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Published mark

Bakkt, Inc.

NYSE: BKKT. Canonical company identity and public leadership record.

US

Record source reportedRecord not claimedNo Eval published
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Alpha ID
alpha:company:1e947c72-133f-468e-863d-a66dd53d0307
SEC CIK
0001820302
Record version
vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce, published Oct 16, 2026
Newest evidence
Apr 30, 2026
Monitoring
Not yet monitored Details
Integrity
Not yet signed Methodology
CEO
Akshay NahetaSince Apr 30, 2026
Chair
Not published
Independent
Not published9 directors published
Published claims
292 distinct sources
Evidence records
60 pinned
Source conflicts
0None open

Built from 2 distinct sources and 6 evidence records. Every Claim links to where it appears. Where nothing was published, the record states the coverage gap.

CorroboratedSource reportedAlpha inferenceNot disclosed

Public record. Alpha publishes governance facts about this organization from regulatory filings and company statements. Private enterprise overlay data is never projected here. The company can claim the record, correct, or dispute any Claim. How this works

DIRECTOR APPOINTED

Colleen Brown seat on Bakkt, Inc., effective 2026-04-30.

EffectiveEffective Apr 30, 2026E2

Monitoring

Continuous

What the published record states about identity, evidence, evaluation, monitoring, authority, and freshness. Watched-source schedules are not published for this record.

  • Identityunclaimed
    Published
  • Evidencesource_reported
    Published
  • Evaluationnot_evaluated
    Published
  • MonitoringNot yet published for this record.
    Not published
  • AuthorityNot yet published for this record.
    Not published
  • Freshnesscurrent
    Published

Leadership

Evidence
RolePersonSinceStatusClaim
Chief Executive OfficerAkshay NahetaApr 2026currentSource reportedE3
Chief Financial OfficerKaren AlexanderApr 2026currentSource reportedE4
General Counsel and SecretaryMarc D'AnnunzioApr 2026currentSource reportedE2
Chief Operating OfficerNicholas BaesApr 2026currentSource reportedE5

Board of directors

Evidence

9 directors published. Independence determinations are not published for every director.

DirectorStatusSinceCommitteesClaim
Akshay NahetaIndependence not published2025None publishedSource reportedE2
Colleen BrownIndependence not published2026Audit and Risk Committee, chairCompensation Committee, chairNominating and Corporate Governance CommitteeSource reportedE2
Karen AlexanderIndependence not published2026None publishedSource reportedE2
Lyn AldenIndependence not published2026Audit and Risk CommitteeSource reportedE2
Marc D’AnnunzioIndependence not published2026None publishedSource reportedE2
Michael AlfredIndependence not published2026Nominating and Corporate Governance CommitteeSource reportedE2
Nicholas BaesIndependence not published2026None publishedSource reportedE2
Richard GalvinIndependence not published2025Audit and Risk CommitteeSource reportedE2
Sean CollinsIndependence not published2018Audit and Risk CommitteeNominating and Corporate Governance Committee, chairSource reportedE2

Committees and risk ownership

Evidence
CommitteeChairMembersRisks assigned
Audit and Risk CommitteeColleen BrownColleen Brown, Lyn Alden, Richard Galvin, Sean CollinsNot described in the published record
Compensation CommitteeColleen BrownColleen BrownNot described in the published record
Nominating and Corporate Governance CommitteeSean CollinsSean Collins, Colleen Brown, Michael AlfredNot described in the published record
Committee RecordAudit and Risk Committee: Chair Colleen Brown; Members Colleen Brown (Chair); Lyn Alden; Richard Galvin; Sean Collins
Source reportedE6
company:1e947c72-133f-468e-863d-a66dd53d0307:committee_record:18
Committee AppointmentColleen Brown: chair, Audit and Risk Committee
Source reportedE6
company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:19
Committee AppointmentLyn Alden: member, Audit and Risk Committee
Source reportedE6
company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:20
Committee AppointmentRichard Galvin: member, Audit and Risk Committee
Source reportedE6
company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:21
Committee AppointmentSean Collins: member, Audit and Risk Committee
Source reportedE6
company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:22
Committee RecordCompensation Committee: Chair Colleen Brown; Members Colleen Brown (Chair)
Source reportedE6
company:1e947c72-133f-468e-863d-a66dd53d0307:committee_record:23
Committee AppointmentColleen Brown: chair, Compensation Committee
Source reportedE6
company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:24
Committee RecordNominating and Corporate Governance Committee: Chair Sean Collins; Members Sean Collins (Chair); Colleen Brown; Michael Alfred
Source reportedE6
company:1e947c72-133f-468e-863d-a66dd53d0307:committee_record:25
Committee AppointmentSean Collins: chair, Nominating and Corporate Governance Committee
Source reportedE6
company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:26
Committee AppointmentColleen Brown: member, Nominating and Corporate Governance Committee
Source reportedE6
company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:27
Committee AppointmentMichael Alfred: member, Nominating and Corporate Governance Committee
Source reportedE6
company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:28

Control and voting power

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

Authority to act

Evidence and agent registry

Who can act for the company, and on whose authority. This is what a counterparty's agent checks before it accepts an order, signs, or pays.

Principal executive officerAkshay Naheta, Chief Executive Officer, from Apr 30, 2026
Source reportedE3
company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:14
Who can authorize an agentNot assessedNo Alpha inference about signing authority or board-reserved matters is published for this record.
Not assessed
bind
AI agents registered by the companyNot registered in the public RegistryAgent Deployments, Agent Use Cases, Authority Grants, TrustChecks, Action Ledger entries and Governance Receipts live in the private enterprise overlay. They are never projected into the public Registry without explicit cross-plane authorization. Absence here is a plane boundary, not evidence that the enterprise operates no agents.
Agent registry
agents
Delegations publishedNot disclosedBoard and officer delegation resolutions are not public filings and are not published in this record.
Search scope
delegations

Financials and market context

Evidence
Security ListingBKKT (NYSE)
Source reportedE1
company:1e947c72-133f-468e-863d-a66dd53d0307:security_listing:29
Security ListingBKKT-WT (NYSE)
Source reportedE1
company:1e947c72-133f-468e-863d-a66dd53d0307:security_listing:30
Index membershipsNo current membership is published in Alpha's tracked index universe.This is not evidence that the company is absent from every market index.
None publishedAs of Oct 16, 2026. Rights-filtered public evidence only; no redistribution or model training is granted. Only source-backed memberships with an explicit public redistribution basis are returned.

Governance and policies

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

Risk, audit, and cyber

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

AI oversight and accountability

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

Compensation

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

Other published claims

Evidence

Published Claims that belong to no section above. Each keeps its permalink, evidence, and assertion state.

Legal NameBakkt, Inc.
Source reportedE1
company:1e947c72-133f-468e-863d-a66dd53d0307:legal_name:1
Entity StatusPublic listing published
Source reportedE1
company:1e947c72-133f-468e-863d-a66dd53d0307:entity_status:3

Not yet in this record

Coverage

A gap is a coverage state, not a negative finding. These sections are expected for this entity class and are not yet published.

  • Corporate structureNot reviewed. Parent, subsidiary and predecessor structure explains who is governed.
  • OwnershipNot reviewed. Ownership and voting power determine who can influence the board.
  • FinancialsNot reviewed. Governance-relevant financial context frames capital and audit decisions.
  • CompensationNot reviewed. Pay design shows how incentives are governed.
  • GovernanceNot reviewed. Governing documents and provisions set the rules of the enterprise.
  • Shareholder governanceNot reviewed. Meeting and vote records show shareholder dissent and support.
  • AuditNot reviewed. Auditor, controls and restatements show assurance over reporting.
  • LegalNot reviewed. Material legal and regulatory matters show enforcement exposure.
  • RiskNot reviewed. Risk ownership links the board, committees, executives and controls.
  • CyberNot reviewed. Cyber and data governance is a disclosed oversight domain.
  • AI governanceNot reviewed. AI oversight is a differentiated Alpha governance domain.
  • Markets externalNot reviewed. Auditors, advisors, investors and regulators form the external ecosystem.
  • Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
  • Only explicitly published canonical company identity and current confirmed public roles are included.Only explicitly published canonical company identity and current confirmed public roles are included.
  • Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
  • Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
  • This Company Profile is an identity and evidence record, not an Alpha rating.This Company Profile is an identity and evidence record, not an Alpha rating.

Subject and corrections

Public-role doctrine

This record exists because the company is in the published Registry. The company can claim the record, correct, or dispute any Claim. Corrections are versioned and the original stays in history.

Basis
Published company record built from public sources
Sources
6 evidence records cited. 0 with redistribution rights.
Never published
Private enterprise overlay data: deployments, authority grants, TrustChecks, receipts, telemetry
Record claimed
No
Open disputes
0
Identity ownership
unclaimed
Claiming not yet available

If the company claims the record, its statements appear as their own assertion state and never overwrite the cited evidence.

