# TOMPKINS FINANCIAL CORP

> Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero.

## Record

| Field | Value |
| --- | --- |
| Representation | alpha-profile-markdown-v4 |
| Protocol | Alpha Governance Facts Protocol 0.1 |
| Schema | alpha.governance.entity.public.v1 |
| Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce |
| Governance record representation | alpha-governance-record-v2 |
| Canonical entity | alpha:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad |
| Entity type | Company |
| Canonical URL | https://registry.alpha.ac/companies/tompkins-financial-corp |
| Publication | PUBLISHED |
| Verification | source_reported |
| Verification schema | alpha-verification-states-v1 |
| Ownership | unclaimed |
| Published claims | 26 |
| Claims under review | 1 |
| Evidence records | 12 |
| Conflicts | 0 |
| Conflicts in internal review | 0 |
| Observed | 2026-10-22T04:46:06.818124+00:00 |
| Last reviewed | 2026-10-22T04:46:06.818124+00:00 |

## Identity

- Legal name: TOMPKINS FINANCIAL CORP
- Display name: TOMPKINS FINANCIAL CORP

## Alpha Governance Record

| Field | Value |
| --- | --- |
| Governance Record schema | alpha-governance-record-v2 |
| Ontology | alpha-governance-ontology-v1 |
| Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce |
| As of | 2026-10-22T16:59:25.247898+00:00 |
| Completeness | 0.364 |
| Record Quality | 0.856 |
| Directors | 11 |
| Committees | 0 |
| Governance events | 21 |
| Entity class | public_company |

## Section coverage

| Section | State |
| --- | --- |
| identity | PUBLISHED |
| corporate_structure | NOT_REVIEWED |
| board | PUBLISHED |
| committees | NOT_REVIEWED |
| leadership | PUBLISHED |
| ownership | NOT_REVIEWED |
| financials | NOT_REVIEWED |
| capital_structure | PUBLISHED |
| compensation | NOT_REVIEWED |
| governance | NOT_REVIEWED |
| shareholder_governance | NOT_REVIEWED |
| audit | NOT_REVIEWED |
| legal | NOT_REVIEWED |
| risk | NOT_REVIEWED |
| cyber | NOT_REVIEWED |
| ai_governance | NOT_REVIEWED |
| agent_governance | RESTRICTED |
| markets_external | NOT_REVIEWED |
| events | PUBLISHED |
| relationships | PUBLISHED |
| assessments | PUBLISHED |
| evidence | PUBLISHED |

## Board

- Angela B. Lee: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2023-01-01. claim_id=alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:5
- Daniel J. Fessenden: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2009-01-01. claim_id=alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:6
- Heidi M. Davidson: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2025-01-01. claim_id=alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:7
- Helen Eaton: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2025-01-01. claim_id=alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:8
- Ita M. Rahilly: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2020-01-01. claim_id=alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:9
- Janet M. Coletti: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2024-01-01. claim_id=alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:10
- John D. McClurg: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2023-01-01. claim_id=alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:11
- Michael H. Spain: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2000-01-01. claim_id=alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:12
- Nancy E. Catarisano: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2023-01-01. claim_id=alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:13
- Patricia A. Johnson: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2006-01-01. claim_id=alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:14
- Stephen S. Romaine: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2007-01-01. claim_id=alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:15

## Executive leadership

- Alyssa H. Fontaine: Executive Vice President, General Counsel, and CRO [GC]. Status: current. claim_id=alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:16
- Charles J. Guarino: Senior Vice President and Chief Banking Operations Officer. Status: current. claim_id=alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:17
- David M. DeMilia: Executive Vice President. Status: current. claim_id=alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:18
- Diane D. Torcello: Executive Vice President. Status: current. claim_id=alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:19
- Eric W. Taylor: Executive Vice President. Status: current. claim_id=alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:20
- Ginger G. Kunkel: Executive Vice President. Status: current. claim_id=alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:21
- Judith J. McKenna: Executive Vice President. Status: current. claim_id=alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:22
- Matthew D. Tomazin: Executive Vice President, CFO and Treasurer [CFO]. Status: current. claim_id=alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:23
- Stacie M. Mastin: Senior Vice President, Director of Human Resources. Status: current. claim_id=alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:24
- Stephen S. Romaine: President and CEO [CEO]. Status: current. claim_id=alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:25

