# Stephen Roman > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-0:d751713988987e9331980363e24189ce | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:person:stephen-roman | | Entity type | Person | | Canonical URL | https://registry.alpha.ac/people/stephen-roman | | Publication | PUBLISHED | | Verification | corroborated | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 10 | | Claims under review | 0 | | Evidence records | 6 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-10-24T17:08:44.636906+00:00 | | Last reviewed | 2026-09-06T03:41:32.86318+00:00 | ## Identity - Legal name: Stephen Roman - Display name: Stephen Roman ## Alpha Governance Record | Field | Value | | --- | --- | | Governance Record schema | alpha-governance-record-v2 | | Ontology | alpha-governance-ontology-v1 | | Record version | public-0:d751713988987e9331980363e24189ce | | As of | 2026-10-24T17:08:44.919217+00:00 | | Completeness | 1 | | Record Quality | 0.915 | | Directors | 0 | | Committees | 0 | | Governance events | 1 | | Entity class | person | ## Section coverage | Section | State | | --- | --- | | identity | PUBLISHED | | corporate_structure | NOT_APPLICABLE | | board | NOT_APPLICABLE | | committees | NOT_APPLICABLE | | leadership | NOT_APPLICABLE | | ownership | NOT_APPLICABLE | | financials | NOT_APPLICABLE | | capital_structure | NOT_APPLICABLE | | compensation | NOT_APPLICABLE | | governance | NOT_APPLICABLE | | shareholder_governance | NOT_APPLICABLE | | audit | NOT_APPLICABLE | | legal | NOT_APPLICABLE | | risk | NOT_APPLICABLE | | cyber | PUBLISHED | | ai_governance | PUBLISHED | | agent_governance | NOT_APPLICABLE | | markets_external | NOT_APPLICABLE | | events | PUBLISHED | | relationships | PUBLISHED | | assessments | PUBLISHED | | evidence | PUBLISHED | ## Governance events - DIRECTOR_APPOINTED: Stephen Roman seat on CION Investment Corp, effective 2016-01-01. Effective: 2016-01-01. Detected: 2026-09-06T03:41:32.86318+00:00. event_id=alpha:event:transition:15uwbp41uk171u ## Scoped resources - `alpha://person/stephen-roman` (contract): https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record - `alpha://person/stephen-roman/identity` (contract): https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record§ion=identity - `alpha://person/stephen-roman/corporate-structure` (contract): https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record§ion=corporate-structure - `alpha://person/stephen-roman/board` (contract): https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record§ion=board - `alpha://person/stephen-roman/committees` (contract): https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record§ion=committees - `alpha://person/stephen-roman/leadership` (contract): https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record§ion=leadership - `alpha://person/stephen-roman/ownership` (contract): https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record§ion=ownership - `alpha://person/stephen-roman/financials` (contract): https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record§ion=financials - `alpha://person/stephen-roman/capital-structure` (contract): https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record§ion=capital-structure - `alpha://person/stephen-roman/compensation` (contract): https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record§ion=compensation - `alpha://person/stephen-roman/governance` (contract): https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record§ion=governance - `alpha://person/stephen-roman/shareholder-governance` (contract): https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record§ion=shareholder-governance - `alpha://person/stephen-roman/audit` (contract): https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record§ion=audit - `alpha://person/stephen-roman/legal` (contract): https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record§ion=legal - `alpha://person/stephen-roman/risk` (contract): https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record§ion=risk - `alpha://person/stephen-roman/cyber` (contract): https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record§ion=cyber - `alpha://person/stephen-roman/ai-governance` (contract): https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record§ion=ai-governance - `alpha://person/stephen-roman/agents` (contract): https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record§ion=agents - `alpha://person/stephen-roman/ecosystem` (contract): https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record§ion=ecosystem - `alpha://person/stephen-roman/events` (contract): https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record§ion=events - `alpha://person/stephen-roman/relationships` (contract): https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record§ion=relationships - `alpha://person/stephen-roman/assessments` (contract): https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record§ion=assessments - `alpha://person/stephen-roman/evidence` (contract): https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record§ion=evidence ## Role modules - Director ## Attention - NO_RECORDS_FOUND ## Committee data - NO_RECORDS_FOUND ## Leadership - PUBLISHED ## Roles - Director at CION Investment Corp. Claim: alpha:claim:person:stephen-roman:role:1. Valid from: 2016-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:efa2bd2f14ab75c28c0c0ad005ded60e8f75bf7ec3381d102e05c971c57e7ead. - Corporate Secretary at CION Investment Corp. Claim: alpha:claim:person:stephen-roman:role:2. Valid from: NOT_ASSERTED. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:5688b9827e0e561f6c9208da20e9792dc6ee97f0304a16ee5d25895feb96e99c. ## Governance - PUBLISHED ## Board committees - PUBLISHED ## AI and ML experience - AI and ML experience: not identified in the cited filing. Claim: alpha:claim:person:stephen-roman:ai_ml_experience:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2b271a31763ff03c3d147004b3fe921bed0c2a23b78a1ffc88b68cc2b4020522. ## Board membership - Serves on the board of CION Investment Corp. Claim: alpha:claim:person:stephen-roman:board_membership:2. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:d6c96ba2dfdc2e937baa6327d88b4833765d3f25097f2b621025ffd9bf032355. ## Cybersecurity experience - Cybersecurity experience: not identified in the cited filing. Claim: alpha:claim:person:stephen-roman:cybersecurity_experience:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2b271a31763ff03c3d147004b3fe921bed0c2a23b78a1ffc88b68cc2b4020522. ## Executive company - Executive at CION Investment Corp. Claim: alpha:claim:person:stephen-roman:executive_company:4. Valid from: 2026-04-30. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:projection-evidence:document:4529a89a8f7a96aaff1538bf02ba178f7e16a3d72a8d447963fcaefcd31209d3, alpha:projection-evidence:document:2d1f50d0a1bca781828bc474e929258ab5018860400bca9ea36125650c21ee65, alpha:projection-evidence:document:2b271a31763ff03c3d147004b3fe921bed0c2a23b78a1ffc88b68cc2b4020522. ## Executive title - Executive title: Chief Compliance Officer and Secretary. Claim: alpha:claim:person:stephen-roman:executive_title:5. Valid from: 2026-04-30. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:projection-evidence:document:4529a89a8f7a96aaff1538bf02ba178f7e16a3d72a8d447963fcaefcd31209d3, alpha:projection-evidence:document:2b271a31763ff03c3d147004b3fe921bed0c2a23b78a1ffc88b68cc2b4020522, alpha:projection-evidence:document:2d1f50d0a1bca781828bc474e929258ab5018860400bca9ea36125650c21ee65. - Executive title: Corporate Secretary. Claim: alpha:claim:person:stephen-roman:executive_title:6. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:5688b9827e0e561f6c9208da20e9792dc6ee97f0304a16ee5d25895feb96e99c. ## Other Company Role - Stephen Roman is also linked to CION Grosvenor Infrastructure Fund as Chief Compliance Officer and Secretary.. Claim: alpha:claim:person:stephen-roman:other_company_role:7. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2b271a31763ff03c3d147004b3fe921bed0c2a23b78a1ffc88b68cc2b4020522. ## Technology background - Technology background: not identified in the cited filing. Claim: alpha:claim:person:stephen-roman:technology_background:8. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2b271a31763ff03c3d147004b3fe921bed0c2a23b78a1ffc88b68cc2b4020522. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | NOT_APPLICABLE | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | PUBLISHED | | Financials | NOT_APPLICABLE | | Workforce | NOT_APPLICABLE | | Ownership | NOT_APPLICABLE | | Ratings | NOT_PUBLISHED | | Market and index context | NOT_APPLICABLE | ## Public sources - alpha:projection-evidence:document:2b271a31763ff03c3d147004b3fe921bed0c2a23b78a1ffc88b68cc2b4020522: [CION DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1534254/000114036126018322/ny20070284x1_def14a.htm). - alpha:projection-evidence:document:4529a89a8f7a96aaff1538bf02ba178f7e16a3d72a8d447963fcaefcd31209d3: [CICB DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1534254/000114036126018322/ny20070284x1_def14a.htm). - alpha:projection-evidence:document:2d1f50d0a1bca781828bc474e929258ab5018860400bca9ea36125650c21ee65: [CICC DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1534254/000114036126018322/ny20070284x1_def14a.htm). - alpha:projection-evidence:document:5688b9827e0e561f6c9208da20e9792dc6ee97f0304a16ee5d25895feb96e99c: [sec_def_14a](https://www.sec.gov/Archives/edgar/data/1534254/000114036126018322/ny20070284x1_def14a.htm). - alpha:projection-evidence:document:efa2bd2f14ab75c28c0c0ad005ded60e8f75bf7ec3381d102e05c971c57e7ead: [sec_proxy](https://www.sec.gov/Archives/edgar/data/1534254/000114036125020957/ny20047526x1_def14a.htm). - alpha:projection-evidence:d6c96ba2dfdc2e937baa6327d88b4833765d3f25097f2b621025ffd9bf032355: [public_source](https://www.sec.gov/Archives/edgar/data/1534254/000114036125020957/ny20047526x1_def14a.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Only permissioned public claims and evidence are included. - Absence of a claim is not evidence that the underlying fact is false. - Public retrieval does not grant model-training or redistribution rights. - Private relationships and Council activity are excluded. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/people/stephen-roman) - [Public Markdown](https://registry.alpha.ac/people/stephen-roman.md) - [Public JSON](https://registry.alpha.ac/api/public/profiles/stephen-roman?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/profiles/stephen-roman?format=jsonld) - MCP resource: `alpha://people/stephen-roman` at https://mcp.alpha.ac/mcp ## Connected governance records Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage.