# STIFEL FINANCIAL CORP > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:company:f84b3697-50f5-4228-83e6-f488f94f52a4 | | Entity type | Company | | Canonical URL | https://registry.alpha.ac/companies/stifel-financial-corp | | Publication | PUBLISHED | | Verification | source_reported | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 38 | | Claims under review | 1 | | Evidence records | 10 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-10-16T04:48:07.795866+00:00 | | Last reviewed | 2026-10-16T04:48:07.795866+00:00 | ## Identity - Legal name: STIFEL FINANCIAL CORP - Display name: STIFEL FINANCIAL CORP ## Alpha Governance Record | Field | Value | | --- | --- | | Governance Record schema | alpha-governance-record-v2 | | Ontology | alpha-governance-ontology-v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | As of | 2026-10-16T07:50:20.210491+00:00 | | Completeness | 0.409 | | Record Quality | 0.832 | | Directors | 8 | | Committees | 9 | | Governance events | 25 | | Entity class | public_company | ## Section coverage | Section | State | | --- | --- | | identity | PUBLISHED | | corporate_structure | NOT_REVIEWED | | board | PUBLISHED | | committees | PUBLISHED | | leadership | PUBLISHED | | ownership | NOT_REVIEWED | | financials | NOT_REVIEWED | | capital_structure | PUBLISHED | | compensation | NOT_REVIEWED | | governance | NOT_REVIEWED | | shareholder_governance | NOT_REVIEWED | | audit | NOT_REVIEWED | | legal | NOT_REVIEWED | | risk | NOT_REVIEWED | | cyber | NOT_REVIEWED | | ai_governance | NOT_REVIEWED | | agent_governance | RESTRICTED | | markets_external | NOT_REVIEWED | | events | PUBLISHED | | relationships | PUBLISHED | | assessments | PUBLISHED | | evidence | PUBLISHED | ## Board - Adam T. Berlew: Director. Status: current. Independent: true. Since: 2019-01-01. Committees: Compensation (member); Compensation; Risk (member); Risk (member). claim_id=alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:5 - Lisa L. Carnoy: Director. Status: current. Independent: true. Since: 2023-01-01. Committees: Audit (member); Audit; Risk (member); Risk (member). claim_id=alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:6 - Maryam S. Brown: Director. Status: current. Independent: true. Since: 2023-01-01. Committees: Risk (member). claim_id=alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:7 - Maura A. Markus: Director. Status: current. Independent: true. Since: 2016-01-01. Committees: Audit (member); Audit; Nominating and Governance · Chair (member); Nominating and Governance (chair). claim_id=alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:8 - Michael J. Zimmerman: Director. Status: current. Independent: true. Since: 2013-01-01. Committees: Audit (chair); Audit · Chair (member). claim_id=alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:9 - Robert E. Grady: Director. Status: current. Independent: true. Since: 2010-01-01. Committees: Nominating and Governance (member); Nominating and Governance; Risk · Chair (member); Risk (chair). claim_id=alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:10 - Ronald J. Kruszewski: Director. Status: current. Independent: false. Since: 1997-01-01. claim_id=alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:11 - Thomas W. Weisel: Director. Status: current. Independent: false. Since: 2010-01-01. claim_id=alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:12 ## Committees - Audit (audit). Chair: Michael J. Zimmerman. Members: Michael J. Zimmerman (chair, current); Lisa L. Carnoy (member, current); Maura A. Markus (member, current). committee_id=alpha:committee:stifel-financial-corp:audit - Audit · Chair (audit). Chair: NOT_PUBLISHED. Members: Michael J. Zimmerman (member, current). committee_id=alpha:committee:stifel-financial-corp:audit-chair - Audit; Nominating and Governance · Chair (audit). Chair: NOT_PUBLISHED. Members: Maura A. Markus (member, current). committee_id=alpha:committee:stifel-financial-corp:audit-nominating-and-governance-chair - Audit; Risk (audit). Chair: NOT_PUBLISHED. Members: Lisa L. Carnoy (member, current). committee_id=alpha:committee:stifel-financial-corp:audit-risk - Compensation (compensation). Chair: NOT_PUBLISHED. Members: Adam T. Berlew (member, current). committee_id=alpha:committee:stifel-financial-corp:compensation - Compensation; Risk (compensation). Chair: NOT_PUBLISHED. Members: Adam T. Berlew (member, current). committee_id=alpha:committee:stifel-financial-corp:compensation-risk - Nominating and Governance (nominating_governance). Chair: Maura A. Markus. Members: Maura A. Markus (chair, current); Robert E. Grady (member, current). committee_id=alpha:committee:stifel-financial-corp:nominating-and-governance - Nominating and Governance; Risk · Chair (nominating_governance). Chair: NOT_PUBLISHED. Members: Robert E. Grady (member, current). committee_id=alpha:committee:stifel-financial-corp:nominating-and-governance-risk-chair - Risk (risk). Chair: Robert E. Grady. Members: Robert E. Grady (chair, current); Adam T. Berlew (member, current); Lisa L. Carnoy (member, current); Maryam S. Brown (member, current). committee_id=alpha:committee:stifel-financial-corp:risk ## Executive leadership - Christopher K. Reichert: Chairman of the Board of Directors and Chief Executive Officer of Stifel Bank Trust [CEO]. Status: current. claim_id=alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:13 - David D. Sliney: Senior Vice President and Chief Operating Officer [COO]. Status: current. claim_id=alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:14 - James M. Marischen: Senior Vice President and Chief Financial Officer [CFO]. Status: current. claim_id=alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:15 - James M. Zemlyak: President [PRESIDENT]. Status: current. claim_id=alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:16 - Mark P. Fisher: Senior Vice President and General Counsel [GC]. Status: current. claim_id=alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:17 - Ronald J. Kruszewski: Chairman of the Board of Directors and Chief Executive Officer [CEO]. Status: current. claim_id=alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:18 - Thomas B. Michaud: Senior Vice President and Co-Head of Institutional Equities and Advisory. Status: current. claim_id=alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:19 ## Governance events - CEO_CHANGED: Christopher K. Reichert executive of STIFEL FINANCIAL CORP, effective 2026-02-24. Effective: 2026-02-24. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:133mov21mldsqo - EXECUTIVE_APPOINTED: David D. Sliney executive of STIFEL FINANCIAL CORP, effective 2026-02-24. Effective: 2026-02-24. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:ky7mb512ntt03 - CFO_CHANGED: James M. Marischen executive of STIFEL FINANCIAL CORP, effective 2026-02-24. Effective: 2026-02-24. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:fqmet14dzmjv - EXECUTIVE_APPOINTED: James M. Zemlyak executive of STIFEL FINANCIAL CORP, effective 2026-02-24. Effective: 2026-02-24. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:1hu85sq1komvs0 - GC_CHANGED: Mark P. Fisher executive of STIFEL FINANCIAL CORP, effective 2026-02-24. Effective: 2026-02-24. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:mdyz4bsj59wh - CEO_CHANGED: Ronald J. Kruszewski executive of STIFEL FINANCIAL CORP, effective 2026-02-24. Effective: 2026-02-24. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:1exs4h71tlbfzb - EXECUTIVE_APPOINTED: Thomas B. Michaud executive of STIFEL FINANCIAL CORP, effective 2026-02-24. Effective: 2026-02-24. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:1vea0sl3rkif9 - DIRECTOR_APPOINTED: Lisa L. Carnoy seat on STIFEL FINANCIAL CORP, effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:1nxuuo16gvwqs - DIRECTOR_APPOINTED: Maryam S. Brown seat on STIFEL FINANCIAL CORP, effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:19vuv111ha6ug5 - COMMITTEE_CREATED: Audit; Risk committee of STIFEL FINANCIAL CORP, effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:1wf5rhk184td0 - COMMITTEE_MEMBER_ADDED: Lisa L. Carnoy member of Audit; Risk, effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:us44vzeemaip - DIRECTOR_APPOINTED: Adam T. Berlew seat on STIFEL FINANCIAL CORP, effective 2019-01-01. Effective: 2019-01-01. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:1e0gvr61xettly - COMMITTEE_CREATED: Compensation; Risk committee of STIFEL FINANCIAL CORP, effective 2019-01-01. Effective: 2019-01-01. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:ljr61cukp7wi - COMMITTEE_MEMBER_ADDED: Adam T. Berlew member of Compensation; Risk, effective 2019-01-01. Effective: 2019-01-01. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:38m0ce149ihtq - DIRECTOR_APPOINTED: Maura A. Markus seat on STIFEL FINANCIAL CORP, effective 2016-01-01. Effective: 2016-01-01. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:drsnf010flglw - COMMITTEE_CREATED: Audit; Nominating and Governance · Chair committee of STIFEL FINANCIAL CORP, effective 2016-01-01. Effective: 2016-01-01. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:115h7ji1v2j7rc - COMMITTEE_MEMBER_ADDED: Maura A. Markus member of Audit; Nominating and Governance · Chair, effective 2016-01-01. Effective: 2016-01-01. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:1kks5s51hxzfuh - DIRECTOR_APPOINTED: Michael J. Zimmerman seat on STIFEL FINANCIAL CORP, effective 2013-01-01. Effective: 2013-01-01. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:1371rsa1bqxap8 - COMMITTEE_CREATED: Audit · Chair committee of STIFEL FINANCIAL CORP, effective 2013-01-01. Effective: 2013-01-01. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:1r326d210aqxh0 - COMMITTEE_MEMBER_ADDED: Michael J. Zimmerman member of Audit · Chair, effective 2013-01-01. Effective: 2013-01-01. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:zzrop7ij15d7 - DIRECTOR_APPOINTED: Robert E. Grady seat on STIFEL FINANCIAL CORP, effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:1l1h043kgx81v - DIRECTOR_APPOINTED: Thomas W. Weisel seat on STIFEL FINANCIAL CORP, effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:19jetxl1xw3qfl - COMMITTEE_CREATED: Nominating and Governance; Risk · Chair committee of STIFEL FINANCIAL CORP, effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:12cnbm7f9unkb - COMMITTEE_MEMBER_ADDED: Robert E. Grady member of Nominating and Governance; Risk · Chair, effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:19nf2bg12pwre8 - DIRECTOR_APPOINTED: Ronald J. Kruszewski seat on STIFEL FINANCIAL CORP, effective 1997-01-01. Effective: 1997-01-01. Detected: 2026-10-16T04:48:07.795866+00:00. event_id=alpha:event:transition:17u8a6j1oqdhlj ## Scoped resources - `alpha://company/stifel-financial-corp` (contract): https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record - `alpha://company/stifel-financial-corp/identity` (contract): https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record§ion=identity - `alpha://company/stifel-financial-corp/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record§ion=corporate-structure - `alpha://company/stifel-financial-corp/board` (contract): https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record§ion=board - `alpha://company/stifel-financial-corp/committees` (contract): https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record§ion=committees - `alpha://company/stifel-financial-corp/leadership` (contract): https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record§ion=leadership - `alpha://company/stifel-financial-corp/ownership` (contract): https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record§ion=ownership - `alpha://company/stifel-financial-corp/financials` (contract): https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record§ion=financials - `alpha://company/stifel-financial-corp/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record§ion=capital-structure - `alpha://company/stifel-financial-corp/compensation` (contract): https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record§ion=compensation - `alpha://company/stifel-financial-corp/governance` (contract): https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record§ion=governance - `alpha://company/stifel-financial-corp/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record§ion=shareholder-governance - `alpha://company/stifel-financial-corp/audit` (contract): https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record§ion=audit - `alpha://company/stifel-financial-corp/legal` (contract): https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record§ion=legal - `alpha://company/stifel-financial-corp/risk` (contract): https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record§ion=risk - `alpha://company/stifel-financial-corp/cyber` (contract): https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record§ion=cyber - `alpha://company/stifel-financial-corp/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record§ion=ai-governance - `alpha://company/stifel-financial-corp/agents` (contract): https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record§ion=agents - `alpha://company/stifel-financial-corp/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record§ion=ecosystem - `alpha://company/stifel-financial-corp/events` (contract): https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record§ion=events - `alpha://company/stifel-financial-corp/relationships` (contract): https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record§ion=relationships - `alpha://company/stifel-financial-corp/assessments` (contract): https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record§ion=assessments - `alpha://company/stifel-financial-corp/evidence` (contract): https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record§ion=evidence ## Role modules - NOT_ASSERTED ## Attention - NO_RECORDS_FOUND ## Committee data - Claim alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:21: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"chair","person":{"alpha_id":"alpha:person:michael-j-zimmerman","name":"Michael J. Zimmerman"},"source_id":"board_seats"}` - Claim alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:22: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:lisa-l-carnoy","name":"Lisa L. Carnoy"},"source_id":"board_seats"}` - Claim alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:23: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:maura-a-markus","name":"Maura A. Markus"},"source_id":"board_seats"}` - Claim alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:25: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:adam-t-berlew","name":"Adam T. Berlew"},"source_id":"board_seats"}` - Claim alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:27: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"chair","person":{"alpha_id":"alpha:person:maura-a-markus","name":"Maura A. Markus"},"source_id":"board_seats"}` - Claim alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:28: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:robert-e-grady","name":"Robert E. Grady"},"source_id":"board_seats"}` - Claim alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:30: `{"kind":"committee_appointment","original_name":"Risk","category":"risk","role":"chair","person":{"alpha_id":"alpha:person:robert-e-grady","name":"Robert E. Grady"},"source_id":"board_seats"}` - Claim alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:31: `{"kind":"committee_appointment","original_name":"Risk","category":"risk","role":"member","person":{"alpha_id":"alpha:person:adam-t-berlew","name":"Adam T. Berlew"},"source_id":"board_seats"}` - Claim alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:32: `{"kind":"committee_appointment","original_name":"Risk","category":"risk","role":"member","person":{"alpha_id":"alpha:person:lisa-l-carnoy","name":"Lisa L. Carnoy"},"source_id":"board_seats"}` - Claim alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:33: `{"kind":"committee_appointment","original_name":"Risk","category":"risk","role":"member","person":{"alpha_id":"alpha:person:maryam-s-brown","name":"Maryam S. Brown"},"source_id":"board_seats"}` ## Leadership - Adam T. Berlew: Director, Compensation; Risk. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:5. Valid from: 2019-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:59e4035b9c1efdcf931c6b2fbdf873445da40edbe7ec4e6eba41393dc3f34e9b. - Lisa L. Carnoy: Director, Audit; Risk. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:6. Valid from: 2023-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:59e4035b9c1efdcf931c6b2fbdf873445da40edbe7ec4e6eba41393dc3f34e9b. - Maryam S. Brown: Director, Risk. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:7. Valid from: 2023-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:59e4035b9c1efdcf931c6b2fbdf873445da40edbe7ec4e6eba41393dc3f34e9b. - Maura A. Markus: Director, Audit; Nominating and Governance · Chair. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:8. Valid from: 2016-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:59e4035b9c1efdcf931c6b2fbdf873445da40edbe7ec4e6eba41393dc3f34e9b. - Michael J. Zimmerman: Director, Audit · Chair. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:9. Valid from: 2013-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:59e4035b9c1efdcf931c6b2fbdf873445da40edbe7ec4e6eba41393dc3f34e9b. - Robert E. Grady: Director, Nominating and Governance; Risk · Chair. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:10. Valid from: 2010-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:59e4035b9c1efdcf931c6b2fbdf873445da40edbe7ec4e6eba41393dc3f34e9b. - Ronald J. Kruszewski: Director. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:11. Valid from: 1997-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:59e4035b9c1efdcf931c6b2fbdf873445da40edbe7ec4e6eba41393dc3f34e9b. - Thomas W. Weisel: Director. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:12. Valid from: 2010-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:59e4035b9c1efdcf931c6b2fbdf873445da40edbe7ec4e6eba41393dc3f34e9b. - Christopher K. Reichert: Chairman of the Board of Directors and Chief Executive Officer of Stifel Bank Trust. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:13. Valid from: 2026-02-24. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c9b66ddbab8e87194ba36902f5ea8b42ef980699ecde14e7427c3251179264b3. - David D. Sliney: Senior Vice President and Chief Operating Officer. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:14. Valid from: 2026-02-24. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:65d58e37818b3c3d8e80a799866f7e763a16f137bee0a150190c35f8ab493754. - James M. Marischen: Senior Vice President and Chief Financial Officer. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:15. Valid from: 2026-02-24. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:77fb34c93032b9f762b65e6e954db9b564b9e50f7a8cc8df3d2020bfdf473771. - James M. Zemlyak: President. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:16. Valid from: 2026-02-24. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:f63d5f8bdb07f878cd3147140e1a7ffa603193ad1047453181986977c0a336e3. - Mark P. Fisher: Senior Vice President and General Counsel. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:17. Valid from: 2026-02-24. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:93e4cebff56d451a76e318d198e00670abfba071e8cb243287dbfcd688388ef3. - Ronald J. Kruszewski: Chairman of the Board of Directors and Chief Executive Officer. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:18. Valid from: 2026-02-24. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:81ba5fec5ddbc3a25abcbebafab071b9f3a36eb8f494475a3491af7e2d98fbe4. - Thomas B. Michaud: Senior Vice President and Co-Head of Institutional Equities and Advisory. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:leadership_role:19. Valid from: 2026-02-24. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fd9cc03226fafc5f34518a699f9c891a098368895cb98b51bda73a1b0a0836b8. ## Roles - PUBLISHED ## Governance - NOT_ASSERTED ## Board committees - Audit: Chair Michael J. Zimmerman; Members Michael J. Zimmerman (Chair); Lisa L. Carnoy; Maura A. Markus. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_record:20. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:6b2ec48878aeb099307b838fda9f8e766f399d30416859dd8ef4e266c71b8dea. - Compensation: Chair not stated; Members Adam T. Berlew. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_record:24. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:6b2ec48878aeb099307b838fda9f8e766f399d30416859dd8ef4e266c71b8dea. - Nominating and Governance: Chair Maura A. Markus; Members Maura A. Markus (Chair); Robert E. Grady. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_record:26. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:6b2ec48878aeb099307b838fda9f8e766f399d30416859dd8ef4e266c71b8dea. - Risk: Chair Robert E. Grady; Members Robert E. Grady (Chair); Adam T. Berlew; Lisa L. Carnoy; Maryam S. Brown. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_record:29. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:6b2ec48878aeb099307b838fda9f8e766f399d30416859dd8ef4e266c71b8dea. ## Financials - NOT_ASSERTED ## Workforce - NOT_ASSERTED ## Market and index context - PUBLISHED ## Legal Name - STIFEL FINANCIAL CORP. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:885998421e05dd1d87219ad561e0dd87cafb009d68b876176587255b11584a37. ## Entity Status - Public listing published. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:885998421e05dd1d87219ad561e0dd87cafb009d68b876176587255b11584a37. ## Published Fact - US. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:885998421e05dd1d87219ad561e0dd87cafb009d68b876176587255b11584a37. ## Committee Appointment - Michael J. Zimmerman: chair, Audit. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:21. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:6b2ec48878aeb099307b838fda9f8e766f399d30416859dd8ef4e266c71b8dea. - Lisa L. Carnoy: member, Audit. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:22. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:6b2ec48878aeb099307b838fda9f8e766f399d30416859dd8ef4e266c71b8dea. - Maura A. Markus: member, Audit. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:23. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:6b2ec48878aeb099307b838fda9f8e766f399d30416859dd8ef4e266c71b8dea. - Adam T. Berlew: member, Compensation. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:25. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:6b2ec48878aeb099307b838fda9f8e766f399d30416859dd8ef4e266c71b8dea. - Maura A. Markus: chair, Nominating and Governance. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:27. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:6b2ec48878aeb099307b838fda9f8e766f399d30416859dd8ef4e266c71b8dea. - Robert E. Grady: member, Nominating and Governance. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:28. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:6b2ec48878aeb099307b838fda9f8e766f399d30416859dd8ef4e266c71b8dea. - Robert E. Grady: chair, Risk. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:30. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:6b2ec48878aeb099307b838fda9f8e766f399d30416859dd8ef4e266c71b8dea. - Adam T. Berlew: member, Risk. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:31. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:6b2ec48878aeb099307b838fda9f8e766f399d30416859dd8ef4e266c71b8dea. - Lisa L. Carnoy: member, Risk. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:32. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:6b2ec48878aeb099307b838fda9f8e766f399d30416859dd8ef4e266c71b8dea. - Maryam S. Brown: member, Risk. Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:committee_appointment:33. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:6b2ec48878aeb099307b838fda9f8e766f399d30416859dd8ef4e266c71b8dea. ## Security Listing - SF (NYSE). Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:security_listing:34. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:885998421e05dd1d87219ad561e0dd87cafb009d68b876176587255b11584a37. - SF-PB (NYSE). Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:security_listing:35. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:885998421e05dd1d87219ad561e0dd87cafb009d68b876176587255b11584a37. - SF-PC (NYSE). Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:security_listing:36. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:885998421e05dd1d87219ad561e0dd87cafb009d68b876176587255b11584a37. - SF-PD (NYSE). Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:security_listing:37. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:885998421e05dd1d87219ad561e0dd87cafb009d68b876176587255b11584a37. - SFB (NYSE). Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:security_listing:38. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:885998421e05dd1d87219ad561e0dd87cafb009d68b876176587255b11584a37. - SF$B (NYSE). Claim: alpha:claim:company:f84b3697-50f5-4228-83e6-f488f94f52a4:security_listing:39. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:885998421e05dd1d87219ad561e0dd87cafb009d68b876176587255b11584a37. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | PUBLISHED | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | NOT_ASSERTED | | Financials | NOT_ASSERTED | | Workforce | NOT_ASSERTED | | Ownership | NOT_ASSERTED | | Ratings | NOT_PUBLISHED | | Market and index context | PUBLISHED | ## Public sources - alpha:projection-evidence:885998421e05dd1d87219ad561e0dd87cafb009d68b876176587255b11584a37: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/stifel-financial-corp). - alpha:projection-evidence:document:59e4035b9c1efdcf931c6b2fbdf873445da40edbe7ec4e6eba41393dc3f34e9b: [STIFEL FINANCIAL CORP DEF 14A 2025-04-25](https://www.sec.gov/Archives/edgar/data/720672/000119312525094691/d894336ddef14a.htm). - alpha:projection-evidence:document:c9b66ddbab8e87194ba36902f5ea8b42ef980699ecde14e7427c3251179264b3: [SFB 10-K executive officers](https://www.sec.gov/Archives/edgar/data/720672/000119312526067130/sf-20251231.htm). - alpha:projection-evidence:document:65d58e37818b3c3d8e80a799866f7e763a16f137bee0a150190c35f8ab493754: [SFB 10-K executive officers](https://www.sec.gov/Archives/edgar/data/720672/000119312526067130/sf-20251231.htm). - alpha:projection-evidence:document:77fb34c93032b9f762b65e6e954db9b564b9e50f7a8cc8df3d2020bfdf473771: [SF-PC 10-K executive officers](https://www.sec.gov/Archives/edgar/data/720672/000119312526067130/sf-20251231.htm). - alpha:projection-evidence:document:f63d5f8bdb07f878cd3147140e1a7ffa603193ad1047453181986977c0a336e3: [SF-PB 10-K executive officers](https://www.sec.gov/Archives/edgar/data/720672/000119312526067130/sf-20251231.htm). - alpha:projection-evidence:document:93e4cebff56d451a76e318d198e00670abfba071e8cb243287dbfcd688388ef3: [SFB 10-K executive officers](https://www.sec.gov/Archives/edgar/data/720672/000119312526067130/sf-20251231.htm). - alpha:projection-evidence:document:81ba5fec5ddbc3a25abcbebafab071b9f3a36eb8f494475a3491af7e2d98fbe4: [SF-PC 10-K executive officers](https://www.sec.gov/Archives/edgar/data/720672/000119312526067130/sf-20251231.htm). - alpha:projection-evidence:document:fd9cc03226fafc5f34518a699f9c891a098368895cb98b51bda73a1b0a0836b8: [SF-PD 10-K executive officers](https://www.sec.gov/Archives/edgar/data/720672/000119312526067130/sf-20251231.htm). - alpha:projection-evidence:6b2ec48878aeb099307b838fda9f8e766f399d30416859dd8ef4e266c71b8dea: [Audit](https://www.sec.gov/Archives/edgar/data/720672/000119312525094691/d894336ddef14a.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Absence of a leadership role, committee, or disclosure is not evidence that it does not exist. - Only explicitly published canonical company identity and current confirmed public roles are included. - Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist. - Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights. - This Company Profile is an identity and evidence record, not an Alpha rating. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/companies/stifel-financial-corp) - [Public Markdown](https://registry.alpha.ac/companies/stifel-financial-corp.md) - [Public JSON](https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/companies/stifel-financial-corp?format=jsonld) - MCP resource: `alpha://companies/stifel-financial-corp` at https://mcp.alpha.ac/mcp ## Connected governance records Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage. ## Critical-risk oversight Snapshot as of 2026-10-16T07:50:19.998359+00:00; recorded 2026-10-16T07:50:19.998359+00:00. Every published assignment for this snapshot is listed. Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording. An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.