## Governance events

- GC_CHANGED: Alyssa H. Fontaine executive of TOMPKINS FINANCIAL CORP, effective 2026-02-26. Effective: 2026-02-26. Detected: 2026-10-22T04:46:06.818124+00:00. event_id=alpha:event:transition:gy26e11s2bp3
- EXECUTIVE_APPOINTED: Charles J. Guarino executive of TOMPKINS FINANCIAL CORP, effective 2026-02-26. Effective: 2026-02-26. Detected: 2026-10-22T04:46:06.818124+00:00. event_id=alpha:event:transition:10s8uhy1tkog2o
- EXECUTIVE_APPOINTED: David M. DeMilia executive of TOMPKINS FINANCIAL CORP, effective 2026-02-26. Effective: 2026-02-26. Detected: 2026-10-22T04:46:06.818124+00:00. event_id=alpha:event:transition:7avejugj9s8m
- EXECUTIVE_APPOINTED: Diane D. Torcello executive of TOMPKINS FINANCIAL CORP, effective 2026-02-26. Effective: 2026-02-26. Detected: 2026-10-22T04:46:06.818124+00:00. event_id=alpha:event:transition:vtedsi5nyejk
- EXECUTIVE_APPOINTED: Eric W. Taylor executive of TOMPKINS FINANCIAL CORP, effective 2026-02-26. Effective: 2026-02-26. Detected: 2026-10-22T04:46:06.818124+00:00. event_id=alpha:event:transition:1jo0hs68k0elc
- EXECUTIVE_APPOINTED: Ginger G. Kunkel executive of TOMPKINS FINANCIAL CORP, effective 2026-02-26. Effective: 2026-02-26. Detected: 2026-10-22T04:46:06.818124+00:00. event_id=alpha:event:transition:xoxtn31tsri45
- EXECUTIVE_APPOINTED: Judith J. McKenna executive of TOMPKINS FINANCIAL CORP, effective 2026-02-26. Effective: 2026-02-26. Detected: 2026-10-22T04:46:06.818124+00:00. event_id=alpha:event:transition:yrngoqgrrsy0
- CFO_CHANGED: Matthew D. Tomazin executive of TOMPKINS FINANCIAL CORP, effective 2026-02-26. Effective: 2026-02-26. Detected: 2026-10-22T04:46:06.818124+00:00. event_id=alpha:event:transition:xh6fjmt9hwf2
- EXECUTIVE_APPOINTED: Stacie M. Mastin executive of TOMPKINS FINANCIAL CORP, effective 2026-02-26. Effective: 2026-02-26. Detected: 2026-10-22T04:46:06.818124+00:00. event_id=alpha:event:transition:1wregk5fftdpx
- CEO_CHANGED: Stephen S. Romaine executive of TOMPKINS FINANCIAL CORP, effective 2026-02-26. Effective: 2026-02-26. Detected: 2026-10-22T04:46:06.818124+00:00. event_id=alpha:event:transition:1wsyrm0hvlvfc
- DIRECTOR_APPOINTED: Heidi M. Davidson seat on TOMPKINS FINANCIAL CORP, effective 2025-01-01. Effective: 2025-01-01. Detected: 2026-10-22T04:46:06.818124+00:00. event_id=alpha:event:transition:nvm1qs6qh1qy
- DIRECTOR_APPOINTED: Helen Eaton seat on TOMPKINS FINANCIAL CORP, effective 2025-01-01. Effective: 2025-01-01. Detected: 2026-10-22T04:46:06.818124+00:00. event_id=alpha:event:transition:sx37r7okk5
- DIRECTOR_APPOINTED: Janet M. Coletti seat on TOMPKINS FINANCIAL CORP, effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-22T04:46:06.818124+00:00. event_id=alpha:event:transition:war8xd12gcwkx
- DIRECTOR_APPOINTED: Angela B. Lee seat on TOMPKINS FINANCIAL CORP, effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-22T04:46:06.818124+00:00. event_id=alpha:event:transition:1yb3dew1xzqr26
- DIRECTOR_APPOINTED: John D. McClurg seat on TOMPKINS FINANCIAL CORP, effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-22T04:46:06.818124+00:00. event_id=alpha:event:transition:1th0slb1oyu5pj
- DIRECTOR_APPOINTED: Nancy E. Catarisano seat on TOMPKINS FINANCIAL CORP, effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-22T04:46:06.818124+00:00. event_id=alpha:event:transition:1skbltp3qp08t
- DIRECTOR_APPOINTED: Ita M. Rahilly seat on TOMPKINS FINANCIAL CORP, effective 2020-01-01. Effective: 2020-01-01. Detected: 2026-10-22T04:46:06.818124+00:00. event_id=alpha:event:transition:jfcmwvjvqek1
- DIRECTOR_APPOINTED: Daniel J. Fessenden seat on TOMPKINS FINANCIAL CORP, effective 2009-01-01. Effective: 2009-01-01. Detected: 2026-10-22T04:46:06.818124+00:00. event_id=alpha:event:transition:7apc2p1ck02f5
- DIRECTOR_APPOINTED: Stephen S. Romaine seat on TOMPKINS FINANCIAL CORP, effective 2007-01-01. Effective: 2007-01-01. Detected: 2026-10-22T04:46:06.818124+00:00. event_id=alpha:event:transition:1pt2w4ldpf67h
- DIRECTOR_APPOINTED: Patricia A. Johnson seat on TOMPKINS FINANCIAL CORP, effective 2006-01-01. Effective: 2006-01-01. Detected: 2026-10-22T04:46:06.818124+00:00. event_id=alpha:event:transition:94lx4z8y57jd
- DIRECTOR_APPOINTED: Michael H. Spain seat on TOMPKINS FINANCIAL CORP, effective 2000-01-01. Effective: 2000-01-01. Detected: 2026-10-22T04:46:06.818124+00:00. event_id=alpha:event:transition:1jdzm37w2o71l

## Scoped resources

- `alpha://company/tompkins-financial-corp` (contract): https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record
- `alpha://company/tompkins-financial-corp/identity` (contract): https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record&section=identity
- `alpha://company/tompkins-financial-corp/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record&section=corporate-structure
- `alpha://company/tompkins-financial-corp/board` (contract): https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record&section=board
- `alpha://company/tompkins-financial-corp/committees` (contract): https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record&section=committees
- `alpha://company/tompkins-financial-corp/leadership` (contract): https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record&section=leadership
- `alpha://company/tompkins-financial-corp/ownership` (contract): https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record&section=ownership
- `alpha://company/tompkins-financial-corp/financials` (contract): https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record&section=financials
- `alpha://company/tompkins-financial-corp/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record&section=capital-structure
- `alpha://company/tompkins-financial-corp/compensation` (contract): https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record&section=compensation
- `alpha://company/tompkins-financial-corp/governance` (contract): https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record&section=governance
- `alpha://company/tompkins-financial-corp/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record&section=shareholder-governance
- `alpha://company/tompkins-financial-corp/audit` (contract): https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record&section=audit
- `alpha://company/tompkins-financial-corp/legal` (contract): https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record&section=legal
- `alpha://company/tompkins-financial-corp/risk` (contract): https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record&section=risk
- `alpha://company/tompkins-financial-corp/cyber` (contract): https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record&section=cyber
- `alpha://company/tompkins-financial-corp/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record&section=ai-governance
- `alpha://company/tompkins-financial-corp/agents` (contract): https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record&section=agents
- `alpha://company/tompkins-financial-corp/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record&section=ecosystem
- `alpha://company/tompkins-financial-corp/events` (contract): https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record&section=events
- `alpha://company/tompkins-financial-corp/relationships` (contract): https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record&section=relationships
- `alpha://company/tompkins-financial-corp/assessments` (contract): https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record&section=assessments
- `alpha://company/tompkins-financial-corp/evidence` (contract): https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record&section=evidence

## Role modules

- NOT_ASSERTED

## Attention

- NO_RECORDS_FOUND

## Committee data

- NO_RECORDS_FOUND

## Leadership

- Angela B. Lee: Director. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:5. Valid from: 2023-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:10066e5e6ab6d6f9fdea12781b09e4b7b2d052874bee2b9cf104ee18bc50f04f.
- Daniel J. Fessenden: Director. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:6. Valid from: 2009-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:10066e5e6ab6d6f9fdea12781b09e4b7b2d052874bee2b9cf104ee18bc50f04f.
- Heidi M. Davidson: Director. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:7. Valid from: 2025-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:10066e5e6ab6d6f9fdea12781b09e4b7b2d052874bee2b9cf104ee18bc50f04f.
- Helen Eaton: Director. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:8. Valid from: 2025-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:10066e5e6ab6d6f9fdea12781b09e4b7b2d052874bee2b9cf104ee18bc50f04f.
- Ita M. Rahilly: Director. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:9. Valid from: 2020-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:10066e5e6ab6d6f9fdea12781b09e4b7b2d052874bee2b9cf104ee18bc50f04f.
- Janet M. Coletti: Director. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:10. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:10066e5e6ab6d6f9fdea12781b09e4b7b2d052874bee2b9cf104ee18bc50f04f.
- John D. McClurg: Director. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:11. Valid from: 2023-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:10066e5e6ab6d6f9fdea12781b09e4b7b2d052874bee2b9cf104ee18bc50f04f.
- Michael H. Spain: Director. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:12. Valid from: 2000-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:10066e5e6ab6d6f9fdea12781b09e4b7b2d052874bee2b9cf104ee18bc50f04f.
- Nancy E. Catarisano: Director. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:13. Valid from: 2023-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:10066e5e6ab6d6f9fdea12781b09e4b7b2d052874bee2b9cf104ee18bc50f04f.
- Patricia A. Johnson: Director. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:14. Valid from: 2006-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:10066e5e6ab6d6f9fdea12781b09e4b7b2d052874bee2b9cf104ee18bc50f04f.
- Stephen S. Romaine: Director. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:15. Valid from: 2007-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:10066e5e6ab6d6f9fdea12781b09e4b7b2d052874bee2b9cf104ee18bc50f04f.
- Alyssa H. Fontaine: Executive Vice President, General Counsel, and CRO. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:16. Valid from: 2026-02-26. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:83c0aa53d30cfa432d78de7c72ab008c7386b190bfb34bc87e09392940000573.
- Charles J. Guarino: Senior Vice President and Chief Banking Operations Officer. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:17. Valid from: 2026-02-26. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:4af28d1f2eda9b842a37b8fc5bec083f15022f351b18a4d6e62b7ea07f573770.
- David M. DeMilia: Executive Vice President. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:18. Valid from: 2026-02-26. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:080e8318acd5982969b9e9d579ba1dbcd02f3a1ffa26a0f9fc29f75a02768a77.
- Diane D. Torcello: Executive Vice President. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:19. Valid from: 2026-02-26. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:797a66f36dbe7ee765131124d423584fa7b5b1711981be5c1172cecd20116a3c.
- Eric W. Taylor: Executive Vice President. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:20. Valid from: 2026-02-26. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:aefc8b2611ec8ca80b7a95fbadab4794d2b8df2e7915fcbc263fae17e9a50764.
- Ginger G. Kunkel: Executive Vice President. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:21. Valid from: 2026-02-26. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2755a6ca9a84e65fb1d5d17df7270e691f1a0064858433c94d394c1a56386d72.
- Judith J. McKenna: Executive Vice President. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:22. Valid from: 2026-02-26. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:deeeef48175cc5b5df553871589114b5c8e1f93ec2a4a04bc796cbcaaa8d2abc.
- Matthew D. Tomazin: Executive Vice President, CFO and Treasurer. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:23. Valid from: 2026-02-26. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:51b4ac914a7021515bf4b8c7701953b2edaa3184741b74e246c90c1cccda96dd.
- Stacie M. Mastin: Senior Vice President, Director of Human Resources. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:24. Valid from: 2026-02-26. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c855df08c490463e6ef04ebc1bad014e627096a263c22ad703bd844c6bd8452e.
- Stephen S. Romaine: President and CEO. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:leadership_role:25. Valid from: 2026-02-26. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2ed5391f9c5a71725fbdacade36f381d4d7828380db8a4dc7eaaf5c8354358af.

## Roles

- PUBLISHED

## Governance

- NOT_ASSERTED

## Board committees

- PUBLISHED

## Financials

- NOT_ASSERTED

## Workforce

- NOT_ASSERTED

## Market and index context

- PUBLISHED

## Legal Name

- TOMPKINS FINANCIAL CORP. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:dda25a40549b86fd644f79d2feb47b1f756416e6e06cc5bf902cbc13724ffcdd.

## Entity Status

- Public listing published. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:dda25a40549b86fd644f79d2feb47b1f756416e6e06cc5bf902cbc13724ffcdd.

## Published Fact

- US. Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:dda25a40549b86fd644f79d2feb47b1f756416e6e06cc5bf902cbc13724ffcdd.

