# Principal Financial Group
> Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero.
## Record
| Field | Value |
| --- | --- |
| Representation | alpha-profile-markdown-v4 |
| Protocol | Alpha Governance Facts Protocol 0.1 |
| Schema | alpha.governance.entity.public.v1 |
| Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce |
| Governance record representation | alpha-governance-record-v2 |
| Canonical entity | alpha:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28 |
| Entity type | Company |
| Canonical URL | https://registry.alpha.ac/companies/principal-financial-group-inc |
| Publication | PUBLISHED |
| Verification | source_reported |
| Verification schema | alpha-verification-states-v1 |
| Ownership | unclaimed |
| Published claims | 60 |
| Claims under review | 1 |
| Evidence records | 15 |
| Conflicts | 0 |
| Conflicts in internal review | 0 |
| Observed | 2026-10-16T04:45:23.789286+00:00 |
| Last reviewed | 2026-10-16T04:45:23.789286+00:00 |
## Identity
- Legal name: PRINCIPAL FINANCIAL GROUP INC
- Display name: Principal Financial Group
## Alpha Governance Record
| Field | Value |
| --- | --- |
| Governance Record schema | alpha-governance-record-v2 |
| Ontology | alpha-governance-ontology-v1 |
| Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce |
| As of | 2026-10-16T13:04:18.894216+00:00 |
| Completeness | 0.455 |
| Record Quality | 0.838 |
| Directors | 12 |
| Committees | 14 |
| Governance events | 42 |
| Entity class | public_company |
## Section coverage
| Section | State |
| --- | --- |
| identity | PUBLISHED |
| corporate_structure | NOT_REVIEWED |
| board | PUBLISHED |
| committees | PUBLISHED |
| leadership | PUBLISHED |
| ownership | NOT_REVIEWED |
| financials | NOT_REVIEWED |
| capital_structure | PUBLISHED |
| compensation | NOT_REVIEWED |
| governance | NOT_REVIEWED |
| shareholder_governance | NOT_REVIEWED |
| audit | NOT_REVIEWED |
| legal | NOT_REVIEWED |
| risk | NOT_REVIEWED |
| cyber | NOT_REVIEWED |
| ai_governance | NOT_REVIEWED |
| agent_governance | RESTRICTED |
| markets_external | PUBLISHED |
| events | PUBLISHED |
| relationships | PUBLISHED |
| assessments | PUBLISHED |
| evidence | PUBLISHED |
## Board
- Alfredo Rivera: Independent Director. Status: current. Independent: true. Since: 2020-01-01. Committees: Audit (member); Audit; Finance (member); Finance (member). claim_id=alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:9
- Blair C. Pickerell: Independent Director. Status: current. Independent: true. Since: 2015-01-01. Committees: Finance (member); Finance; Human Resources (member); Human Resources (member). claim_id=alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:10
- Clare S. Richer: Independent Director. Status: current. Independent: true. Since: 2020-01-01. Committees: Executive (member); Finance (member); Finance; Human Resources; Executive (member); Human Resources (member). claim_id=alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:11
- Claudio N. Muruzabal: Independent Director. Status: current. Independent: true. Since: 2021-01-01. Committees: Human Resources (member); Human Resources; Nominating and Governance (member); Nominating and Governance (member). claim_id=alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:12
- Deanna D. Strable-Soethout: Director. Status: current. Independent: false. Since: 2025-01-01. Committees: Executive (member). claim_id=alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:13
- Diane C. Nordin: Independent Director. Status: current. Independent: true. Since: 2017-01-01. Committees: Audit (chair); Audit · Chair; Finance (member); Finance (member). claim_id=alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:14
- H. Elizabeth Mitchell: Independent Director. Status: current. Independent: true. Since: 2022-01-01. Committees: Audit (member); Audit; Nominating and Governance (member); Nominating and Governance (member). claim_id=alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:15
- Jocelyn Carter-Miller: Independent Director. Status: current. Independent: true. Since: 2001-01-01. Committees: Executive (member); Human Resources (member); Human Resources; Nominating and Governance; Executive (member); Nominating and Governance (member). claim_id=alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:16
- Jonathan S. Auerbach: Independent Director. Status: current. Independent: true. Since: 2019-01-01. Committees: Finance (member); Finance; Human Resources (member); Human Resources (member). claim_id=alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:17
- Mary E. Maliz Beams: Independent Director. Status: current. Independent: true. Since: 2021-01-01. claim_id=alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:18
- Roger C. Hochschild: Independent Director. Status: current. Independent: true. Since: 2015-01-01. Committees: Human Resources (member); Human Resources; Nominating and Governance · Chair (member); Nominating and Governance (chair). claim_id=alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:19
- Scott M. Mills: Lead Independent Director. Status: current. Independent: true. Since: 2016-01-01. Committees: Audit (member); Audit; Nominating and Governance; Executive (member); Executive (member); Nominating and Governance (member). claim_id=alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:20
## Committees
- Audit (audit). Chair: Diane C. Nordin. Members: Diane C. Nordin (chair, current); Alfredo Rivera (member, current); H. Elizabeth Mitchell (member, current); Scott M. Mills (member, current). committee_id=alpha:committee:principal-financial-group-inc:audit
- Audit · Chair; Finance (audit). Chair: NOT_PUBLISHED. Members: Diane C. Nordin (member, current). committee_id=alpha:committee:principal-financial-group-inc:audit-chair-finance
- Audit; Finance (audit). Chair: NOT_PUBLISHED. Members: Alfredo Rivera (member, current). committee_id=alpha:committee:principal-financial-group-inc:audit-finance
- Audit; Nominating and Governance (audit). Chair: NOT_PUBLISHED. Members: H. Elizabeth Mitchell (member, current). committee_id=alpha:committee:principal-financial-group-inc:audit-nominating-and-governance
- Audit; Nominating and Governance; Executive (audit). Chair: NOT_PUBLISHED. Members: Scott M. Mills (member, current). committee_id=alpha:committee:principal-financial-group-inc:audit-nominating-and-governance-executive
- Executive (executive). Chair: NOT_PUBLISHED. Members: Clare S. Richer (member, current); Deanna D. Strable-Soethout (member, current); Jocelyn Carter-Miller (member, current); Scott M. Mills (member, current). committee_id=alpha:committee:principal-financial-group-inc:executive
- Finance (finance). Chair: NOT_PUBLISHED. Members: Alfredo Rivera (member, current); Blair C. Pickerell (member, current); Clare S. Richer (member, current); Diane C. Nordin (member, current); Jonathan S. Auerbach (member, current). committee_id=alpha:committee:principal-financial-group-inc:finance
- Finance; Human Resources (finance). Chair: NOT_PUBLISHED. Members: Blair C. Pickerell (member, current); Jonathan S. Auerbach (member, current). committee_id=alpha:committee:principal-financial-group-inc:finance-human-resources
- Finance; Human Resources; Executive (finance). Chair: NOT_PUBLISHED. Members: Clare S. Richer (member, current). committee_id=alpha:committee:principal-financial-group-inc:finance-human-resources-executive
- Human Resources (other). Chair: NOT_PUBLISHED. Members: Blair C. Pickerell (member, current); Clare S. Richer (member, current); Claudio N. Muruzabal (member, current); Jocelyn Carter-Miller (member, current); Jonathan S. Auerbach (member, current); Roger C. Hochschild (member, current). committee_id=alpha:committee:principal-financial-group-inc:human-resources
- Human Resources; Nominating and Governance (nominating_governance). Chair: NOT_PUBLISHED. Members: Claudio N. Muruzabal (member, current). committee_id=alpha:committee:principal-financial-group-inc:human-resources-nominating-and-governance
- Human Resources; Nominating and Governance · Chair (nominating_governance). Chair: NOT_PUBLISHED. Members: Roger C. Hochschild (member, current). committee_id=alpha:committee:principal-financial-group-inc:human-resources-nominating-and-governance-chair
- Human Resources; Nominating and Governance; Executive (nominating_governance). Chair: NOT_PUBLISHED. Members: Jocelyn Carter-Miller (member, current). committee_id=alpha:committee:principal-financial-group-inc:human-resources-nominating-and-governance-executive
- Nominating and Governance (nominating_governance). Chair: Roger C. Hochschild. Members: Roger C. Hochschild (chair, current); Claudio N. Muruzabal (member, current); H. Elizabeth Mitchell (member, current); Jocelyn Carter-Miller (member, current); Scott M. Mills (member, current). committee_id=alpha:committee:principal-financial-group-inc:nominating-and-governance
## Executive leadership
- Amy Friedrich: President of Benefits and Protection [PRESIDENT]. Status: current. claim_id=alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:21
- Christopher Littlefield: President, Retirement and Income Solutions [PRESIDENT]. Status: current. claim_id=alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:22
- Deanna D. Strable-Soethout: Chair of the Board, President and Chief Executive Officer [CEO]. Status: current. claim_id=alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:23
- George Djurasovic: Vice President and Interim General Counsel [GC]. Status: current. claim_id=alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:24
- Joel Pitz: Executive Vice President and Chief Financial Officer [CFO]. Status: current. claim_id=alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:25
- Kamal Bhatia: President and Chief Executive Officer of Principal Asset Management [CEO]. Status: current. claim_id=alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:26
- Kathleen Kay: Executive Vice President and Chief Information Officer [CIO]. Status: current. claim_id=alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:27
- Kenneth McCullum: Executive Vice President and Chief Risk Officer [CRO]. Status: current. claim_id=alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:28
- Thomas Cheong: Executive Vice President of the Company and President, Principal Asia [PRESIDENT]. Status: current. claim_id=alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:29
- Vivek Agrawal: Executive Vice President and Chief Growth Officer. Status: current. claim_id=alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:30
## Governance events
- EXECUTIVE_APPOINTED: Amy Friedrich executive of Principal Financial Group, effective 2026-02-18. Effective: 2026-02-18. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:6bqwh71xfp5sd
- EXECUTIVE_APPOINTED: Christopher Littlefield executive of Principal Financial Group, effective 2026-02-18. Effective: 2026-02-18. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:rxcmdluay09l
- CEO_CHANGED: Deanna D. Strable-Soethout executive of Principal Financial Group, effective 2026-02-18. Effective: 2026-02-18. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:19c60b41epk6cg
- GC_CHANGED: George Djurasovic executive of Principal Financial Group, effective 2026-02-18. Effective: 2026-02-18. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:dhm9l718qxad3
- CFO_CHANGED: Joel Pitz executive of Principal Financial Group, effective 2026-02-18. Effective: 2026-02-18. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:dimfj7or32pf
- CEO_CHANGED: Kamal Bhatia executive of Principal Financial Group, effective 2026-02-18. Effective: 2026-02-18. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:o7sqwv1486f0j
- EXECUTIVE_APPOINTED: Kathleen Kay executive of Principal Financial Group, effective 2026-02-18. Effective: 2026-02-18. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:191z9ys1mzmefg
- EXECUTIVE_APPOINTED: Kenneth McCullum executive of Principal Financial Group, effective 2026-02-18. Effective: 2026-02-18. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:t7h7qlwchchl
- EXECUTIVE_APPOINTED: Thomas Cheong executive of Principal Financial Group, effective 2026-02-18. Effective: 2026-02-18. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:pw6lyts49ubv
- EXECUTIVE_APPOINTED: Vivek Agrawal executive of Principal Financial Group, effective 2026-02-18. Effective: 2026-02-18. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:d3qfdt5rl6zb
- DIRECTOR_APPOINTED: Deanna D. Strable-Soethout seat on Principal Financial Group, effective 2025-01-01. Effective: 2025-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:sy4a7r90zm8f
- DIRECTOR_APPOINTED: H. Elizabeth Mitchell seat on Principal Financial Group, effective 2022-01-01. Effective: 2022-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:v2pcc1o1u6ey
- COMMITTEE_CREATED: Audit; Nominating and Governance committee of Principal Financial Group, effective 2022-01-01. Effective: 2022-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:16pqibky5rjsy
- COMMITTEE_MEMBER_ADDED: H. Elizabeth Mitchell member of Audit; Nominating and Governance, effective 2022-01-01. Effective: 2022-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:1dqq6dv14yxlsz
- DIRECTOR_APPOINTED: Claudio N. Muruzabal seat on Principal Financial Group, effective 2021-01-01. Effective: 2021-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:1jiz6n0zpo3za
- DIRECTOR_APPOINTED: Mary E. Maliz Beams seat on Principal Financial Group, effective 2021-01-01. Effective: 2021-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:1dnrdfg1q7ggew
- COMMITTEE_CREATED: Human Resources; Nominating and Governance committee of Principal Financial Group, effective 2021-01-01. Effective: 2021-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:13fvxu8g5g93y
- COMMITTEE_MEMBER_ADDED: Claudio N. Muruzabal member of Human Resources; Nominating and Governance, effective 2021-01-01. Effective: 2021-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:1u36vhzxaiv1
- DIRECTOR_APPOINTED: Alfredo Rivera seat on Principal Financial Group, effective 2020-01-01. Effective: 2020-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:k1atrpzdg0dl
- DIRECTOR_APPOINTED: Clare S. Richer seat on Principal Financial Group, effective 2020-01-01. Effective: 2020-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:wh2bhu2abdcs
- COMMITTEE_CREATED: Audit; Finance committee of Principal Financial Group, effective 2020-01-01. Effective: 2020-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:143h1rvkuskf1
- COMMITTEE_MEMBER_ADDED: Alfredo Rivera member of Audit; Finance, effective 2020-01-01. Effective: 2020-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:st8cuv13n7ro7
- COMMITTEE_CREATED: Finance; Human Resources; Executive committee of Principal Financial Group, effective 2020-01-01. Effective: 2020-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:6ze2421m0hjj0
- COMMITTEE_MEMBER_ADDED: Clare S. Richer member of Finance; Human Resources; Executive, effective 2020-01-01. Effective: 2020-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:15qb4st1rgk9ud
- DIRECTOR_APPOINTED: Jonathan S. Auerbach seat on Principal Financial Group, effective 2019-01-01. Effective: 2019-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:1vz9fnajh8vns
- COMMITTEE_MEMBER_ADDED: Jonathan S. Auerbach member of Finance; Human Resources, effective 2019-01-01. Effective: 2019-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:p36yhk7hjitw
- DIRECTOR_APPOINTED: Diane C. Nordin seat on Principal Financial Group, effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:1816fzvprda25
- COMMITTEE_CREATED: Audit · Chair; Finance committee of Principal Financial Group, effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:1cqv4zl1hyhpp5
- COMMITTEE_MEMBER_ADDED: Diane C. Nordin member of Audit · Chair; Finance, effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:d8kx7b1y28bab
- DIRECTOR_APPOINTED: Scott M. Mills seat on Principal Financial Group, effective 2016-01-01. Effective: 2016-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:1akbx85r2fedf
- LEAD_DIRECTOR_CHANGED: Scott M. Mills lead independent director of Principal Financial Group, effective 2016-01-01. Effective: 2016-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:jzwkazfaecuf
- COMMITTEE_CREATED: Audit; Nominating and Governance; Executive committee of Principal Financial Group, effective 2016-01-01. Effective: 2016-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:1rds2rd1fxb0w3
- COMMITTEE_MEMBER_ADDED: Scott M. Mills member of Audit; Nominating and Governance; Executive, effective 2016-01-01. Effective: 2016-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:1wn7jqh12aeg2r
- DIRECTOR_APPOINTED: Blair C. Pickerell seat on Principal Financial Group, effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:1p1f07t1hummab
- DIRECTOR_APPOINTED: Roger C. Hochschild seat on Principal Financial Group, effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:t9d5zu1wan0ja
- COMMITTEE_CREATED: Finance; Human Resources committee of Principal Financial Group, effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:19e1i5bg235mf
- COMMITTEE_MEMBER_ADDED: Blair C. Pickerell member of Finance; Human Resources, effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:zgd7g91d1z0qr
- COMMITTEE_CREATED: Human Resources; Nominating and Governance · Chair committee of Principal Financial Group, effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:1cbuzqu1v8onty
- COMMITTEE_MEMBER_ADDED: Roger C. Hochschild member of Human Resources; Nominating and Governance · Chair, effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:1kpiyav1xa4vr9
- DIRECTOR_APPOINTED: Jocelyn Carter-Miller seat on Principal Financial Group, effective 2001-01-01. Effective: 2001-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:znubve19k12wg
- COMMITTEE_CREATED: Human Resources; Nominating and Governance; Executive committee of Principal Financial Group, effective 2001-01-01. Effective: 2001-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:zq0x82jm0xw0
- COMMITTEE_MEMBER_ADDED: Jocelyn Carter-Miller member of Human Resources; Nominating and Governance; Executive, effective 2001-01-01. Effective: 2001-01-01. Detected: 2026-10-16T04:45:23.789286+00:00. event_id=alpha:event:transition:1niw4zyk4lqsi
## Scoped resources
- `alpha://company/principal-financial-group-inc` (contract): https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record
- `alpha://company/principal-financial-group-inc/identity` (contract): https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record§ion=identity
- `alpha://company/principal-financial-group-inc/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record§ion=corporate-structure
- `alpha://company/principal-financial-group-inc/board` (contract): https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record§ion=board
- `alpha://company/principal-financial-group-inc/committees` (contract): https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record§ion=committees
- `alpha://company/principal-financial-group-inc/leadership` (contract): https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record§ion=leadership
- `alpha://company/principal-financial-group-inc/ownership` (contract): https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record§ion=ownership
- `alpha://company/principal-financial-group-inc/financials` (contract): https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record§ion=financials
- `alpha://company/principal-financial-group-inc/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record§ion=capital-structure
- `alpha://company/principal-financial-group-inc/compensation` (contract): https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record§ion=compensation
- `alpha://company/principal-financial-group-inc/governance` (contract): https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record§ion=governance
- `alpha://company/principal-financial-group-inc/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record§ion=shareholder-governance
- `alpha://company/principal-financial-group-inc/audit` (contract): https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record§ion=audit
- `alpha://company/principal-financial-group-inc/legal` (contract): https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record§ion=legal
- `alpha://company/principal-financial-group-inc/risk` (contract): https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record§ion=risk
- `alpha://company/principal-financial-group-inc/cyber` (contract): https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record§ion=cyber
- `alpha://company/principal-financial-group-inc/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record§ion=ai-governance
- `alpha://company/principal-financial-group-inc/agents` (contract): https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record§ion=agents
- `alpha://company/principal-financial-group-inc/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record§ion=ecosystem
- `alpha://company/principal-financial-group-inc/events` (contract): https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record§ion=events
- `alpha://company/principal-financial-group-inc/relationships` (contract): https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record§ion=relationships
- `alpha://company/principal-financial-group-inc/assessments` (contract): https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record§ion=assessments
- `alpha://company/principal-financial-group-inc/evidence` (contract): https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record§ion=evidence
## Role modules
- NOT_ASSERTED
## Attention
- NO_RECORDS_FOUND
## Committee data
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:32: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"chair","person":{"alpha_id":"alpha:person:diane-c-nordin","name":"Diane C. Nordin"},"source_id":"board_seats"}`
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:33: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:alfredo-rivera","name":"Alfredo Rivera"},"source_id":"board_seats"}`
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:34: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:h-elizabeth-mitchell","name":"H. Elizabeth Mitchell"},"source_id":"board_seats"}`
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:35: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:scott-m-mills","name":"Scott M. Mills"},"source_id":"board_seats"}`
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:37: `{"kind":"committee_appointment","original_name":"Executive","category":"other","role":"member","person":{"alpha_id":"alpha:person:clare-s-richer","name":"Clare S. Richer"},"source_id":"board_seats"}`
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:38: `{"kind":"committee_appointment","original_name":"Executive","category":"other","role":"member","person":{"alpha_id":"alpha:person:deanna-d-strable-soethout","name":"Deanna D. Strable-Soethout"},"source_id":"board_seats"}`
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:39: `{"kind":"committee_appointment","original_name":"Executive","category":"other","role":"member","person":{"alpha_id":"alpha:person:jocelyn-carter-miller","name":"Jocelyn Carter-Miller"},"source_id":"board_seats"}`
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:40: `{"kind":"committee_appointment","original_name":"Executive","category":"other","role":"member","person":{"alpha_id":"alpha:person:scott-m-mills","name":"Scott M. Mills"},"source_id":"board_seats"}`
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:42: `{"kind":"committee_appointment","original_name":"Finance","category":"other","role":"member","person":{"alpha_id":"alpha:person:alfredo-rivera","name":"Alfredo Rivera"},"source_id":"board_seats"}`
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:43: `{"kind":"committee_appointment","original_name":"Finance","category":"other","role":"member","person":{"alpha_id":"alpha:person:blair-c-pickerell","name":"Blair C. Pickerell"},"source_id":"board_seats"}`
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:44: `{"kind":"committee_appointment","original_name":"Finance","category":"other","role":"member","person":{"alpha_id":"alpha:person:clare-s-richer","name":"Clare S. Richer"},"source_id":"board_seats"}`
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:45: `{"kind":"committee_appointment","original_name":"Finance","category":"other","role":"member","person":{"alpha_id":"alpha:person:diane-c-nordin","name":"Diane C. Nordin"},"source_id":"board_seats"}`
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:46: `{"kind":"committee_appointment","original_name":"Finance","category":"other","role":"member","person":{"alpha_id":"alpha:person:jonathan-s-auerbach","name":"Jonathan S. Auerbach"},"source_id":"board_seats"}`
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:48: `{"kind":"committee_appointment","original_name":"Human Resources","category":"other","role":"member","person":{"alpha_id":"alpha:person:blair-c-pickerell","name":"Blair C. Pickerell"},"source_id":"board_seats"}`
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:49: `{"kind":"committee_appointment","original_name":"Human Resources","category":"other","role":"member","person":{"alpha_id":"alpha:person:clare-s-richer","name":"Clare S. Richer"},"source_id":"board_seats"}`
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:50: `{"kind":"committee_appointment","original_name":"Human Resources","category":"other","role":"member","person":{"alpha_id":"alpha:person:claudio-n-muruzabal","name":"Claudio N. Muruzabal"},"source_id":"board_seats"}`
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:51: `{"kind":"committee_appointment","original_name":"Human Resources","category":"other","role":"member","person":{"alpha_id":"alpha:person:jocelyn-carter-miller","name":"Jocelyn Carter-Miller"},"source_id":"board_seats"}`
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:52: `{"kind":"committee_appointment","original_name":"Human Resources","category":"other","role":"member","person":{"alpha_id":"alpha:person:jonathan-s-auerbach","name":"Jonathan S. Auerbach"},"source_id":"board_seats"}`
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:53: `{"kind":"committee_appointment","original_name":"Human Resources","category":"other","role":"member","person":{"alpha_id":"alpha:person:roger-c-hochschild","name":"Roger C. Hochschild"},"source_id":"board_seats"}`
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:55: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"chair","person":{"alpha_id":"alpha:person:roger-c-hochschild","name":"Roger C. Hochschild"},"source_id":"board_seats"}`
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:56: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:claudio-n-muruzabal","name":"Claudio N. Muruzabal"},"source_id":"board_seats"}`
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:57: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:h-elizabeth-mitchell","name":"H. Elizabeth Mitchell"},"source_id":"board_seats"}`
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:58: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:jocelyn-carter-miller","name":"Jocelyn Carter-Miller"},"source_id":"board_seats"}`
- Claim alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:59: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:scott-m-mills","name":"Scott M. Mills"},"source_id":"board_seats"}`
## Leadership
- Alfredo Rivera: Independent Director, Audit; Finance. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:9. Valid from: 2020-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8508d88f5cb57c2742c0515c9cc994904b2f56f038cfabbbd5322d35fcb6035a.
- Blair C. Pickerell: Independent Director, Finance; Human Resources. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:10. Valid from: 2015-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8508d88f5cb57c2742c0515c9cc994904b2f56f038cfabbbd5322d35fcb6035a.
- Clare S. Richer: Independent Director, Finance; Human Resources; Executive. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:11. Valid from: 2020-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8508d88f5cb57c2742c0515c9cc994904b2f56f038cfabbbd5322d35fcb6035a.
- Claudio N. Muruzabal: Independent Director, Human Resources; Nominating and Governance. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:12. Valid from: 2021-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8508d88f5cb57c2742c0515c9cc994904b2f56f038cfabbbd5322d35fcb6035a.
- Deanna D. Strable-Soethout: Director, Executive. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:13. Valid from: 2025-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8508d88f5cb57c2742c0515c9cc994904b2f56f038cfabbbd5322d35fcb6035a.
- Diane C. Nordin: Independent Director, Audit · Chair; Finance. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:14. Valid from: 2017-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8508d88f5cb57c2742c0515c9cc994904b2f56f038cfabbbd5322d35fcb6035a.
- H. Elizabeth Mitchell: Independent Director, Audit; Nominating and Governance. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:15. Valid from: 2022-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8508d88f5cb57c2742c0515c9cc994904b2f56f038cfabbbd5322d35fcb6035a.
- Jocelyn Carter-Miller: Independent Director, Human Resources; Nominating and Governance; Executive. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:16. Valid from: 2001-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8508d88f5cb57c2742c0515c9cc994904b2f56f038cfabbbd5322d35fcb6035a.
- Jonathan S. Auerbach: Independent Director, Finance; Human Resources. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:17. Valid from: 2019-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8508d88f5cb57c2742c0515c9cc994904b2f56f038cfabbbd5322d35fcb6035a.
- Mary E. Maliz Beams: Independent Director. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:18. Valid from: 2021-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8508d88f5cb57c2742c0515c9cc994904b2f56f038cfabbbd5322d35fcb6035a.
- Roger C. Hochschild: Independent Director, Human Resources; Nominating and Governance · Chair. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:19. Valid from: 2015-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8508d88f5cb57c2742c0515c9cc994904b2f56f038cfabbbd5322d35fcb6035a.
- Scott M. Mills: Lead Independent Director, Audit; Nominating and Governance; Executive. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:20. Valid from: 2016-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8508d88f5cb57c2742c0515c9cc994904b2f56f038cfabbbd5322d35fcb6035a.
- Amy Friedrich: President of Benefits and Protection. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:21. Valid from: 2026-02-18. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:1468a635582411e1b5a8cc394a9a1e7253d57bde1282e17e717d52b7713f4240.
- Christopher Littlefield: President, Retirement and Income Solutions. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:22. Valid from: 2026-02-18. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:e650558c0bfe625c874ee99a724d66fdca10711f15c4cc442a3d2b3f33ab3bfc.
- Deanna D. Strable-Soethout: Chair of the Board, President and Chief Executive Officer. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:23. Valid from: 2026-02-18. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:02a1637c4bd2288d9dcd202ec51b3cfc293d4d3e9c806e775bbb6605db151194.
- George Djurasovic: Vice President and Interim General Counsel. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:24. Valid from: 2026-02-18. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:6915de768a01b87687dc5f8c4a0e3b25ac43e4fbedbd5b978f5fce136c6e2c0b.
- Joel Pitz: Executive Vice President and Chief Financial Officer. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:25. Valid from: 2026-02-18. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:ebc3a417c20f4623f798eb25d75ba443e50b6cc29046ca2027c9664e82f595f7.
- Kamal Bhatia: President and Chief Executive Officer of Principal Asset Management. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:26. Valid from: 2026-02-18. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:d125c132908b403543217b0a9ed599b9c9d0277f0ca7f7c2895e5c3721dc61a2.
- Kathleen Kay: Executive Vice President and Chief Information Officer. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:27. Valid from: 2026-02-18. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:948448cc18bf59225812e14409bcea3442a1013e84ee06a3d6867481b690044c.
- Kenneth McCullum: Executive Vice President and Chief Risk Officer. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:28. Valid from: 2026-02-18. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:6840ac120adeffb31910eb8900986e2c6b30478a73e90a35d40c25e6fff6cc58.
- Thomas Cheong: Executive Vice President of the Company and President, Principal Asia. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:29. Valid from: 2026-02-18. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:1767913d61aafea24ced9d27dc5201c48b978c44f48fa3b6f4c9482432458e37.
- Vivek Agrawal: Executive Vice President and Chief Growth Officer. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:leadership_role:30. Valid from: 2026-02-18. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:3a03004bb399c6403a36b50b3a164844543620f0634a4b3c9ed91e09b0de1b03.
## Roles
- PUBLISHED
## Governance
- NOT_ASSERTED
## Board committees
- Audit: Chair Diane C. Nordin; Members Diane C. Nordin (Chair); Alfredo Rivera; H. Elizabeth Mitchell; Scott M. Mills. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_record:31. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Executive: Chair not stated; Members Clare S. Richer; Deanna D. Strable-Soethout; Jocelyn Carter-Miller; Scott M. Mills. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_record:36. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Finance: Chair not stated; Members Alfredo Rivera; Blair C. Pickerell; Clare S. Richer; Diane C. Nordin; Jonathan S. Auerbach. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_record:41. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Human Resources: Chair not stated; Members Blair C. Pickerell; Clare S. Richer; Claudio N. Muruzabal; Jocelyn Carter-Miller; Jonathan S. Auerbach; Roger C. Hochschild. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_record:47. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Nominating and Governance: Chair Roger C. Hochschild; Members Roger C. Hochschild (Chair); Claudio N. Muruzabal; H. Elizabeth Mitchell; Jocelyn Carter-Miller; Scott M. Mills. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_record:54. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
## Financials
- NOT_ASSERTED
## Workforce
- NOT_ASSERTED
## Market and index context
- S&P 500 (SPX). Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:index_membership:60. Valid from: 2002-07-22. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:827a22a1567eda11fa866650563f33918ee2975144378fa7fd6f46399da5427a.
## Legal Name
- PRINCIPAL FINANCIAL GROUP INC. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:66cfe3a1cff25524d0132574b60afd56fee8b39fb4a91b1945100346dc076fdd.
## Entity Status
- Public listing published. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:66cfe3a1cff25524d0132574b60afd56fee8b39fb4a91b1945100346dc076fdd.
## Official Website
- https://www.principal.com. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:official_website:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3a24cd5ea63e53146c06abed120486dd31f8bf010f5dacbe91cadb19b5c69d20.
## Published Fact
- US. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:published_fact:5. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:66cfe3a1cff25524d0132574b60afd56fee8b39fb4a91b1945100346dc076fdd.
- DE. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:published_fact:6. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:66cfe3a1cff25524d0132574b60afd56fee8b39fb4a91b1945100346dc076fdd.
- Financials. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:published_fact:7. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:66cfe3a1cff25524d0132574b60afd56fee8b39fb4a91b1945100346dc076fdd.
- https://www.principal.com. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:published_fact:8. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3a24cd5ea63e53146c06abed120486dd31f8bf010f5dacbe91cadb19b5c69d20.
## Committee Appointment
- Diane C. Nordin: chair, Audit. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:32. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Alfredo Rivera: member, Audit. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:33. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- H. Elizabeth Mitchell: member, Audit. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:34. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Scott M. Mills: member, Audit. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:35. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Clare S. Richer: member, Executive. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:37. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Deanna D. Strable-Soethout: member, Executive. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:38. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Jocelyn Carter-Miller: member, Executive. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:39. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Scott M. Mills: member, Executive. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:40. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Alfredo Rivera: member, Finance. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:42. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Blair C. Pickerell: member, Finance. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:43. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Clare S. Richer: member, Finance. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:44. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Diane C. Nordin: member, Finance. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:45. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Jonathan S. Auerbach: member, Finance. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:46. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Blair C. Pickerell: member, Human Resources. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:48. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Clare S. Richer: member, Human Resources. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:49. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Claudio N. Muruzabal: member, Human Resources. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:50. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Jocelyn Carter-Miller: member, Human Resources. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:51. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Jonathan S. Auerbach: member, Human Resources. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:52. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Roger C. Hochschild: member, Human Resources. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:53. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Roger C. Hochschild: chair, Nominating and Governance. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:55. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Claudio N. Muruzabal: member, Nominating and Governance. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:56. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- H. Elizabeth Mitchell: member, Nominating and Governance. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:57. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Jocelyn Carter-Miller: member, Nominating and Governance. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:58. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
- Scott M. Mills: member, Nominating and Governance. Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:committee_appointment:59. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f.
## Security Listing
- PFG (NASDAQ). Claim: alpha:claim:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28:security_listing:61. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:66cfe3a1cff25524d0132574b60afd56fee8b39fb4a91b1945100346dc076fdd.
## Coverage states
| Field | Value |
| --- | --- |
| Identity | PUBLISHED |
| Business | PUBLISHED |
| Leadership | PUBLISHED |
| Board and committees | PUBLISHED |
| Governance | NOT_ASSERTED |
| Financials | NOT_ASSERTED |
| Workforce | NOT_ASSERTED |
| Ownership | NOT_ASSERTED |
| Ratings | NOT_PUBLISHED |
| Market and index context | PUBLISHED |
## Public sources
- alpha:projection-evidence:66cfe3a1cff25524d0132574b60afd56fee8b39fb4a91b1945100346dc076fdd: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/principal-financial-group-inc).
- alpha:projection-evidence:3a24cd5ea63e53146c06abed120486dd31f8bf010f5dacbe91cadb19b5c69d20: [PRINCIPAL FINANCIAL GROUP Form 10-K](https://www.sec.gov/Archives/edgar/data/1126328/000110465926017031/pfg-20251231x10k.htm).
- alpha:projection-evidence:document:8508d88f5cb57c2742c0515c9cc994904b2f56f038cfabbbd5322d35fcb6035a: [Principal Financial Group, Inc. DEF 14A 2026-04-06](https://www.sec.gov/Archives/edgar/data/1126328/000110465926039920/tm2529976-1_def14a.htm).
- alpha:projection-evidence:document:1468a635582411e1b5a8cc394a9a1e7253d57bde1282e17e717d52b7713f4240: [PFG 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1126328/000110465926017031/pfg-20251231x10k.htm).
- alpha:projection-evidence:document:e650558c0bfe625c874ee99a724d66fdca10711f15c4cc442a3d2b3f33ab3bfc: [PFG 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1126328/000110465926017031/pfg-20251231x10k.htm).
- alpha:projection-evidence:document:02a1637c4bd2288d9dcd202ec51b3cfc293d4d3e9c806e775bbb6605db151194: [PFG 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1126328/000110465926017031/pfg-20251231x10k.htm).
- alpha:projection-evidence:document:6915de768a01b87687dc5f8c4a0e3b25ac43e4fbedbd5b978f5fce136c6e2c0b: [PFG 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1126328/000110465926017031/pfg-20251231x10k.htm).
- alpha:projection-evidence:document:ebc3a417c20f4623f798eb25d75ba443e50b6cc29046ca2027c9664e82f595f7: [PFG 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1126328/000110465926017031/pfg-20251231x10k.htm).
