Published mark

AETHLON MEDICAL INC

NASDAQ: AEMD. Canonical company identity and public leadership record.

US

Record source reportedRecord not claimedNo Eval published
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Alpha ID
alpha:company:b8f1ac8c-444f-42ee-acf4-acc9caed2f2e
SEC CIK
0000882291
Record version
vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce, published Oct 17, 2026
Newest evidence
Jan 16, 2026
Monitoring
Not yet monitored Details
Integrity
Not yet signed Methodology
CEO
James B. FrakesSince Jun 26, 2025
Chair
Not published
Independent
4 / 55 directors published
Published claims
203 distinct sources
Evidence records
40 pinned
Source conflicts
0None open

Built from 3 distinct sources and 4 evidence records. Every Claim links to where it appears. Where nothing was published, the record states the coverage gap.

CorroboratedSource reportedAlpha inferenceNot disclosed

Public record. Alpha publishes governance facts about this organization from regulatory filings and company statements. Private enterprise overlay data is never projected here. The company can claim the record, correct, or dispute any Claim. How this works

CEO CHANGED

James B. Frakes executive of AETHLON MEDICAL INC, effective 2025-06-26.

EffectiveEffective Jun 26, 2025E3

Monitoring

Continuous

What the published record states about identity, evidence, evaluation, monitoring, authority, and freshness. Watched-source schedules are not published for this record.

  • Identityunclaimed
    Published
  • Evidencesource_reported
    Published
  • Evaluationnot_evaluated
    Published
  • MonitoringNot yet published for this record.
    Not published
  • AuthorityNot yet published for this record.
    Not published
  • Freshnesscurrent
    Published

Leadership

Evidence
RolePersonSinceStatusClaim
Chief Executive Officer and Chief Financial OfficerJames B. FrakesJun 2025currentSource reportedE3

Board of directors

Evidence

5 directors published. 4 of 5 with a published determination are independent.

DirectorStatusSinceCommitteesClaim
Angela RossettiIndependent2022AuditAudit; Compensation; Nominating and Governance · ChairCompensationNominating and Governance, chairSource reportedE2
Chetan S. Shah, M.D.Independent2013None publishedSource reportedE2
Edward G. BroennimanIndependent1999Audit, chairAudit · Chair; Compensation; Nominating and GovernanceCompensationNominating and GovernanceSource reportedE2
James B. FrakesNot independent2023None publishedSource reportedE2
Nicolas GikakisIndependent2023Nominating and GovernanceSource reportedE2

Committees and risk ownership

Evidence
CommitteeChairMembersRisks assigned
AuditEdward G. BroennimanEdward G. Broenniman, Angela RossettiNot described in the published record
Audit · Chair; Compensation; Nominating and GovernanceNot publishedEdward G. BroennimanNot described in the published record
Audit; Compensation; Nominating and Governance · ChairNot publishedAngela RossettiNot described in the published record
CompensationNot publishedAngela Rossetti, Edward G. BroennimanNot described in the published record
Nominating and GovernanceAngela RossettiAngela Rossetti, Edward G. Broenniman, Nicolas GikakisNot described in the published record
Committee RecordAudit: Chair Edward G. Broenniman; Members Edward G. Broenniman (Chair); Angela Rossetti
Committee AppointmentEdward G. Broenniman: chair, Audit
Committee AppointmentAngela Rossetti: member, Audit
Committee RecordCompensation: Chair not stated; Members Angela Rossetti; Edward G. Broenniman
Committee AppointmentAngela Rossetti: member, Compensation
Committee AppointmentEdward G. Broenniman: member, Compensation
Committee RecordNominating and Governance: Chair Angela Rossetti; Members Angela Rossetti (Chair); Edward G. Broenniman; Nicolas Gikakis
Committee AppointmentAngela Rossetti: chair, Nominating and Governance
Committee AppointmentEdward G. Broenniman: member, Nominating and Governance
Committee AppointmentNicolas Gikakis: member, Nominating and Governance

Control and voting power

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

Authority to act

Evidence and agent registry

Who can act for the company, and on whose authority. This is what a counterparty's agent checks before it accepts an order, signs, or pays.

Principal executive officerJames B. Frakes, Chief Executive Officer and Chief Financial Officer, from Jun 26, 2025
Who can authorize an agentNot assessedNo Alpha inference about signing authority or board-reserved matters is published for this record.
Not assessed
bind
AI agents registered by the companyNot registered in the public RegistryAgent Deployments, Agent Use Cases, Authority Grants, TrustChecks, Action Ledger entries and Governance Receipts live in the private enterprise overlay. They are never projected into the public Registry without explicit cross-plane authorization. Absence here is a plane boundary, not evidence that the enterprise operates no agents.
Agent registry
agents
Delegations publishedNot disclosedBoard and officer delegation resolutions are not public filings and are not published in this record.
Search scope
delegations

Financials and market context

Evidence
Security ListingAEMD (NASDAQ)
Index membershipsNo current membership is published in Alpha's tracked index universe.This is not evidence that the company is absent from every market index.
None publishedAs of Oct 17, 2026. Rights-filtered public evidence only; no redistribution or model training is granted. Only source-backed memberships with an explicit public redistribution basis are returned.

Governance and policies

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

Risk, audit, and cyber

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

AI oversight and accountability

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

Compensation

Evidence

No published claims

Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.

Other published claims

Evidence

Published Claims that belong to no section above. Each keeps its permalink, evidence, and assertion state.

Legal NameAETHLON MEDICAL INC
Entity StatusPublic listing published

Not yet in this record

Coverage

A gap is a coverage state, not a negative finding. These sections are expected for this entity class and are not yet published.

  • Corporate structureNot reviewed. Parent, subsidiary and predecessor structure explains who is governed.
  • OwnershipNot reviewed. Ownership and voting power determine who can influence the board.
  • FinancialsNot reviewed. Governance-relevant financial context frames capital and audit decisions.
  • CompensationNot reviewed. Pay design shows how incentives are governed.
  • GovernanceNot reviewed. Governing documents and provisions set the rules of the enterprise.
  • Shareholder governanceNot reviewed. Meeting and vote records show shareholder dissent and support.
  • AuditNot reviewed. Auditor, controls and restatements show assurance over reporting.
  • LegalNot reviewed. Material legal and regulatory matters show enforcement exposure.
  • RiskNot reviewed. Risk ownership links the board, committees, executives and controls.
  • CyberNot reviewed. Cyber and data governance is a disclosed oversight domain.
  • AI governanceNot reviewed. AI oversight is a differentiated Alpha governance domain.
  • Markets externalNot reviewed. Auditors, advisors, investors and regulators form the external ecosystem.
  • Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
  • Only explicitly published canonical company identity and current confirmed public roles are included.Only explicitly published canonical company identity and current confirmed public roles are included.
  • Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
  • Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
  • This Company Profile is an identity and evidence record, not an Alpha rating.This Company Profile is an identity and evidence record, not an Alpha rating.

Subject and corrections

Public-role doctrine

This record exists because the company is in the published Registry. The company can claim the record, correct, or dispute any Claim. Corrections are versioned and the original stays in history.

Basis
Published company record built from public sources
Sources
4 evidence records cited. 0 with redistribution rights.
Never published
Private enterprise overlay data: deployments, authority grants, TrustChecks, receipts, telemetry
Record claimed
No
Open disputes
0
Identity ownership
unclaimed
Claiming not yet available

If the company claims the record, its statements appear as their own assertion state and never overwrite the cited evidence.

Evidence

Authority and rights
  1. E1
    Alpha canonical company public projection. canonical identity. Retrieved Oct 17, 2026. Cited by 4 Claims.
    Open web
    Rights not recorded, link only
    Evidence not pinned
  2. E2
    sec proxy. Published Jan 16, 2026. Retrieved Apr 24, 2026. Cited by 5 Claims.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned
  3. E3
    sec filing. Published Jun 26, 2025. Retrieved May 15, 2026. Cited by 1 Claim.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned
  4. E4
    board_seats. board seats. Cited by 10 Claims.
    Authoritative, regulatory filing
    Rights not recorded, link only
    Evidence not pinned

What changed in version public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce

vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce published Oct 17, 2026
  • James B. Frakes executive of AETHLON MEDICAL INC, effective 2025-06-26.
  • James B. Frakes seat on AETHLON MEDICAL INC, effective 2023-01-01.
  • Nicolas Gikakis seat on AETHLON MEDICAL INC, effective 2023-01-01.
  • Angela Rossetti seat on AETHLON MEDICAL INC, effective 2022-01-01.
  • Audit; Compensation; Nominating and Governance · Chair committee of AETHLON MEDICAL INC, effective 2022-01-01.
  • Angela Rossetti member of Audit; Compensation; Nominating and Governance · Chair, effective 2022-01-01.
  • Chetan S. Shah, M.D. seat on AETHLON MEDICAL INC, effective 2013-01-01.
  • Edward G. Broenniman seat on AETHLON MEDICAL INC, effective 1999-01-01.
  • Audit · Chair; Compensation; Nominating and Governance committee of AETHLON MEDICAL INC, effective 1999-01-01.
  • Edward G. Broenniman member of Audit · Chair; Compensation; Nominating and Governance, effective 1999-01-01.
Appearance

Alpha Governance PBC. The Registry records reported facts and Alpha's assessments separately. A missing fact is not evidence that it is false.

Record alpha:company:b8f1ac8c-444f-42ee-acf4-acc9caed2f2e, version public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce. https://registry.alpha.ac/companies/aethlon-medical-inc

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  • Records
    AETHLON MEDICAL INCCompany
  • James B. FrakesPerson
  • Angela RossettiPerson
  • Chetan S. Shah, M.D.Person
  • Edward G. BroennimanPerson
  • Nicolas GikakisPerson
  • Sections
    OverviewAETHLON MEDICAL INC
  • MonitoringAETHLON MEDICAL INC
  • LeadershipAETHLON MEDICAL INC
  • BoardAETHLON MEDICAL INC
  • CommitteesAETHLON MEDICAL INC
  • Control and votingAETHLON MEDICAL INC
  • Authority to actAETHLON MEDICAL INC
  • FinancialsAETHLON MEDICAL INC
  • GovernanceAETHLON MEDICAL INC
  • RiskAETHLON MEDICAL INC
  • AI oversightAETHLON MEDICAL INC
  • LegalAETHLON MEDICAL INC
  • CompensationAETHLON MEDICAL INC
  • Other published claimsAETHLON MEDICAL INC
  • Coverage gapsAETHLON MEDICAL INC
  • Linked peopleAETHLON MEDICAL INC
  • Subject and correctionsAETHLON MEDICAL INC
  • EvidenceAETHLON MEDICAL INC
  • Version historyAETHLON MEDICAL INC
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