## Security Listing

- TMP (NYSE). Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:security_listing:26. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:dda25a40549b86fd644f79d2feb47b1f756416e6e06cc5bf902cbc13724ffcdd.
- TMP (NYSE AMERICAN). Claim: alpha:claim:company:c87a320a-ebd8-4a4d-9e45-d3b37c3117ad:security_listing:27. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:dda25a40549b86fd644f79d2feb47b1f756416e6e06cc5bf902cbc13724ffcdd.

## Coverage states

| Field | Value |
| --- | --- |
| Identity | PUBLISHED |
| Business | PUBLISHED |
| Leadership | PUBLISHED |
| Board and committees | PUBLISHED |
| Governance | NOT_ASSERTED |
| Financials | NOT_ASSERTED |
| Workforce | NOT_ASSERTED |
| Ownership | NOT_ASSERTED |
| Ratings | NOT_PUBLISHED |
| Market and index context | PUBLISHED |

## Public sources

- alpha:projection-evidence:dda25a40549b86fd644f79d2feb47b1f756416e6e06cc5bf902cbc13724ffcdd: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/tompkins-financial-corp).
- alpha:projection-evidence:document:10066e5e6ab6d6f9fdea12781b09e4b7b2d052874bee2b9cf104ee18bc50f04f: [DEF 14A ny20060555x1_def14a.htm](https://www.sec.gov/Archives/edgar/data/1005817/000114036126013350/ny20060555x1_def14a.htm).
- alpha:projection-evidence:document:83c0aa53d30cfa432d78de7c72ab008c7386b190bfb34bc87e09392940000573: [TMP 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1005817/000100581726000027/tmp-20251231.htm).
- alpha:projection-evidence:document:4af28d1f2eda9b842a37b8fc5bec083f15022f351b18a4d6e62b7ea07f573770: [TMP 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1005817/000100581726000027/tmp-20251231.htm).
- alpha:projection-evidence:document:080e8318acd5982969b9e9d579ba1dbcd02f3a1ffa26a0f9fc29f75a02768a77: [TMP 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1005817/000100581726000027/tmp-20251231.htm).
- alpha:projection-evidence:document:797a66f36dbe7ee765131124d423584fa7b5b1711981be5c1172cecd20116a3c: [TMP 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1005817/000100581726000027/tmp-20251231.htm).
- alpha:projection-evidence:document:aefc8b2611ec8ca80b7a95fbadab4794d2b8df2e7915fcbc263fae17e9a50764: [TMP 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1005817/000100581726000027/tmp-20251231.htm).
- alpha:projection-evidence:document:2755a6ca9a84e65fb1d5d17df7270e691f1a0064858433c94d394c1a56386d72: [TMP 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1005817/000100581726000027/tmp-20251231.htm).
- alpha:projection-evidence:document:deeeef48175cc5b5df553871589114b5c8e1f93ec2a4a04bc796cbcaaa8d2abc: [TMP 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1005817/000100581726000027/tmp-20251231.htm).
- alpha:projection-evidence:document:51b4ac914a7021515bf4b8c7701953b2edaa3184741b74e246c90c1cccda96dd: [TMP 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1005817/000100581726000027/tmp-20251231.htm).
- alpha:projection-evidence:document:c855df08c490463e6ef04ebc1bad014e627096a263c22ad703bd844c6bd8452e: [TMP 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1005817/000100581726000027/tmp-20251231.htm).
- alpha:projection-evidence:document:2ed5391f9c5a71725fbdacade36f381d4d7828380db8a4dc7eaaf5c8354358af: [TMP 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1005817/000100581726000027/tmp-20251231.htm).

## Rights

| Field | Value |
| --- | --- |
| public_retrieval | allowed |
| agent_retrieval | allowed |
| redistribution | not_granted |
| model_training | not_granted |
| commercial_use | not_specified |
| relationship_pathfinding | not_granted |
| direct_contact | not_granted |

## Limitations

- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.

## Alternate representations

- [Canonical profile](https://registry.alpha.ac/companies/tompkins-financial-corp)
- [Public Markdown](https://registry.alpha.ac/companies/tompkins-financial-corp.md)
- [Public JSON](https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=record)
- [JSON-LD](https://registry.alpha.ac/api/public/companies/tompkins-financial-corp?format=jsonld)
- MCP resource: `alpha://companies/tompkins-financial-corp` at https://mcp.alpha.ac/mcp


## Connected governance records

Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage.

## Critical-risk oversight

Snapshot as of 2026-10-22T16:59:24.7829+00:00; recorded 2026-10-22T16:59:24.7829+00:00. Every published assignment for this snapshot is listed.
Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording.
An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.