- alpha:projection-evidence:document:d125c132908b403543217b0a9ed599b9c9d0277f0ca7f7c2895e5c3721dc61a2: [PFG 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1126328/000110465926017031/pfg-20251231x10k.htm).
- alpha:projection-evidence:document:948448cc18bf59225812e14409bcea3442a1013e84ee06a3d6867481b690044c: [PFG 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1126328/000110465926017031/pfg-20251231x10k.htm).
- alpha:projection-evidence:document:6840ac120adeffb31910eb8900986e2c6b30478a73e90a35d40c25e6fff6cc58: [PFG 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1126328/000110465926017031/pfg-20251231x10k.htm).
- alpha:projection-evidence:document:1767913d61aafea24ced9d27dc5201c48b978c44f48fa3b6f4c9482432458e37: [PFG 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1126328/000110465926017031/pfg-20251231x10k.htm).
- alpha:projection-evidence:document:3a03004bb399c6403a36b50b3a164844543620f0634a4b3c9ed91e09b0de1b03: [PFG 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1126328/000110465926017031/pfg-20251231x10k.htm).
- alpha:projection-evidence:7b860b6d84fac3ee0e42cc102d696c16ed054dc1346dba3e265969758ccf828f: [Audit](https://www.sec.gov/Archives/edgar/data/1126328/000110465926039920/tm2529976-1_def14a.htm).
- alpha:projection-evidence:827a22a1567eda11fa866650563f33918ee2975144378fa7fd6f46399da5427a: [S&P 500](https://www.slickcharts.com/sp500).
## Rights
| Field | Value |
| --- | --- |
| public_retrieval | allowed |
| agent_retrieval | allowed |
| redistribution | not_granted |
| model_training | not_granted |
| commercial_use | not_specified |
| relationship_pathfinding | not_granted |
| direct_contact | not_granted |
## Limitations
- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.
## Alternate representations
- [Canonical profile](https://registry.alpha.ac/companies/principal-financial-group-inc)
- [Public Markdown](https://registry.alpha.ac/companies/principal-financial-group-inc.md)
- [Public JSON](https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=record)
- [JSON-LD](https://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=jsonld)
- MCP resource: `alpha://companies/principal-financial-group-inc` at https://mcp.alpha.ac/mcp
## Connected governance records
Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage.
## Critical-risk oversight
Snapshot as of 2026-10-16T13:04:18.510661+00:00; recorded 2026-10-16T13:04:18.510661+00:00. Every published assignment for this snapshot is listed.
Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording.
An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.Principal Financial Group, for agents
The same record as the human view, as a structured object any agent can read and cite. Reading is open to every agent, model, and tool, with no key and no account. Signing and transparency logging are not yet published for this record.
- Alpha ID
- alpha:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28
- Version
- vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ceRecorded Oct 16, 2026
- Content hash
- Not yet signed
- Signature
- Not yet signed
- Transparency log
- Not yet signed
- Freshness
- ObservedChecked Oct 16, 2026. Reviewed Oct 16, 2026
- Read access
- OpenNo key for public retrieval
- Processing basis
- Public recordDoctrine
Read
OpenOne canonical URL. The Accept header or a file suffix selects the format. Every format renders the same Claims and carries the same record version.
curl -H "Accept: application/json" https://registry.alpha.ac/companies/principal-financial-group-incTrustCheck and Governance Receipts
Agent tierIllustrative. TrustChecks run in the private enterprise overlay. The example below is generated for this entity class and does not reference this record. Contract: TrustCheck and Governance Receipts v0.1.
Agents about to act ask a question, not for a document. A TrustCheck evaluates the AuthorityGrant objects behind a proposed action and returns allow, deny, require_approval, or insufficient_evidence. The source system acts, and a GovernanceReceipt records what the agent relied on.
- allow, deny
- The AuthorityGrant and policy decide. Reason codes name the rule.
- require_approval
- An entitled human records the decision. Customer policy sets the threshold, never an Eval.
- insufficient_evidence
- No authority is registered. Alpha never infers permission to act.
curl https://www.alpha.ac/v1/action-intents \
-H 'Content-Type: application/json' \
-b "$ALPHA_SESSION_COOKIE" \
-d '{
"schema_version": "2026-08-29",
"environment": "test",
"actor": { "alpha_id": "alpha:account:self", "type": "alpha_account" },
"principal": { "alpha_id": "alpha:company:example-issuer", "type": "organization" },
"organization": { "alpha_id": "alpha:company:example-issuer", "type": "organization" },
"proposed_action": { "type": "purchase_order.commit", "description": "Accept an order placed by an agent claiming company authority." },
"requested_authority": ["purchase_order.commit"]
}'
# then
curl https://www.alpha.ac/v1/trust-checks -H 'Content-Type: application/json' \
-b "$ALPHA_SESSION_COOKIE" -d '{ "action_intent_id": "<from the previous response>" }'{
"schema_version": "2026-08-29",
"trust_check_id": "alpha:trust-check:illustrative-0001",
"decision": "insufficient_evidence",
"explanation": "No AuthorityGrant names this agent and organization.",
"reason_codes": [
"authority_grant_missing"
],
"evaluated_authority": {
"authority_grants": []
},
"policy_version": "trustcheck.registry-claim.test.v0.1",
"integrity_state": "recorded",
"limitations": [
"Illustrative example. No TrustCheck was run for this record."
]
}{
"schema_version": "2026-08-29",
"receipt_id": "alpha:receipt:illustrative-0001",
"environment": "test",
"actor": {
"alpha_id": "alpha:account:self",
"type": "alpha_account"
},
"agent": {
"provider": {
"alpha_id": "alpha:company:example-agent-provider",
"type": "provider"
},
"product": {
"alpha_id": "alpha:agent-product:example-procurement-agent",
"type": "agent_product"
},
"deployment": {
"alpha_id": "alpha:agent-deployment:example-deployment",
"type": "agent_deployment"
},
"use_case": {
"alpha_id": "alpha:agent-use-case:example-purchase-order",
"type": "agent_use_case"
},
"workflow": "Illustrative purchase order commitment"
},
"principal": {
"alpha_id": "alpha:company:example-issuer",
"type": "organization"
},
"sponsor": {
"alpha_id": "alpha:company:example-issuer",
"type": "organization"
},
"action_intent_id": "alpha:action-intent:illustrative-0001",
"trust_check_id": "alpha:trust-check:illustrative-0001",
"authority_grant_references": [],
"action_intent": {
"type": "purchase_order.commit"
},
"affected_alpha_ids": [
"alpha:company:example-issuer"
],
"trust_check_decision": "insufficient_evidence",
"policy_version": "trustcheck.registry-claim.test.v0.1",
"rule_references": [
{
"reason_code": "authority_grant_missing",
"rule_id": "trustcheck.authority_grant_missing",
"policy_ref": "trustcheck.registry-claim.test.v0.1",
"control_ref": null,
"grant_policy_references": []
}
],
"integrity": "Illustrative. Not issued, not signed."
}Connect
Open readEvery surface reads the same published record. No surface holds its own copy of the facts.
// claude_desktop_config.json, Cursor, or any MCP client
{
"mcpServers": {
"alpha": { "url": "https://mcp.alpha.ac/mcp" }
}
}
// This record as an MCP resource
alpha://companies/principal-financial-group-incalpha://companies/principal-financial-group-incThis record as an MCP resourcehttps://registry.alpha.ac/api/public/companies/principal-financial-group-inc?format=recordThe same record over HTTP
Subscribe to changes
Agent tier, previewNo public subscription endpoint is published yet. Event delivery is part of Agent tier access, in preview. Access and availability.
EXECUTIVE_APPOINTEDDerived governance event published on this record (alpha-governance-event-derivation-v2)CEO_CHANGEDDerived governance event published on this record (alpha-governance-event-derivation-v2)GC_CHANGEDDerived governance event published on this record (alpha-governance-event-derivation-v2)CFO_CHANGEDDerived governance event published on this record (alpha-governance-event-derivation-v2)DIRECTOR_APPOINTEDDerived governance event published on this record (alpha-governance-event-derivation-v2)COMMITTEE_CREATEDDerived governance event published on this record (alpha-governance-event-derivation-v2)COMMITTEE_MEMBER_ADDEDDerived governance event published on this record (alpha-governance-event-derivation-v2)LEAD_DIRECTOR_CHANGEDDerived governance event published on this record (alpha-governance-event-derivation-v2)
{
"specversion": "1.0",
"type": "ac.alpha.registry.EXECUTIVE_APPOINTED",
"source": "https://registry.alpha.ac/companies/principal-financial-group-inc",
"subject": "alpha:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28",
"data": {
"record_version": "public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce",
"note": "Subscription delivery is Agent tier, preview. Not yet available publicly."
}
}Versions and changes
OpenRecords are versioned. Derived governance events on this record are listed below with the version that publishes them. Effective is the world time the derivation states; Recorded is when Alpha detected the event. Content hashes and log entries appear once records are signed.
| Version | Effective | Recorded | Content hash | Log entry | What changed |
|---|---|---|---|---|---|
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Feb 18, 2026 | Oct 16, 2026 | Not yet signed | Not yet signed | Amy Friedrich executive of Principal Financial Group, effective 2026-02-18. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Feb 18, 2026 | Oct 16, 2026 | Not yet signed | Not yet signed | Christopher Littlefield executive of Principal Financial Group, effective 2026-02-18. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Feb 18, 2026 | Oct 16, 2026 | Not yet signed | Not yet signed | Deanna D. Strable-Soethout executive of Principal Financial Group, effective 2026-02-18. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Feb 18, 2026 | Oct 16, 2026 | Not yet signed | Not yet signed | George Djurasovic executive of Principal Financial Group, effective 2026-02-18. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Feb 18, 2026 | Oct 16, 2026 | Not yet signed | Not yet signed | Joel Pitz executive of Principal Financial Group, effective 2026-02-18. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Feb 18, 2026 | Oct 16, 2026 | Not yet signed | Not yet signed | Kamal Bhatia executive of Principal Financial Group, effective 2026-02-18. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Feb 18, 2026 | Oct 16, 2026 | Not yet signed | Not yet signed | Kathleen Kay executive of Principal Financial Group, effective 2026-02-18. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Feb 18, 2026 | Oct 16, 2026 | Not yet signed | Not yet signed | Kenneth McCullum executive of Principal Financial Group, effective 2026-02-18. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Feb 18, 2026 | Oct 16, 2026 | Not yet signed | Not yet signed | Thomas Cheong executive of Principal Financial Group, effective 2026-02-18. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Feb 18, 2026 | Oct 16, 2026 | Not yet signed | Not yet signed | Vivek Agrawal executive of Principal Financial Group, effective 2026-02-18. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2025 | Oct 16, 2026 | Not yet signed | Not yet signed | Deanna D. Strable-Soethout seat on Principal Financial Group, effective 2025-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2022 | Oct 16, 2026 | Not yet signed | Not yet signed | H. Elizabeth Mitchell seat on Principal Financial Group, effective 2022-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2022 | Oct 16, 2026 | Not yet signed | Not yet signed | Audit; Nominating and Governance committee of Principal Financial Group, effective 2022-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2022 | Oct 16, 2026 | Not yet signed | Not yet signed | H. Elizabeth Mitchell member of Audit; Nominating and Governance, effective 2022-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2021 | Oct 16, 2026 | Not yet signed | Not yet signed | Claudio N. Muruzabal seat on Principal Financial Group, effective 2021-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2021 | Oct 16, 2026 | Not yet signed | Not yet signed | Mary E. Maliz Beams seat on Principal Financial Group, effective 2021-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2021 | Oct 16, 2026 | Not yet signed | Not yet signed | Human Resources; Nominating and Governance committee of Principal Financial Group, effective 2021-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2021 | Oct 16, 2026 | Not yet signed | Not yet signed | Claudio N. Muruzabal member of Human Resources; Nominating and Governance, effective 2021-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2020 | Oct 16, 2026 | Not yet signed | Not yet signed | Alfredo Rivera seat on Principal Financial Group, effective 2020-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2020 | Oct 16, 2026 | Not yet signed | Not yet signed | Clare S. Richer seat on Principal Financial Group, effective 2020-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2020 | Oct 16, 2026 | Not yet signed | Not yet signed | Audit; Finance committee of Principal Financial Group, effective 2020-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2020 | Oct 16, 2026 | Not yet signed | Not yet signed | Alfredo Rivera member of Audit; Finance, effective 2020-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2020 | Oct 16, 2026 | Not yet signed | Not yet signed | Finance; Human Resources; Executive committee of Principal Financial Group, effective 2020-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2020 | Oct 16, 2026 | Not yet signed | Not yet signed | Clare S. Richer member of Finance; Human Resources; Executive, effective 2020-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2019 | Oct 16, 2026 | Not yet signed | Not yet signed | Jonathan S. Auerbach seat on Principal Financial Group, effective 2019-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2019 | Oct 16, 2026 | Not yet signed | Not yet signed | Jonathan S. Auerbach member of Finance; Human Resources, effective 2019-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2017 | Oct 16, 2026 | Not yet signed | Not yet signed | Diane C. Nordin seat on Principal Financial Group, effective 2017-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2017 | Oct 16, 2026 | Not yet signed | Not yet signed | Audit · Chair; Finance committee of Principal Financial Group, effective 2017-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2017 | Oct 16, 2026 | Not yet signed | Not yet signed | Diane C. Nordin member of Audit · Chair; Finance, effective 2017-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2016 | Oct 16, 2026 | Not yet signed | Not yet signed | Scott M. Mills seat on Principal Financial Group, effective 2016-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2016 | Oct 16, 2026 | Not yet signed | Not yet signed | Scott M. Mills lead independent director of Principal Financial Group, effective 2016-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2016 | Oct 16, 2026 | Not yet signed | Not yet signed | Audit; Nominating and Governance; Executive committee of Principal Financial Group, effective 2016-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2016 | Oct 16, 2026 | Not yet signed | Not yet signed | Scott M. Mills member of Audit; Nominating and Governance; Executive, effective 2016-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2015 | Oct 16, 2026 | Not yet signed | Not yet signed | Blair C. Pickerell seat on Principal Financial Group, effective 2015-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2015 | Oct 16, 2026 | Not yet signed | Not yet signed | Roger C. Hochschild seat on Principal Financial Group, effective 2015-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2015 | Oct 16, 2026 | Not yet signed | Not yet signed | Finance; Human Resources committee of Principal Financial Group, effective 2015-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2015 | Oct 16, 2026 | Not yet signed | Not yet signed | Blair C. Pickerell member of Finance; Human Resources, effective 2015-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2015 | Oct 16, 2026 | Not yet signed | Not yet signed | Human Resources; Nominating and Governance · Chair committee of Principal Financial Group, effective 2015-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2015 | Oct 16, 2026 | Not yet signed | Not yet signed | Roger C. Hochschild member of Human Resources; Nominating and Governance · Chair, effective 2015-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2001 | Oct 16, 2026 | Not yet signed | Not yet signed | Jocelyn Carter-Miller seat on Principal Financial Group, effective 2001-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2001 | Oct 16, 2026 | Not yet signed | Not yet signed | Human Resources; Nominating and Governance; Executive committee of Principal Financial Group, effective 2001-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2001 | Oct 16, 2026 | Not yet signed | Not yet signed | Jocelyn Carter-Miller member of Human Resources; Nominating and Governance; Executive, effective 2001-01-01. |
Access, rights, and the public-role doctrine
Facts are open. Rights travel with every Claim and every Evidence record, so an agent sees the same terms whichever format it reads.
| Capability | Access | Agents |
|---|---|---|
| Alpha Disclosure sample | public | human process |
| Alpha public website | public | retrievable now |
| Alpha Standard, methodology, and research | public | retrievable now |
| Alpha Profiles (public executive and company records) | public | retrievable now |
| Public HTTP endpoints described by OpenAPI 3.1 | public | retrievable now |
| Alpha MCP public discovery and read-only capabilities | public | retrievable now |
| Alpha AI Readiness Eval | public | human process |
| Alpha Platform | approved access | requires approved access |
| Alpha API (authenticated operations) | approved access | requires approved access |
| Alpha MCP premium capabilities | approved access | requires approved access |
| Alpha Evals and verified assessments | custom | human process |
| Alpha Council membership | custom | human process |
| Alpha Institute education, workshops, and coaching | custom | human process |
| Governance diagnostics and institutional advisory | custom | human process |
Record limitations. Every representation states these in the same words; nothing is inferred as zero.
- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.
"rights": {
"public_retrieval": "allowed",
"agent_retrieval": "allowed",
"redistribution": "not_granted",
"model_training": "not_granted",
"commercial_use": "not_specified",
"relationship_pathfinding": "not_granted",
"direct_contact": "not_granted"
}
"evidence_rights": {
"evidence_records": 15,
"redistribution_allowed": 0,
"restricted_or_unknown": 15,
"classified_unknown": 15
}"data_subject": {
"basis": "public_record",
"entity": "alpha:company:c2b34b90-fd6c-419b-8deb-5f44a6526a28",
"identity_ownership": "unclaimed",
"rights": {
"public_retrieval": "allowed",
"agent_retrieval": "allowed",
"redistribution": "not_granted",
"model_training": "not_granted",
"commercial_use": "not_specified",
"relationship_pathfinding": "not_granted",
"direct_contact": "not_granted"
},
"requests": "https://www.alpha.ac/contact"
}How agents find this
OpenThe page head and every response carry rel="alternate" links and the Registry's Link header. The list below is generated from the same list the server emits.
/.well-known/ai-catalog.jsonAlpha Agentic Resource Discovery manifest/.well-known/api-catalogapi-catalog/.well-known/webmcp.jsonAlpha WebMCP tool discovery/openapi.jsonAlpha Governance Public Intelligence API (OpenAPI 3.1)/apiAlpha Intelligence API/developersAlpha Governance Developer Platform/docs/trustcheck-receipts-v01.mdTrustCheck and Governance Receipts v0.1 test preview/docs/apiAlpha service documentation/llms.txtAlpha service docs for AI agents/agents.mdAlpha agent instructions (when to use Alpha)/api-versioning.mdAlpha public API versioning and deprecation policy/.well-known/agent-skills/index.jsonAgent Skills Index/products/accessAlpha Access and Availability/api/public/product-accessAlpha Product Access and Availability JSON/api/public/auth-capabilitiesAlpha Authentication Capabilities JSON/peopleAlpha Executive Profiles/companiesAlpha Company Profiles/people/readinessAlpha Profile Coverage and Agent Readiness/api/public/profile-readinessAlpha Public Profile Readiness JSON/api/public/profiles/steven-wolfe-pereiraAlpha Public Profile JSON Example/.well-known/agent-card.jsonA2A Agent Card/.well-known/mcp/server-card.jsonMCP Server Card/.well-known/openid-configurationOpenID Configuration/.well-known/oauth-protected-resourceOAuth Protected Resource/.well-known/oauth-authorization-serverOAuth Authorization Server (agent_auth)/.well-known/agent-registrationAgent Registration/.well-known/http-message-signatures-directoryhttp-message-signatures-directory/.well-known/jwks-rotationJWKS Rotation Policy/auth.mdAgent Authentication/llms.txtSite overview for AI agents/sitemap.xmlsitemap/api/public/agent-readinessAgent Readiness Status/api/public/company-report/osw-market-dataOSW Market Data Verification
Record map and assertion states
| Section | Anchor | Resource | State | Claims |
|---|---|---|---|---|
| Identity | #c-subject | /identity | Published | 0 |
| Corporate structure | - | /corporate_structure | Not reviewed | - |
| Board | #c-board | /board | Published | 13 |
| Committees | #c-committees | /committees | Published | 29 |
| Leadership | #c-leadership | /leadership | Published | 9 |
| Ownership | #c-control | /ownership | Not reviewed | 0 |
| Financials | #c-financials | /financials | Not reviewed | 2 |
| Capital structure | - | /capital_structure | Published | - |
| Compensation | #c-comp | /compensation | Not reviewed | 0 |
| Governance | #c-governance | /governance | Not reviewed | 0 |
| Shareholder governance | - | /shareholder_governance | Not reviewed | - |
| Audit | - | /audit | Not reviewed | - |
| Legal | #c-legal | /legal | Not reviewed | 0 |
| Risk | #c-risk | /risk | Not reviewed | 0 |
| Cyber | - | /cyber | Not reviewed | - |
| AI governance | #c-ai | /ai_governance | Not reviewed | 0 |
| Agent governance | #c-authority | /agent_governance | Restricted | 0 |
| Markets external | - | /markets_external | Published | - |
| Events | #c-history | /events | Published | 42 |
| Relationships | #c-links | /relationships | Published | 22 |
| Assessments | #c-monitor | /assessments | Published | 0 |
| Evidence | #c-evidence | /evidence | Published | 15 |
- corroboratedTwo or more independent sources agree
- source_reportedOne cited source states it
- alpha_inferenceAlpha's conclusion, with reasoning
- not_disclosedSearched, nothing found. Never rendered as false
- not_reviewedNot yet searched
- not_registeredNo authority registered with Alpha



