflicts
0None open

Built from 3 distinct sources and 5 evidence records. Every Claim links to where it appears. Where nothing was published, the record states the coverage gap.

CorroboratedSource reportedAlpha inferenceNot disclosed

Public record. Alpha publishes governance facts about this organization from regulatory filings and company statements. Private enterprise overlay data is never projected here. The company can claim the record, correct, or dispute any Claim. How this works

CEO CHANGED

John F. Barry III executive of PROSPECT CAPITAL CORP, effective 2026-03-11.

EffectiveEffective Mar 11, 2026E3

Monitoring

Continuous

What the published record states about identity, evidence, evaluation, monitoring, authority, and freshness. Watched-source schedules are not published for this record.

  • Identityunclaimed
    Published
  • Evidencesource_reported
    Published
  • Evaluationnot_evaluated
    Published
  • MonitoringNot yet published for this record.
    Not published
  • AuthorityNot yet published for this record.
    Not published
  • Freshnesscurrent
    Published

Leadership

Evidence
RolePersonSinceStatusClaim
Chief Executive OfficerJohn F. Barry IIIMar 2026currentSource reportedE3
Chief Operating OfficerM. Grier EliasekMar 2026currentSource reportedE4

Board of directors

Evidence

6 directors published. Independence determinations are not published for every director.

DirectorStatusSinceCommitteesClaim
Andrew C. CooperIndependence not published2009Total Compensation from Company and Fund Complex CommitteeSource reportedE2
Eugene S. StarkIndependence not published2008Total Compensation from Company and Fund Complex CommitteeSource reportedE2
John F. Barry IIIIndependence not published2004Total Compensation from Company and Fund Complex CommitteeSource reportedE2
Kristin Van DaskIndependence not published2025Total Compensation from Company and Fund Complex CommitteeSource reportedE2
M. Grier EliasekIndependence not published2004Total Compensation from Company and Fund Complex CommitteeSource reportedE2
William J. GrempIndependence not published2010Total Compensation from Company and Fund Complex CommitteeSource reportedE2

Committees and risk ownership

Evidence
CommitteeChairMembersRisks assigned
Total Compensation from Company and Fund Complex CommitteeNot publishedAndrew C. Cooper, Eugene S. Stark, John F. Barry III, Kristin Van Dask, M. Grier Eliasek, William J. GrempNot described in the published record
Committee RecordTotal Compensation from Company and Fund Complex Committee: Chair not stated; Members Andrew C. Cooper; Eugene S. Stark; John F. Barry III; Kristin Van Dask; M. Grier Eliasek; William J. Gremp
Source reportedE5
company:424010af-289b-46ee-a708-8cb3b7dcbc8a:committee_record:13
Committee AppointmentAndrew C. Cooper: member, Total Compensation from Company and Fund Complex Committee
Source reportedE5
company:424010af-289b-46ee-a708-8cb3b7dcbc8a:committee_appointment:14
Committee AppointmentEugene S. Stark: member, Total Compensation from Company and Fund Complex Committee
Source reportedE5
company:424010af-289b-46ee-a708-8cb3b7dcbc8a:committee_appointment:15
Committee AppointmentJohn F. Barry III: member, Total Compensation from Company and Fund Complex Committee
Source reportedE5
company:424010af-289b-46ee-a708-8cb3b7dcbc8a:committee_appointment:16
Committee AppointmentKristin Van Dask: member, Total Compensation from Company and Fund Complex Committee
Source reportedE5
company:424010af-289b-46ee-a708-8cb3b7dcbc8a:committee_appointment:17
Committee AppointmentM. Grier Eliasek: member, Total Compensation from Company and Fund Complex Committee
Source reportedE5
company:424010af-289b-46ee-a708-8cb3b7dcbc8a:committee_appointment:18
Committee AppointmentWilliam J. Gremp: member, Total Compensation from Company and Fund Complex Committee
Source reportedE5
company:424010af-289b-46ee-a708-8cb3b7dcbc8a:committee_appointment:19

Control and voting power

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

Authority to act

Evidence and agent registry

Who can act for the company, and on whose authority. This is what a counterparty's agent checks before it accepts an order, signs, or pays.

Principal executive officerJohn F. Barry III, Chief Executive Officer, from Mar 11, 2026
Source reportedE3
company:424010af-289b-46ee-a708-8cb3b7dcbc8a:leadership_role:11
Who can authorize an agentNot assessedNo Alpha inference about signing authority or board-reserved matters is published for this record.
Not assessed
bind
AI agents registered by the companyNot registered in the public RegistryAgent Deployments, Agent Use Cases, Authority Grants, TrustChecks, Action Ledger entries and Governance Receipts live in the private enterprise overlay. They are never projected into the public Registry without explicit cross-plane authorization. Absence here is a plane boundary, not evidence that the enterprise operates no agents.
Agent registry
agents
Delegations publishedNot disclosedBoard and officer delegation resolutions are not public filings and are not published in this record.
Search scope
delegations

Financials and market context

Evidence
Security ListingPSEC (NASDAQ)
Source reportedE1
company:424010af-289b-46ee-a708-8cb3b7dcbc8a:security_listing:20
Security ListingPSEC-PA (NYSE)
Source reportedE1
company:424010af-289b-46ee-a708-8cb3b7dcbc8a:security_listing:21
Index membershipsNo current membership is published in Alpha's tracked index universe.This is not evidence that the company is absent from every market index.
None publishedAs of Oct 21, 2026. Rights-filtered public evidence only; no redistribution or model training is granted. Only source-backed memberships with an explicit public redistribution basis are returned.

Governance and policies

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

Risk, audit, and cyber

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

AI oversight and accountability

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

Compensation

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

Other published claims

Evidence

Published Claims that belong to no section above. Each keeps its permalink, evidence, and assertion state.

Legal NamePROSPECT CAPITAL CORP
Source reportedE1
company:424010af-289b-46ee-a708-8cb3b7dcbc8a:legal_name:1
Entity StatusPublic listing published
Source reportedE1
company:424010af-289b-46ee-a708-8cb3b7dcbc8a:entity_status:3

Not yet in this record

Coverage

A gap is a coverage state, not a negative finding. These sections are expected for this entity class and are not yet published.

  • Corporate structureNot reviewed. Parent, subsidiary and predecessor structure explains who is governed.
  • OwnershipNot reviewed. Ownership and voting power determine who can influence the board.
  • FinancialsNot reviewed. Governance-relevant financial context frames capital and audit decisions.
  • CompensationNot reviewed. Pay design shows how incentives are governed.
  • GovernanceNot reviewed. Governing documents and provisions set the rules of the enterprise.
  • Shareholder governanceNot reviewed. Meeting and vote records show shareholder dissent and support.
  • AuditNot reviewed. Auditor, controls and restatements show assurance over reporting.
  • LegalNot reviewed. Material legal and regulatory matters show enforcement exposure.
  • RiskNot reviewed. Risk ownership links the board, committees, executives and controls.
  • CyberNot reviewed. Cyber and data governance is a disclosed oversight domain.
  • AI governanceNot reviewed. AI oversight is a differentiated Alpha governance domain.
  • Markets externalNot reviewed. Auditors, advisors, investors and regulators form the external ecosystem.
  • Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
  • Only explicitly published canonical company identity and current confirmed public roles are included.Only explicitly published canonical company identity and current confirmed public roles are included.
  • Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
  • Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
  • This Company Profile is an identity and evidence record, not an Alpha rating.This Company Profile is an identity and evidence record, not an Alpha rating.

Subject and corrections

Public-role doctrine

This record exists because the company is in the published Registry. The company can claim the record, correct, or dispute any Claim. Corrections are versioned and the original stays in history.

Basis
Published company record built from public sources
Sources
5 evidence records cited. 0 with redistribution rights.
Never published
Private enterprise overlay data: deployments, authority grants, TrustChecks, receipts, telemetry
Record claimed
No
Open disputes
0
Identity ownership
unclaimed
Claiming not yet available

If the company claims the record, its statements appear as their own assertion state and never overwrite the cited evidence.

