# Gerald Cummins > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-0:d751713988987e9331980363e24189ce | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:person:gerald-cummins | | Entity type | Person | | Canonical URL | https://registry.alpha.ac/people/gerald-cummins | | Publication | PUBLISHED | | Verification | corroborated | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 12 | | Claims under review | 0 | | Evidence records | 9 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-10-17T09:34:45.786876+00:00 | | Last reviewed | 2026-05-16T07:02:43.481+00:00 | ## Identity - Legal name: Gerald Cummins - Display name: Gerald Cummins ## Alpha Governance Record | Field | Value | | --- | --- | | Governance Record schema | alpha-governance-record-v2 | | Ontology | alpha-governance-ontology-v1 | | Record version | public-0:d751713988987e9331980363e24189ce | | As of | 2026-10-17T09:34:46.033415+00:00 | | Completeness | 1 | | Record Quality | 0.939 | | Directors | 0 | | Committees | 0 | | Governance events | 2 | | Entity class | person | ## Section coverage | Section | State | | --- | --- | | identity | PUBLISHED | | corporate_structure | NOT_APPLICABLE | | board | NOT_APPLICABLE | | committees | NOT_APPLICABLE | | leadership | NOT_APPLICABLE | | ownership | NOT_APPLICABLE | | financials | NOT_APPLICABLE | | capital_structure | NOT_APPLICABLE | | compensation | NOT_APPLICABLE | | governance | NOT_APPLICABLE | | shareholder_governance | NOT_APPLICABLE | | audit | NOT_APPLICABLE | | legal | NOT_APPLICABLE | | risk | NOT_APPLICABLE | | cyber | PUBLISHED | | ai_governance | PUBLISHED | | agent_governance | NOT_APPLICABLE | | markets_external | NOT_APPLICABLE | | events | PUBLISHED | | relationships | PUBLISHED | | assessments | PUBLISHED | | evidence | PUBLISHED | ## Governance events - DIRECTOR_APPOINTED: Gerald Cummins seat on PennantPark Floating Rate Capital Ltd., effective 2025-01-01. Effective: 2025-01-01. Detected: 2026-05-16T07:02:43.481+00:00. event_id=alpha:event:transition:3t6nsz12fbs6v - DIRECTOR_APPOINTED: Gerald Cummins seat on PENNANTPARK INVESTMENT CORP, effective 2025-01-01. Effective: 2025-01-01. Detected: 2026-05-16T07:02:43.481+00:00. event_id=alpha:event:transition:1nnhg6hho7w4f ## Scoped resources - `alpha://person/gerald-cummins` (contract): https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record - `alpha://person/gerald-cummins/identity` (contract): https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record§ion=identity - `alpha://person/gerald-cummins/corporate-structure` (contract): https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record§ion=corporate-structure - `alpha://person/gerald-cummins/board` (contract): https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record§ion=board - `alpha://person/gerald-cummins/committees` (contract): https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record§ion=committees - `alpha://person/gerald-cummins/leadership` (contract): https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record§ion=leadership - `alpha://person/gerald-cummins/ownership` (contract): https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record§ion=ownership - `alpha://person/gerald-cummins/financials` (contract): https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record§ion=financials - `alpha://person/gerald-cummins/capital-structure` (contract): https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record§ion=capital-structure - `alpha://person/gerald-cummins/compensation` (contract): https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record§ion=compensation - `alpha://person/gerald-cummins/governance` (contract): https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record§ion=governance - `alpha://person/gerald-cummins/shareholder-governance` (contract): https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record§ion=shareholder-governance - `alpha://person/gerald-cummins/audit` (contract): https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record§ion=audit - `alpha://person/gerald-cummins/legal` (contract): https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record§ion=legal - `alpha://person/gerald-cummins/risk` (contract): https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record§ion=risk - `alpha://person/gerald-cummins/cyber` (contract): https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record§ion=cyber - `alpha://person/gerald-cummins/ai-governance` (contract): https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record§ion=ai-governance - `alpha://person/gerald-cummins/agents` (contract): https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record§ion=agents - `alpha://person/gerald-cummins/ecosystem` (contract): https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record§ion=ecosystem - `alpha://person/gerald-cummins/events` (contract): https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record§ion=events - `alpha://person/gerald-cummins/relationships` (contract): https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record§ion=relationships - `alpha://person/gerald-cummins/assessments` (contract): https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record§ion=assessments - `alpha://person/gerald-cummins/evidence` (contract): https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record§ion=evidence ## Role modules - Director ## Attention - NO_RECORDS_FOUND ## Committee data - NO_RECORDS_FOUND ## Leadership - PUBLISHED ## Roles - Director at PennantPark Floating Rate Capital Ltd.. Claim: alpha:claim:person:gerald-cummins:role:1. Valid from: 2025-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:0791554eebc35a8ae5d41433f0431d5cabfd03010438cb8566639bf8c7efddbe. - Director at PENNANTPARK INVESTMENT CORP. Claim: alpha:claim:person:gerald-cummins:role:2. Valid from: 2025-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:87d9d673778a978f9ed84b3a0645f1b849f98e7ba37b660788697cd7d2e812db. ## Governance - PUBLISHED ## Board committees - PUBLISHED ## AI and ML experience - AI and ML experience: not identified in the cited filing. Claim: alpha:claim:person:gerald-cummins:ai_ml_experience:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:d2dc70222d0fa8437d4dd101f7a290bb4409ebe7de11f55e8997ed5523777637. ## Board membership - Serves on the board of PennantPark Floating Rate Capital Ltd.. Claim: alpha:claim:person:gerald-cummins:board_membership:2. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:51fd9b96c894e4c4a8855f23c4540232a0cec39f8b0738d84517280059749182. - Serves on the board of PENNANTPARK INVESTMENT CORP. Claim: alpha:claim:person:gerald-cummins:board_membership:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:59f487e3d5a01d3de36b36dcc215f2f1fd9e48918c96cd4186381d647fb19236. ## Cybersecurity experience - Cybersecurity experience: not identified in the cited filing. Claim: alpha:claim:person:gerald-cummins:cybersecurity_experience:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:d2dc70222d0fa8437d4dd101f7a290bb4409ebe7de11f55e8997ed5523777637. ## Executive company - Executive at Oxford Square Capital Corp.. Claim: alpha:claim:person:gerald-cummins:executive_company:5. Valid from: 2026-03-06. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:projection-evidence:document:9015bf8c9dfe5a2e9a010631e6d6f0ec42a37816d35dc72f09c5a07f690ec4fe, alpha:projection-evidence:document:c3eb4e0fd67194d461c4e41485a2e7b1a13e9bddb58e23ffc12fb09684575cf5, alpha:projection-evidence:document:3213e5d9e192127b61fc3f231a1f63062ec5f72414301025521dc2ece95f6803. - Executive at PennantPark Floating Rate Capital Ltd.. Claim: alpha:claim:person:gerald-cummins:executive_company:6. Valid from: 2025-12-17. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:03ee58c2a202a9edbb761efa62db74f0591308e6ddc983136d7e903014a04a5a. - Executive at PENNANTPARK INVESTMENT CORP. Claim: alpha:claim:person:gerald-cummins:executive_company:7. Valid from: 2025-12-17. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:d2dc70222d0fa8437d4dd101f7a290bb4409ebe7de11f55e8997ed5523777637. ## Executive title - Executive title: Chief Compliance Officer. Claim: alpha:claim:person:gerald-cummins:executive_title:8. Valid from: 2025-12-17. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:projection-evidence:document:3213e5d9e192127b61fc3f231a1f63062ec5f72414301025521dc2ece95f6803, alpha:projection-evidence:document:9015bf8c9dfe5a2e9a010631e6d6f0ec42a37816d35dc72f09c5a07f690ec4fe, alpha:projection-evidence:document:c3eb4e0fd67194d461c4e41485a2e7b1a13e9bddb58e23ffc12fb09684575cf5, alpha:projection-evidence:document:d2dc70222d0fa8437d4dd101f7a290bb4409ebe7de11f55e8997ed5523777637, alpha:projection-evidence:document:03ee58c2a202a9edbb761efa62db74f0591308e6ddc983136d7e903014a04a5a. ## Other Company Role - Gerald Cummins is also linked to ACA Group, LLC as Director.. Claim: alpha:claim:person:gerald-cummins:other_company_role:9. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c3eb4e0fd67194d461c4e41485a2e7b1a13e9bddb58e23ffc12fb09684575cf5. ## Technology background - Technology background: not identified in the cited filing. Claim: alpha:claim:person:gerald-cummins:technology_background:10. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:d2dc70222d0fa8437d4dd101f7a290bb4409ebe7de11f55e8997ed5523777637. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | NOT_APPLICABLE | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | PUBLISHED | | Financials | NOT_APPLICABLE | | Workforce | NOT_APPLICABLE | | Ownership | NOT_APPLICABLE | | Ratings | NOT_PUBLISHED | | Market and index context | NOT_APPLICABLE | ## Public sources - alpha:projection-evidence:document:9015bf8c9dfe5a2e9a010631e6d6f0ec42a37816d35dc72f09c5a07f690ec4fe: [OXSQ 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1259429/000121390026024280/ea0276931_10k.htm). - alpha:projection-evidence:document:c3eb4e0fd67194d461c4e41485a2e7b1a13e9bddb58e23ffc12fb09684575cf5: [OXSQH 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1259429/000121390026024280/ea0276931_10k.htm). - alpha:projection-evidence:document:3213e5d9e192127b61fc3f231a1f63062ec5f72414301025521dc2ece95f6803: [OXSQG 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1259429/000121390026024280/ea0276931_10k.htm). - alpha:projection-evidence:document:d2dc70222d0fa8437d4dd101f7a290bb4409ebe7de11f55e8997ed5523777637: [PNNT DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1383414/000119312525322723/pnnt-2026-def_14a.htm). - alpha:projection-evidence:document:03ee58c2a202a9edbb761efa62db74f0591308e6ddc983136d7e903014a04a5a: [PFLT DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1504619/000119312525322696/pflt-20251217.htm). - alpha:projection-evidence:document:0791554eebc35a8ae5d41433f0431d5cabfd03010438cb8566639bf8c7efddbe: [sec_proxy](https://www.sec.gov/Archives/edgar/data/1504619/000119312525322696/pflt-20251217.htm). - alpha:projection-evidence:document:87d9d673778a978f9ed84b3a0645f1b849f98e7ba37b660788697cd7d2e812db: [sec_proxy](https://www.sec.gov/Archives/edgar/data/1383414/000119312525322723/pnnt-2026-def_14a.htm). - alpha:projection-evidence:51fd9b96c894e4c4a8855f23c4540232a0cec39f8b0738d84517280059749182: [public_source](https://www.sec.gov/Archives/edgar/data/1504619/000119312525322696/pflt-20251217.htm). - alpha:projection-evidence:59f487e3d5a01d3de36b36dcc215f2f1fd9e48918c96cd4186381d647fb19236: [public_source](https://www.sec.gov/Archives/edgar/data/1383414/000119312525322723/pnnt-2026-def_14a.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Only permissioned public claims and evidence are included. - Absence of a claim is not evidence that the underlying fact is false. - Public retrieval does not grant model-training or redistribution rights. - Private relationships and Council activity are excluded. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/people/gerald-cummins) - [Public Markdown](https://registry.alpha.ac/people/gerald-cummins.md) - [Public JSON](https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/profiles/gerald-cummins?format=jsonld) - MCP resource: `alpha://people/gerald-cummins` at https://mcp.alpha.ac/mcp ## Connected governance records Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage.