# WhiteHorse Finance, Inc. > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3 | | Entity type | Company | | Canonical URL | https://registry.alpha.ac/companies/whitehorse-finance-inc | | Publication | PUBLISHED | | Verification | source_reported | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 29 | | Claims under review | 1 | | Evidence records | 5 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-10-16T04:48:22.907085+00:00 | | Last reviewed | 2026-10-16T04:48:22.907085+00:00 | ## Identity - Legal name: WhiteHorse Finance, Inc. - Display name: WhiteHorse Finance, Inc. ## Alpha Governance Record | Field | Value | | --- | --- | | Governance Record schema | alpha-governance-record-v2 | | Ontology | alpha-governance-ontology-v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | As of | 2026-10-16T13:40:23.721593+00:00 | | Completeness | 0.409 | | Record Quality | 0.83 | | Directors | 7 | | Committees | 7 | | Governance events | 17 | | Entity class | public_company | ## Section coverage | Section | State | | --- | --- | | identity | PUBLISHED | | corporate_structure | NOT_REVIEWED | | board | PUBLISHED | | committees | PUBLISHED | | leadership | PUBLISHED | | ownership | NOT_REVIEWED | | financials | NOT_REVIEWED | | capital_structure | PUBLISHED | | compensation | NOT_REVIEWED | | governance | NOT_REVIEWED | | shareholder_governance | NOT_REVIEWED | | audit | NOT_REVIEWED | | legal | NOT_REVIEWED | | risk | NOT_REVIEWED | | cyber | NOT_REVIEWED | | ai_governance | NOT_REVIEWED | | agent_governance | RESTRICTED | | markets_external | NOT_REVIEWED | | events | PUBLISHED | | relationships | PUBLISHED | | assessments | PUBLISHED | | evidence | PUBLISHED | ## Board - G. Stacy Smith: Director. Status: current. Independent: true. Since: 2015-01-01. Committees: Audit (member); Audit; Compensation; Nominating and Governance · Chair (member); Compensation (member); Nominating and Governance (chair). claim_id=alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:leadership_role:5 - Jay Carvell: Director. Status: current. Independent: false. Since: 2012-01-01. claim_id=alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:leadership_role:6 - John Bolduc: Director. Status: current. Independent: false. Since: 2012-01-01. claim_id=alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:leadership_role:7 - John P. Volpe: Director. Status: current. Independent: true. Since: 2024-01-01. Committees: Audit (member); Audit; Compensation; Nominating and Governance (member); Compensation (member); Nominating and Governance (member). claim_id=alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:leadership_role:8 - Rick D. Puckett: Director. Status: current. Independent: true. Since: 2012-01-01. Committees: Audit (chair); Audit · Chair; Compensation; Nominating and Governance (member); Compensation (member); Nominating and Governance (member). claim_id=alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:leadership_role:9 - Rick P. Frier: Director. Status: current. Independent: true. Since: 2016-01-01. Committees: Audit (member); Audit; Compensation · Chair; Nominating and Governance (member); Compensation (chair); Nominating and Governance (member). claim_id=alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:leadership_role:10 - Stuart Aronson: Director. Status: current. Independent: false. Since: 2017-01-01. claim_id=alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:leadership_role:11 ## Committees - Audit (audit). Chair: Rick D. Puckett. Members: Rick D. Puckett (chair, current); G. Stacy Smith (member, current); John P. Volpe (member, current); Rick P. Frier (member, current). committee_id=alpha:committee:whitehorse-finance-inc:audit - Audit · Chair; Compensation; Nominating and Governance (audit). Chair: NOT_PUBLISHED. Members: Rick D. Puckett (member, current). committee_id=alpha:committee:whitehorse-finance-inc:audit-chair-compensation-nominating-and-governance - Audit; Compensation · Chair; Nominating and Governance (audit). Chair: NOT_PUBLISHED. Members: Rick P. Frier (member, current). committee_id=alpha:committee:whitehorse-finance-inc:audit-compensation-chair-nominating-and-governance - Audit; Compensation; Nominating and Governance (audit). Chair: NOT_PUBLISHED. Members: John P. Volpe (member, current). committee_id=alpha:committee:whitehorse-finance-inc:audit-compensation-nominating-and-governance - Audit; Compensation; Nominating and Governance · Chair (audit). Chair: NOT_PUBLISHED. Members: G. Stacy Smith (member, current). committee_id=alpha:committee:whitehorse-finance-inc:audit-compensation-nominating-and-governance-chair - Compensation (compensation). Chair: Rick P. Frier. Members: Rick P. Frier (chair, current); G. Stacy Smith (member, current); John P. Volpe (member, current); Rick D. Puckett (member, current). committee_id=alpha:committee:whitehorse-finance-inc:compensation - Nominating and Governance (nominating_governance). Chair: G. Stacy Smith. Members: G. Stacy Smith (chair, current); John P. Volpe (member, current); Rick D. Puckett (member, current); Rick P. Frier (member, current). committee_id=alpha:committee:whitehorse-finance-inc:nominating-and-governance ## Executive leadership - Joyson C. Thomas: Chief Financial Officer [CFO]. Status: current. claim_id=alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:leadership_role:12 - Marco Collazos: Chief Compliance Officer [CCO]. Status: current. claim_id=alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:leadership_role:13 ## Governance events - CFO_CHANGED: Joyson C. Thomas executive of WhiteHorse Finance, Inc., effective 2025-06-20. Effective: 2025-06-20. Detected: 2026-10-16T04:48:22.907085+00:00. event_id=alpha:event:transition:1aom0i37hk4zj - EXECUTIVE_APPOINTED: Marco Collazos executive of WhiteHorse Finance, Inc., effective 2025-06-20. Effective: 2025-06-20. Detected: 2026-10-16T04:48:22.907085+00:00. event_id=alpha:event:transition:32zdm01gka712 - DIRECTOR_APPOINTED: John P. Volpe seat on WhiteHorse Finance, Inc., effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-16T04:48:22.907085+00:00. event_id=alpha:event:transition:r57xas1qs2r82 - COMMITTEE_CREATED: Audit; Compensation; Nominating and Governance committee of WhiteHorse Finance, Inc., effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-16T04:48:22.907085+00:00. event_id=alpha:event:transition:10899ts3f8bqa - COMMITTEE_MEMBER_ADDED: John P. Volpe member of Audit; Compensation; Nominating and Governance, effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-16T04:48:22.907085+00:00. event_id=alpha:event:transition:11jphm8o3rprc - DIRECTOR_APPOINTED: Stuart Aronson seat on WhiteHorse Finance, Inc., effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-10-16T04:48:22.907085+00:00. event_id=alpha:event:transition:v07zz8a6rxea - DIRECTOR_APPOINTED: Rick P. Frier seat on WhiteHorse Finance, Inc., effective 2016-01-01. Effective: 2016-01-01. Detected: 2026-10-16T04:48:22.907085+00:00. event_id=alpha:event:transition:c9yxfapx3a8e - COMMITTEE_CREATED: Audit; Compensation · Chair; Nominating and Governance committee of WhiteHorse Finance, Inc., effective 2016-01-01. Effective: 2016-01-01. Detected: 2026-10-16T04:48:22.907085+00:00. event_id=alpha:event:transition:1ng5wuc103czgq - COMMITTEE_MEMBER_ADDED: Rick P. Frier member of Audit; Compensation · Chair; Nominating and Governance, effective 2016-01-01. Effective: 2016-01-01. Detected: 2026-10-16T04:48:22.907085+00:00. event_id=alpha:event:transition:12kagx4y00i7g - DIRECTOR_APPOINTED: G. Stacy Smith seat on WhiteHorse Finance, Inc., effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-10-16T04:48:22.907085+00:00. event_id=alpha:event:transition:1cvkayj146msst - COMMITTEE_CREATED: Audit; Compensation; Nominating and Governance · Chair committee of WhiteHorse Finance, Inc., effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-10-16T04:48:22.907085+00:00. event_id=alpha:event:transition:ahdz651j0u2h5 - COMMITTEE_MEMBER_ADDED: G. Stacy Smith member of Audit; Compensation; Nominating and Governance · Chair, effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-10-16T04:48:22.907085+00:00. event_id=alpha:event:transition:1klhla3l4e6er - DIRECTOR_APPOINTED: Jay Carvell seat on WhiteHorse Finance, Inc., effective 2012-01-01. Effective: 2012-01-01. Detected: 2026-10-16T04:48:22.907085+00:00. event_id=alpha:event:transition:ulw86rbd9cyx - DIRECTOR_APPOINTED: John Bolduc seat on WhiteHorse Finance, Inc., effective 2012-01-01. Effective: 2012-01-01. Detected: 2026-10-16T04:48:22.907085+00:00. event_id=alpha:event:transition:k1kloupn3lxk - DIRECTOR_APPOINTED: Rick D. Puckett seat on WhiteHorse Finance, Inc., effective 2012-01-01. Effective: 2012-01-01. Detected: 2026-10-16T04:48:22.907085+00:00. event_id=alpha:event:transition:e9zadc1v4h0rq - COMMITTEE_CREATED: Audit · Chair; Compensation; Nominating and Governance committee of WhiteHorse Finance, Inc., effective 2012-01-01. Effective: 2012-01-01. Detected: 2026-10-16T04:48:22.907085+00:00. event_id=alpha:event:transition:tmvx4yg77t8q - COMMITTEE_MEMBER_ADDED: Rick D. Puckett member of Audit · Chair; Compensation; Nominating and Governance, effective 2012-01-01. Effective: 2012-01-01. Detected: 2026-10-16T04:48:22.907085+00:00. event_id=alpha:event:transition:1x3tqegyuvpqw ## Scoped resources - `alpha://company/whitehorse-finance-inc` (contract): https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record - `alpha://company/whitehorse-finance-inc/identity` (contract): https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record§ion=identity - `alpha://company/whitehorse-finance-inc/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record§ion=corporate-structure - `alpha://company/whitehorse-finance-inc/board` (contract): https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record§ion=board - `alpha://company/whitehorse-finance-inc/committees` (contract): https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record§ion=committees - `alpha://company/whitehorse-finance-inc/leadership` (contract): https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record§ion=leadership - `alpha://company/whitehorse-finance-inc/ownership` (contract): https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record§ion=ownership - `alpha://company/whitehorse-finance-inc/financials` (contract): https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record§ion=financials - `alpha://company/whitehorse-finance-inc/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record§ion=capital-structure - `alpha://company/whitehorse-finance-inc/compensation` (contract): https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record§ion=compensation - `alpha://company/whitehorse-finance-inc/governance` (contract): https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record§ion=governance - `alpha://company/whitehorse-finance-inc/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record§ion=shareholder-governance - `alpha://company/whitehorse-finance-inc/audit` (contract): https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record§ion=audit - `alpha://company/whitehorse-finance-inc/legal` (contract): https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record§ion=legal - `alpha://company/whitehorse-finance-inc/risk` (contract): https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record§ion=risk - `alpha://company/whitehorse-finance-inc/cyber` (contract): https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record§ion=cyber - `alpha://company/whitehorse-finance-inc/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record§ion=ai-governance - `alpha://company/whitehorse-finance-inc/agents` (contract): https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record§ion=agents - `alpha://company/whitehorse-finance-inc/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record§ion=ecosystem - `alpha://company/whitehorse-finance-inc/events` (contract): https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record§ion=events - `alpha://company/whitehorse-finance-inc/relationships` (contract): https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record§ion=relationships - `alpha://company/whitehorse-finance-inc/assessments` (contract): https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record§ion=assessments - `alpha://company/whitehorse-finance-inc/evidence` (contract): https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record§ion=evidence ## Role modules - NOT_ASSERTED ## Attention - NO_RECORDS_FOUND ## Committee data - Claim alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:15: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"chair","person":{"alpha_id":"alpha:person:rick-d-puckett","name":"Rick D. Puckett"},"source_id":"board_seats"}` - Claim alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:16: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:g-stacy-smith","name":"G. Stacy Smith"},"source_id":"board_seats"}` - Claim alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:17: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:john-p-volpe","name":"John P. Volpe"},"source_id":"board_seats"}` - Claim alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:18: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:rick-p-frier","name":"Rick P. Frier"},"source_id":"board_seats"}` - Claim alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:20: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"chair","person":{"alpha_id":"alpha:person:rick-p-frier","name":"Rick P. Frier"},"source_id":"board_seats"}` - Claim alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:21: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:g-stacy-smith","name":"G. Stacy Smith"},"source_id":"board_seats"}` - Claim alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:22: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:john-p-volpe","name":"John P. Volpe"},"source_id":"board_seats"}` - Claim alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:23: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:rick-d-puckett","name":"Rick D. Puckett"},"source_id":"board_seats"}` - Claim alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:25: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"chair","person":{"alpha_id":"alpha:person:g-stacy-smith","name":"G. Stacy Smith"},"source_id":"board_seats"}` - Claim alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:26: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:john-p-volpe","name":"John P. Volpe"},"source_id":"board_seats"}` - Claim alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:27: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:rick-d-puckett","name":"Rick D. Puckett"},"source_id":"board_seats"}` - Claim alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:28: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:rick-p-frier","name":"Rick P. Frier"},"source_id":"board_seats"}` ## Leadership - G. Stacy Smith: Director, Audit; Compensation; Nominating and Governance · Chair. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:leadership_role:5. Valid from: 2015-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c63c2007135ad424596b4226556b17f01000af3a7eee51736cbeb34772742a70. - Jay Carvell: Director. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:leadership_role:6. Valid from: 2012-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c63c2007135ad424596b4226556b17f01000af3a7eee51736cbeb34772742a70. - John Bolduc: Director. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:leadership_role:7. Valid from: 2012-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c63c2007135ad424596b4226556b17f01000af3a7eee51736cbeb34772742a70. - John P. Volpe: Director, Audit; Compensation; Nominating and Governance. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:leadership_role:8. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c63c2007135ad424596b4226556b17f01000af3a7eee51736cbeb34772742a70. - Rick D. Puckett: Director, Audit · Chair; Compensation; Nominating and Governance. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:leadership_role:9. Valid from: 2012-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c63c2007135ad424596b4226556b17f01000af3a7eee51736cbeb34772742a70. - Rick P. Frier: Director, Audit; Compensation · Chair; Nominating and Governance. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:leadership_role:10. Valid from: 2016-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c63c2007135ad424596b4226556b17f01000af3a7eee51736cbeb34772742a70. - Stuart Aronson: Director. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:leadership_role:11. Valid from: 2017-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c63c2007135ad424596b4226556b17f01000af3a7eee51736cbeb34772742a70. - Joyson C. Thomas: Chief Financial Officer. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:leadership_role:12. Valid from: 2025-06-20. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:00eeedde604b31158cdcdc2598739d39470f88d84c3b06955e14b26f3e970f12. - Marco Collazos: Chief Compliance Officer. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:leadership_role:13. Valid from: 2025-06-20. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:dd1db2eab526e770d8ce94de68c6d0cb01b3980b4e1ce30f21581d522d632d16. ## Roles - PUBLISHED ## Governance - NOT_ASSERTED ## Board committees - Audit: Chair Rick D. Puckett; Members Rick D. Puckett (Chair); G. Stacy Smith; John P. Volpe; Rick P. Frier. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_record:14. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:eba5b94359a716f2609a2430caec593fe07d761ef702efdd0d90dcda17c78283. - Compensation: Chair Rick P. Frier; Members Rick P. Frier (Chair); G. Stacy Smith; John P. Volpe; Rick D. Puckett. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_record:19. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:eba5b94359a716f2609a2430caec593fe07d761ef702efdd0d90dcda17c78283. - Nominating and Governance: Chair G. Stacy Smith; Members G. Stacy Smith (Chair); John P. Volpe; Rick D. Puckett; Rick P. Frier. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_record:24. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:eba5b94359a716f2609a2430caec593fe07d761ef702efdd0d90dcda17c78283. ## Financials - NOT_ASSERTED ## Workforce - NOT_ASSERTED ## Market and index context - PUBLISHED ## Legal Name - WhiteHorse Finance, Inc.. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:136c80b9e642ca4e42041ef8e44bcd74679e6a119e2fcb26d9a11e6f3e559246. ## Entity Status - Public listing published. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:136c80b9e642ca4e42041ef8e44bcd74679e6a119e2fcb26d9a11e6f3e559246. ## Published Fact - US. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:136c80b9e642ca4e42041ef8e44bcd74679e6a119e2fcb26d9a11e6f3e559246. ## Committee Appointment - Rick D. Puckett: chair, Audit. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:15. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:eba5b94359a716f2609a2430caec593fe07d761ef702efdd0d90dcda17c78283. - G. Stacy Smith: member, Audit. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:16. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:eba5b94359a716f2609a2430caec593fe07d761ef702efdd0d90dcda17c78283. - John P. Volpe: member, Audit. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:17. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:eba5b94359a716f2609a2430caec593fe07d761ef702efdd0d90dcda17c78283. - Rick P. Frier: member, Audit. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:18. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:eba5b94359a716f2609a2430caec593fe07d761ef702efdd0d90dcda17c78283. - Rick P. Frier: chair, Compensation. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:20. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:eba5b94359a716f2609a2430caec593fe07d761ef702efdd0d90dcda17c78283. - G. Stacy Smith: member, Compensation. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:21. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:eba5b94359a716f2609a2430caec593fe07d761ef702efdd0d90dcda17c78283. - John P. Volpe: member, Compensation. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:22. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:eba5b94359a716f2609a2430caec593fe07d761ef702efdd0d90dcda17c78283. - Rick D. Puckett: member, Compensation. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:23. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:eba5b94359a716f2609a2430caec593fe07d761ef702efdd0d90dcda17c78283. - G. Stacy Smith: chair, Nominating and Governance. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:25. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:eba5b94359a716f2609a2430caec593fe07d761ef702efdd0d90dcda17c78283. - John P. Volpe: member, Nominating and Governance. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:26. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:eba5b94359a716f2609a2430caec593fe07d761ef702efdd0d90dcda17c78283. - Rick D. Puckett: member, Nominating and Governance. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:27. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:eba5b94359a716f2609a2430caec593fe07d761ef702efdd0d90dcda17c78283. - Rick P. Frier: member, Nominating and Governance. Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:committee_appointment:28. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:eba5b94359a716f2609a2430caec593fe07d761ef702efdd0d90dcda17c78283. ## Security Listing - WHF (NASDAQ). Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:security_listing:29. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:136c80b9e642ca4e42041ef8e44bcd74679e6a119e2fcb26d9a11e6f3e559246. - WHFCL (NASDAQ). Claim: alpha:claim:company:7e29fe3d-bdee-4eb8-bdc2-87bebe5a82a3:security_listing:30. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:136c80b9e642ca4e42041ef8e44bcd74679e6a119e2fcb26d9a11e6f3e559246. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | PUBLISHED | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | NOT_ASSERTED | | Financials | NOT_ASSERTED | | Workforce | NOT_ASSERTED | | Ownership | NOT_ASSERTED | | Ratings | NOT_PUBLISHED | | Market and index context | PUBLISHED | ## Public sources - alpha:projection-evidence:136c80b9e642ca4e42041ef8e44bcd74679e6a119e2fcb26d9a11e6f3e559246: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/whitehorse-finance-inc). - alpha:projection-evidence:document:c63c2007135ad424596b4226556b17f01000af3a7eee51736cbeb34772742a70: [WhiteHorse Finance, Inc. DEF 14A 2025-06-20](https://www.sec.gov/Archives/edgar/data/1552198/000155837025008748/whf-20250730xdef14a.htm). - alpha:projection-evidence:document:00eeedde604b31158cdcdc2598739d39470f88d84c3b06955e14b26f3e970f12: [WHFCL DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1552198/000155837025008748/whf-20250730xdef14a.htm). - alpha:projection-evidence:document:dd1db2eab526e770d8ce94de68c6d0cb01b3980b4e1ce30f21581d522d632d16: [WHFCL DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1552198/000155837025008748/whf-20250730xdef14a.htm). - alpha:projection-evidence:eba5b94359a716f2609a2430caec593fe07d761ef702efdd0d90dcda17c78283: [Audit](https://www.sec.gov/Archives/edgar/data/1552198/000155837025008748/whf-20250730xdef14a.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Absence of a leadership role, committee, or disclosure is not evidence that it does not exist. - Only explicitly published canonical company identity and current confirmed public roles are included. - Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist. - Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights. - This Company Profile is an identity and evidence record, not an Alpha rating. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/companies/whitehorse-finance-inc) - [Public Markdown](https://registry.alpha.ac/companies/whitehorse-finance-inc.md) - [Public JSON](https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/companies/whitehorse-finance-inc?format=jsonld) - MCP resource: `alpha://companies/whitehorse-finance-inc` at https://mcp.alpha.ac/mcp ## Connected governance records Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage. ## Critical-risk oversight Snapshot as of 2026-10-16T13:40:23.450037+00:00; recorded 2026-10-16T13:40:23.450037+00:00. Every published assignment for this snapshot is listed. Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording. An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.