Talk to the Institute
Published mark

PIPER SANDLER COMPANIES

NYSE: PIPR. Canonical company identity and public leadership record.

US

Record source reportedRecord not claimedNo Eval published
Follow companySave PDF
Alpha ID
alpha:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3
SEC CIK
0001230245
Record version
vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce, published Oct 22, 2026
Newest evidence
Apr 9, 2026
Monitoring
Not yet monitored Details
Integrity
Not yet signed Methodology
CEO
Chad R. AbrahamSince Feb 26, 2026
Chair
Not published
Independent
Not published11 directors published
Published claims
223 distinct sources
Evidence records
70 pinned
Source conflicts
0None open

Built from 3 distinct sources and 7 evidence records. Every Claim links to where it appears. Where nothing was published, the record states the coverage gap.

CorroboratedSource reportedAlpha inferenceNot disclosed

Public record. Alpha publishes governance facts about this organization from regulatory filings and company statements. Private enterprise overlay data is never projected here. The company can claim the record, correct, or dispute any Claim. How this works

CEO CHANGED

Chad R. Abraham executive of PIPER SANDLER COMPANIES, effective 2026-02-26.

EffectiveEffective Feb 26, 2026E3

Monitoring

Continuous

What the published record states about identity, evidence, evaluation, monitoring, authority, and freshness. Watched-source schedules are not published for this record.

  • Identityunclaimed
    Published
  • Evidencesource_reported
    Published
  • Evaluationnot_evaluated
    Published
  • MonitoringNot yet published for this record.
    Not published
  • AuthorityNot yet published for this record.
    Not published
  • Freshnesscurrent
    Published

Leadership

Evidence
RolePersonSinceStatusClaim
Chief Executive OfficerChad R. AbrahamFeb 2026currentSource reportedE3
PresidentDebbra L. SchonemanFeb 2026currentSource reportedE4
General Counsel and SecretaryJohn W. GeelanFeb 2026currentSource reportedE5
Chief Financial OfficerKatherine P. CluneFeb 2026currentSource reportedE6

Board of directors

Evidence

11 directors published. Independence determinations are not published for every director.

DirectorStatusSinceCommitteesClaim
Ann C. GalloIndependence not published2024None publishedSource reportedE2
Brian R. SterlingIndependence not published2021None publishedSource reportedE2
Chad R. AbrahamIndependence not published2018Compensation Committee Approval DateSource reportedE2
Jonathan J. DoyleIndependence not published2020Compensation Committee Approval DateSource reportedE2
Philip E. SoranIndependence not published2013None publishedSource reportedE2
Piper SandlerIndependence not published2024None publishedSource reportedE2
Robbin MitchellIndependence not published2021None publishedSource reportedE2
Scott C. TaylorIndependence not published2014None publishedSource reportedE2
Stuart M. EssigIndependence not published2026None publishedSource reportedE2
Thomas S. SchreierIndependence not published2018None publishedSource reportedE2
Victoria M. HoltIndependence not published2019None publishedSource reportedE2

Committees and risk ownership

Evidence
CommitteeChairMembersRisks assigned
Compensation Committee Approval DateNot publishedChad R. Abraham, Jonathan J. DoyleNot described in the published record
Committee RecordCompensation Committee Approval Date: Chair not stated; Members Chad R. Abraham; Jonathan J. Doyle
Source reportedE7
company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:committee_record:20
Committee AppointmentChad R. Abraham: member, Compensation Committee Approval Date
Source reportedE7
company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:committee_appointment:21
Committee AppointmentJonathan J. Doyle: member, Compensation Committee Approval Date
Source reportedE7
company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:committee_appointment:22

Control and voting power

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

Authority to act

Evidence and agent registry

Who can act for the company, and on whose authority. This is what a counterparty's agent checks before it accepts an order, signs, or pays.

Principal executive officerChad R. Abraham, Chief Executive Officer, from Feb 26, 2026
Source reportedE3
company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:16
Who can authorize an agentNot assessedNo Alpha inference about signing authority or board-reserved matters is published for this record.
Not assessed
bind
AI agents registered by the companyNot registered in the public RegistryAgent Deployments, Agent Use Cases, Authority Grants, TrustChecks, Action Ledger entries and Governance Receipts live in the private enterprise overlay. They are never projected into the public Registry without explicit cross-plane authorization. Absence here is a plane boundary, not evidence that the enterprise operates no agents.
Agent registry
agents
Delegations publishedNot disclosedBoard and officer delegation resolutions are not public filings and are not published in this record.
Search scope
delegations

Financials and market context

Evidence
Security ListingPIPR (NYSE)
Source reportedE1
company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:security_listing:23
Index membershipsNo current membership is published in Alpha's tracked index universe.This is not evidence that the company is absent from every market index.
None publishedAs of Oct 23, 2026. Rights-filtered public evidence only; no redistribution or model training is granted. Only source-backed memberships with an explicit public redistribution basis are returned.

Governance and policies

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

Risk, audit, and cyber

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

AI oversight and accountability

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

Compensation

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

Other published claims

Evidence

Published Claims that belong to no section above. Each keeps its permalink, evidence, and assertion state.

Legal NamePIPER SANDLER COMPANIES
Source reportedE1
company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:legal_name:1
Entity StatusPublic listing published
Source reportedE1
company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:entity_status:3

Not yet in this record

Coverage

A gap is a coverage state, not a negative finding. These sections are expected for this entity class and are not yet published.

  • Corporate structureNot reviewed. Parent, subsidiary and predecessor structure explains who is governed.
  • OwnershipNot reviewed. Ownership and voting power determine who can influence the board.
  • FinancialsNot reviewed. Governance-relevant financial context frames capital and audit decisions.
  • CompensationNot reviewed. Pay design shows how incentives are governed.
  • GovernanceNot reviewed. Governing documents and provisions set the rules of the enterprise.
  • Shareholder governanceNot reviewed. Meeting and vote records show shareholder dissent and support.
  • AuditNot reviewed. Auditor, controls and restatements show assurance over reporting.
  • LegalNot reviewed. Material legal and regulatory matters show enforcement exposure.
  • RiskNot reviewed. Risk ownership links the board, committees, executives and controls.
  • CyberNot reviewed. Cyber and data governance is a disclosed oversight domain.
  • AI governanceNot reviewed. AI oversight is a differentiated Alpha governance domain.
  • Markets externalNot reviewed. Auditors, advisors, investors and regulators form the external ecosystem.
  • Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
  • Only explicitly published canonical company identity and current confirmed public roles are included.Only explicitly published canonical company identity and current confirmed public roles are included.
  • Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
  • Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
  • This Company Profile is an identity and evidence record, not an Alpha rating.This Company Profile is an identity and evidence record, not an Alpha rating.

Subject and corrections

Public-role doctrine

This record exists because the company is in the published Registry. The company can claim the record, correct, or dispute any Claim. Corrections are versioned and the original stays in history.

Basis
Published company record built from public sources
Sources
7 evidence records cited. 0 with redistribution rights.
Never published
Private enterprise overlay data: deployments, authority grants, TrustChecks, receipts, telemetry
Record claimed
No
Open disputes
0
Identity ownership
unclaimed
Claiming not yet available

If the company claims the record, its statements appear as their own assertion state and never overwrite the cited evidence.

Evidence

Authority and rights
  1. E1
    Alpha canonical company public projection
    Alpha canonical company public projection. canonical identity. Retrieved Oct 22, 2026. Cited by 4 Claims.
    Open web
    Rights not recorded, link only
    Evidence not pinned
  2. E2
    DEF 14A tm261358-1_def14a.htm
    sec proxy. Published Apr 9, 2026. Retrieved Sep 2, 2026. Cited by 11 Claims.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned
  3. E3
    PIPR 10-K executive officers
    sec filing. Published Feb 26, 2026. Retrieved May 5, 2026. Cited by 1 Claim.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned
  4. E4
    PIPR 10-K executive officers
    sec filing. Published Feb 26, 2026. Retrieved May 5, 2026. Cited by 1 Claim.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned
  5. E5
    PIPR 10-K executive officers
    sec filing. Published Feb 26, 2026. Retrieved May 5, 2026. Cited by 1 Claim.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned
  6. E6
    PIPR 10-K executive officers
    sec filing. Published Feb 26, 2026. Retrieved May 5, 2026. Cited by 1 Claim.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned
  7. E7
    Compensation Committee Approval Date
    governance_people_committees. sec proxy. Cited by 3 Claims.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned

What changed in version public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce

vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce published Oct 22, 2026
  • Chad R. Abraham executive of PIPER SANDLER COMPANIES, effective 2026-02-26.
  • Debbra L. Schoneman executive of PIPER SANDLER COMPANIES, effective 2026-02-26.
  • John W. Geelan executive of PIPER SANDLER COMPANIES, effective 2026-02-26.
  • Katherine P. Clune executive of PIPER SANDLER COMPANIES, effective 2026-02-26.
  • Stuart M. Essig seat on PIPER SANDLER COMPANIES, effective 2026-01-01.
  • Ann C. Gallo seat on PIPER SANDLER COMPANIES, effective 2024-01-01.
  • Piper Sandler seat on PIPER SANDLER COMPANIES, effective 2024-01-01.
  • Brian R. Sterling seat on PIPER SANDLER COMPANIES, effective 2021-01-01.
  • Robbin Mitchell seat on PIPER SANDLER COMPANIES, effective 2021-01-01.
  • Jonathan J. Doyle seat on PIPER SANDLER COMPANIES, effective 2020-01-01.
  • Victoria M. Holt seat on PIPER SANDLER COMPANIES, effective 2019-01-01.
  • Chad R. Abraham seat on PIPER SANDLER COMPANIES, effective 2018-01-01.
  • Thomas S. Schreier seat on PIPER SANDLER COMPANIES, effective 2018-01-01.
  • Scott C. Taylor seat on PIPER SANDLER COMPANIES, effective 2014-01-01.
  • Philip E. Soran seat on PIPER SANDLER COMPANIES, effective 2013-01-01.
Appearance

Alpha Governance PBC. The Registry records reported facts and Alpha's assessments separately. A missing fact is not evidence that it is false.

Record alpha:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3, version public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce. https://registry.alpha.ac/companies/piper-sandler-companies

Navigate

On this record

  1. Overview
  2. Monitoring4
  3. Leadership4
  4. Board11
  5. Committees1
  6. Control and voting0
  7. Authority to act4
  8. Financials1
  9. Governance0
  10. Risk0
  11. AI oversight0
  12. Legal0
  13. Compensation0
  14. Other published claims3
  15. Coverage gaps17
  16. Linked people14
  17. Subject and corrections6
  18. Evidence7
  19. Version historyvpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce

Linked records

Registry

Appearance

esc
  • Actions
    Switch to agent viewJSON, Markdown, MCP
  • Copy Alpha IDalpha:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3
  • Cite this recordPIPER SANDLER COMPANIES
  • Copy canonical URLregistry.alpha.ac/companies/piper-sandler-companies
  • Copy as MarkdownWith assertion states
  • Report an error
  • Theme: System
  • Theme: Light
  • Theme: Dark
  • Records
    PIPER SANDLER COMPANIESCompany
  • Chad R. AbrahamPerson
  • Debbra L. SchonemanPerson
  • John W. GeelanPerson
  • Katherine P. ClunePerson
  • Ann C. GalloPerson
  • Brian R. SterlingPerson
  • Jonathan J. DoylePerson
  • Philip E. SoranPerson
  • Piper SandlerPerson
  • Robbin MitchellPerson
  • Scott C. TaylorPerson
  • Stuart M. EssigPerson
  • Thomas S. SchreierPerson
  • Victoria M. HoltPerson
  • Sections
    OverviewPIPER SANDLER COMPANIES
  • MonitoringPIPER SANDLER COMPANIES
  • LeadershipPIPER SANDLER COMPANIES
  • BoardPIPER SANDLER COMPANIES
  • CommitteesPIPER SANDLER COMPANIES
  • Control and votingPIPER SANDLER COMPANIES
  • Authority to actPIPER SANDLER COMPANIES
  • FinancialsPIPER SANDLER COMPANIES
  • GovernancePIPER SANDLER COMPANIES
  • RiskPIPER SANDLER COMPANIES
  • AI oversightPIPER SANDLER COMPANIES
  • LegalPIPER SANDLER COMPANIES
  • CompensationPIPER SANDLER COMPANIES
  • Other published claimsPIPER SANDLER COMPANIES
  • Coverage gapsPIPER SANDLER COMPANIES
  • Linked peoplePIPER SANDLER COMPANIES
↑ ↓ move↵ openThis record only

Report an error

Reports attach to the Claim and go to an Alpha analyst through the correction form. Corrections are versioned, and the original stays in history.