Evidence

Authority and rights
  1. E1
    Alpha canonical company public projection
    Alpha canonical company public projection. canonical identity. Retrieved Oct 21, 2026. Cited by 5 Claims.
    Open web
    Rights not recorded, link only
    Evidence not pinned
  2. E2
    DEF 14A a20250918-definitivepsec20.htm
    sec proxy. Published Sep 18, 2025. Retrieved Sep 2, 2026. Cited by 6 Claims.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned
  3. E3
    PSEC-PA DEF 14A executive officers
    sec filing. Published Mar 11, 2026. Retrieved Jul 28, 2026. Cited by 1 Claim.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned
  4. E4
    PSEC-PA DEF 14A executive officers
    sec filing. Published Mar 11, 2026. Retrieved Jul 28, 2026. Cited by 1 Claim.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned
  5. E5
    Total Compensation from Company and Fund Complex Committee
    governance_people_committees. sec proxy. Cited by 7 Claims.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned

What changed in version public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce

vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce published Oct 21, 2026
  • John F. Barry III executive of PROSPECT CAPITAL CORP, effective 2026-03-11.
  • M. Grier Eliasek executive of PROSPECT CAPITAL CORP, effective 2026-03-11.
  • Kristin Van Dask seat on PROSPECT CAPITAL CORP, effective 2025-09-18.
  • William J. Gremp seat on PROSPECT CAPITAL CORP, effective 2010-01-01.
  • Andrew C. Cooper seat on PROSPECT CAPITAL CORP, effective 2009-01-01.
  • Eugene S. Stark seat on PROSPECT CAPITAL CORP, effective 2008-01-01.
  • John F. Barry III seat on PROSPECT CAPITAL CORP, effective 2004-01-01.
  • M. Grier Eliasek seat on PROSPECT CAPITAL CORP, effective 2004-01-01.
Appearance

Alpha Governance PBC. The Registry records reported facts and Alpha's assessments separately. A missing fact is not evidence that it is false.

Record alpha:company:424010af-289b-46ee-a708-8cb3b7dcbc8a, version public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce. https://registry.alpha.ac/companies/prospect-capital-corp

Navigate

On this record

  1. Overview
  2. Monitoring4
  3. Leadership2
  4. Board6
  5. Committees1
  6. Control and voting0
  7. Authority to act4
  8. Financials2
  9. Governance0
  10. Risk0
  11. AI oversight0
  12. Legal0
  13. Compensation0
  14. Other published claims3
  15. Coverage gaps17
  16. Linked people6
  17. Subject and corrections6
  18. Evidence5
  19. Version historyvpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce

Linked records

Registry

Appearance

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  • Copy Alpha IDalpha:company:424010af-289b-46ee-a708-8cb3b7dcbc8a
  • Cite this recordPROSPECT CAPITAL CORP
  • Copy canonical URLregistry.alpha.ac/companies/prospect-capital-corp
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  • Records
    PROSPECT CAPITAL CORPCompany
  • John F. Barry IIIPerson
  • M. Grier EliasekPerson
  • Andrew C. CooperPerson
  • Eugene S. StarkPerson
  • Kristin Van DaskPerson
  • William J. GrempPerson
  • Sections
    OverviewPROSPECT CAPITAL CORP
  • MonitoringPROSPECT CAPITAL CORP
  • LeadershipPROSPECT CAPITAL CORP
  • BoardPROSPECT CAPITAL CORP
  • CommitteesPROSPECT CAPITAL CORP
  • Control and votingPROSPECT CAPITAL CORP
  • Authority to actPROSPECT CAPITAL CORP
  • FinancialsPROSPECT CAPITAL CORP
  • GovernancePROSPECT CAPITAL CORP
  • RiskPROSPECT CAPITAL CORP
  • AI oversightPROSPECT CAPITAL CORP
  • LegalPROSPECT CAPITAL CORP
  • CompensationPROSPECT CAPITAL CORP
  • Other published claimsPROSPECT CAPITAL CORP
  • Coverage gapsPROSPECT CAPITAL CORP
  • Linked peoplePROSPECT CAPITAL CORP
  • Subject and correctionsPROSPECT CAPITAL CORP
  • EvidencePROSPECT CAPITAL CORP
  • Version historyPROSPECT CAPITAL CORP
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Report an error

Reports attach to the Claim and go to an Alpha analyst through the correction form. Corrections are versioned, and the original stays in history.