Evidence

Authority and rights
  1. E1
    Alpha canonical company public projection
    Alpha canonical company public projection. canonical identity. Retrieved Oct 16, 2026. Cited by 5 Claims.
    Open web
    Rights not recorded, link only
    Evidence not pinned
  2. E2
    DEF 14A bakkt-20260430.htm
    sec proxy. Published Apr 30, 2026. Retrieved Sep 2, 2026. Cited by 10 Claims.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned
  3. E3
    BKKT-WT DEF 14A executive officers
    sec filing. Published Apr 30, 2026. Retrieved Jul 28, 2026. Cited by 1 Claim.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned
  4. E4
    BKKT-WT DEF 14A executive officers
    sec filing. Published Apr 30, 2026. Retrieved Jul 28, 2026. Cited by 1 Claim.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned
  5. E5
    BKKT-WT DEF 14A executive officers
    sec filing. Published Apr 30, 2026. Retrieved Jul 28, 2026. Cited by 1 Claim.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned
  6. E6
    Audit and Risk Committee
    governance_people_committees. sec proxy. Cited by 11 Claims.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned

What changed in version public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce

vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce published Oct 16, 2026
  • Colleen Brown seat on Bakkt, Inc., effective 2026-04-30.
  • Karen Alexander seat on Bakkt, Inc., effective 2026-04-30.
  • Lyn Alden seat on Bakkt, Inc., effective 2026-04-30.
  • Marc D’Annunzio seat on Bakkt, Inc., effective 2026-04-30.
  • Michael Alfred seat on Bakkt, Inc., effective 2026-04-30.
  • Nicholas Baes seat on Bakkt, Inc., effective 2026-04-30.
  • Akshay Naheta executive of Bakkt, Inc., effective 2026-04-30.
  • Karen Alexander executive of Bakkt, Inc., effective 2026-04-30.
  • Marc D'Annunzio executive of Bakkt, Inc., effective 2026-04-30.
  • Nicholas Baes executive of Bakkt, Inc., effective 2026-04-30.
  • Akshay Naheta seat on Bakkt, Inc., effective 2025-01-01.
  • Richard Galvin seat on Bakkt, Inc., effective 2025-01-01.
  • Sean Collins seat on Bakkt, Inc., effective 2018-01-01.
Appearance

Alpha Governance PBC. The Registry records reported facts and Alpha's assessments separately. A missing fact is not evidence that it is false.

Record alpha:company:1e947c72-133f-468e-863d-a66dd53d0307, version public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce. https://registry.alpha.ac/companies/bakkt-inc

Navigate

On this record

  1. Overview
  2. Monitoring4
  3. Leadership4
  4. Board9
  5. Committees3
  6. Control and voting0
  7. Authority to act4
  8. Financials2
  9. Governance0
  10. Risk0
  11. AI oversight0
  12. Legal0
  13. Compensation0
  14. Other published claims3
  15. Coverage gaps17
  16. Linked people10
  17. Subject and corrections6
  18. Evidence6
  19. Version historyvpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce

Linked records

Registry

Appearance

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  • Copy Alpha IDalpha:company:1e947c72-133f-468e-863d-a66dd53d0307
  • Cite this recordBakkt, Inc.
  • Copy canonical URLregistry.alpha.ac/companies/bakkt-inc
  • Copy as MarkdownWith assertion states
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  • Records
    Bakkt, Inc.Company
  • Akshay NahetaPerson
  • Karen AlexanderPerson
  • Marc D'AnnunzioPerson
  • Nicholas BaesPerson
  • Colleen BrownPerson
  • Lyn AldenPerson
  • Marc D’AnnunzioPerson
  • Michael AlfredPerson
  • Richard GalvinPerson
  • Sean CollinsPerson
  • Sections
    OverviewBakkt, Inc.
  • MonitoringBakkt, Inc.
  • LeadershipBakkt, Inc.
  • BoardBakkt, Inc.
  • CommitteesBakkt, Inc.
  • Control and votingBakkt, Inc.
  • Authority to actBakkt, Inc.
  • FinancialsBakkt, Inc.
  • GovernanceBakkt, Inc.
  • RiskBakkt, Inc.
  • AI oversightBakkt, Inc.
  • LegalBakkt, Inc.
  • CompensationBakkt, Inc.
  • Other published claimsBakkt, Inc.
  • Coverage gapsBakkt, Inc.
  • Linked peopleBakkt, Inc.
  • Subject and correctionsBakkt, Inc.
  • EvidenceBakkt, Inc.
  • Version historyBakkt, Inc.
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Reports attach to the Claim and go to an Alpha analyst through the correction form. Corrections are versioned, and the original stays in history.