# Rafael Holdings, Inc.

> Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero.

## Record

| Field | Value |
| --- | --- |
| Representation | alpha-profile-markdown-v4 |
| Protocol | Alpha Governance Facts Protocol 0.1 |
| Schema | alpha.governance.entity.public.v1 |
| Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce |
| Governance record representation | alpha-governance-record-v2 |
| Canonical entity | alpha:company:5e08c918-cbcc-4f27-9f34-507cf7d21859 |
| Entity type | Company |
| Canonical URL | https://registry.alpha.ac/companies/rafael-holdings-inc |
| Publication | PUBLISHED |
| Verification | source_reported |
| Verification schema | alpha-verification-states-v1 |
| Ownership | unclaimed |
| Published claims | 16 |
| Claims under review | 1 |
| Evidence records | 5 |
| Conflicts | 0 |
| Conflicts in internal review | 0 |
| Observed | 2026-10-18T07:13:15.025493+00:00 |
| Last reviewed | 2026-10-18T07:13:15.025493+00:00 |

## Identity

- Legal name: Rafael Holdings, Inc.
- Display name: Rafael Holdings, Inc.

## Alpha Governance Record

| Field | Value |
| --- | --- |
| Governance Record schema | alpha-governance-record-v2 |
| Ontology | alpha-governance-ontology-v1 |
| Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce |
| As of | 2026-10-18T12:52:38.421846+00:00 |
| Completeness | 0.409 |
| Record Quality | 0.834 |
| Directors | 8 |
| Committees | 1 |
| Governance events | 8 |
| Entity class | public_company |

## Section coverage

| Section | State |
| --- | --- |
| identity | PUBLISHED |
| corporate_structure | NOT_REVIEWED |
| board | PUBLISHED |
| committees | PUBLISHED |
| leadership | PUBLISHED |
| ownership | NOT_REVIEWED |
| financials | NOT_REVIEWED |
| capital_structure | PUBLISHED |
| compensation | NOT_REVIEWED |
| governance | NOT_REVIEWED |
| shareholder_governance | NOT_REVIEWED |
| audit | NOT_REVIEWED |
| legal | NOT_REVIEWED |
| risk | NOT_REVIEWED |
| cyber | NOT_REVIEWED |
| ai_governance | NOT_REVIEWED |
| agent_governance | RESTRICTED |
| markets_external | NOT_REVIEWED |
| events | PUBLISHED |
| relationships | PUBLISHED |
| assessments | PUBLISHED |
| evidence | PUBLISHED |

## Board

- Alan M. Grayson: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2025-11-18. claim_id=alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:6
- Mark N. Stein: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2024-01-01. claim_id=alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:7
- Michael J. Weiss: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2018-01-01. claim_id=alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:9
- N. Scott Fine: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2025-01-01. claim_id=alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:10
- Susan Y. Bernstein: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2025-11-18. claim_id=alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:11
- William Conkling: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2025-11-18. claim_id=alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:12
- Howard S. Jonas: Chairman of the Board, Chief Executive Officer and Executive Chairman. Status: unknown. Independent: false. Since: NOT_PUBLISHED. Committees: Chief Executive Officer and Executive Chairman (chair). claim_id=alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:5
- Markus W. Sieger: Lead Independent Director. Status: unknown. Independent: true. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:8

## Committees

- Chief Executive Officer and Executive Chairman (executive). Chair: Howard S. Jonas. Members: Howard S. Jonas (chair, unknown). committee_id=alpha:committee:rafael-holdings-inc:chief-executive-officer-and-executive-chairman

## Executive leadership

- Douglas M. Polinsky: Chief Financial Officer and Named Executive Officer [CFO]. Status: current. claim_id=alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:14
- Joshua Fine: Chief Financial Officer of Cyclo Therapeutics, LLC [CFO]. Status: current. claim_id=alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:16
- David Polinsky: Chief Financial Officer [CFO]. Status: unknown. claim_id=alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:13
- Howard S. Jonas: Chairman of the Board, Chief Executive Officer and Executive Chairman [CEO]. Status: unknown. claim_id=alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:15

## Governance events

- DIRECTOR_APPOINTED: Alan M. Grayson seat on Rafael Holdings, Inc., effective 2025-11-18. Effective: 2025-11-18. Detected: 2026-10-18T07:13:15.025493+00:00. event_id=alpha:event:transition:hxx0zj1iopysd
- DIRECTOR_APPOINTED: Susan Y. Bernstein seat on Rafael Holdings, Inc., effective 2025-11-18. Effective: 2025-11-18. Detected: 2026-10-18T07:13:15.025493+00:00. event_id=alpha:event:transition:1rwwgvp1wot5x7
- DIRECTOR_APPOINTED: William Conkling seat on Rafael Holdings, Inc., effective 2025-11-18. Effective: 2025-11-18. Detected: 2026-10-18T07:13:15.025493+00:00. event_id=alpha:event:transition:1ll1yni1tmhe8g
- CFO_CHANGED: Douglas M. Polinsky executive of Rafael Holdings, Inc., effective 2025-11-18. Effective: 2025-11-18. Detected: 2026-10-18T07:13:15.025493+00:00. event_id=alpha:event:transition:9kj5qmmws92w
- CFO_CHANGED: Joshua Fine executive of Rafael Holdings, Inc., effective 2025-11-18. Effective: 2025-11-18. Detected: 2026-10-18T07:13:15.025493+00:00. event_id=alpha:event:transition:1xaefuy1ndrmw6
- DIRECTOR_APPOINTED: N. Scott Fine seat on Rafael Holdings, Inc., effective 2025-01-01. Effective: 2025-01-01. Detected: 2026-10-18T07:13:15.025493+00:00. event_id=alpha:event:transition:1t9vu831f3qa6n
- DIRECTOR_APPOINTED: Mark N. Stein seat on Rafael Holdings, Inc., effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-18T07:13:15.025493+00:00. event_id=alpha:event:transition:1iva7l6pjnvlg
- DIRECTOR_APPOINTED: Michael J. Weiss seat on Rafael Holdings, Inc., effective 2018-01-01. Effective: 2018-01-01. Detected: 2026-10-18T07:13:15.025493+00:00. event_id=alpha:event:transition:1mdm6o3elf5px

## Scoped resources

- `alpha://company/rafael-holdings-inc` (contract): https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record
- `alpha://company/rafael-holdings-inc/identity` (contract): https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record&section=identity
- `alpha://company/rafael-holdings-inc/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record&section=corporate-structure
- `alpha://company/rafael-holdings-inc/board` (contract): https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record&section=board
- `alpha://company/rafael-holdings-inc/committees` (contract): https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record&section=committees
- `alpha://company/rafael-holdings-inc/leadership` (contract): https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record&section=leadership
- `alpha://company/rafael-holdings-inc/ownership` (contract): https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record&section=ownership
- `alpha://company/rafael-holdings-inc/financials` (contract): https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record&section=financials
- `alpha://company/rafael-holdings-inc/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record&section=capital-structure
- `alpha://company/rafael-holdings-inc/compensation` (contract): https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record&section=compensation
- `alpha://company/rafael-holdings-inc/governance` (contract): https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record&section=governance
- `alpha://company/rafael-holdings-inc/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record&section=shareholder-governance
- `alpha://company/rafael-holdings-inc/audit` (contract): https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record&section=audit
- `alpha://company/rafael-holdings-inc/legal` (contract): https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record&section=legal
- `alpha://company/rafael-holdings-inc/risk` (contract): https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record&section=risk
- `alpha://company/rafael-holdings-inc/cyber` (contract): https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record&section=cyber
- `alpha://company/rafael-holdings-inc/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record&section=ai-governance
- `alpha://company/rafael-holdings-inc/agents` (contract): https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record&section=agents
- `alpha://company/rafael-holdings-inc/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record&section=ecosystem
- `alpha://company/rafael-holdings-inc/events` (contract): https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record&section=events
- `alpha://company/rafael-holdings-inc/relationships` (contract): https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record&section=relationships
- `alpha://company/rafael-holdings-inc/assessments` (contract): https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record&section=assessments
- `alpha://company/rafael-holdings-inc/evidence` (contract): https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record&section=evidence

## Role modules

- NOT_ASSERTED

## Attention

- NO_RECORDS_FOUND

## Committee data

- NO_RECORDS_FOUND

## Leadership

- Howard S. Jonas: Chairman of the Board, Chief Executive Officer and Executive Chairman. Claim: alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:5. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:6b7bcaa3ed3131ca1db6e66adb42c6cbf2a5396babdea2085bf55ddafe248f02.
- Alan M. Grayson: Director. Claim: alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:6. Valid from: 2025-11-18. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:1bc0a66656b6798e1404582d56d2630c0da04f492f1d5b71da8f019b22f325ee.
- Mark N. Stein: Director. Claim: alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:7. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:1bc0a66656b6798e1404582d56d2630c0da04f492f1d5b71da8f019b22f325ee.
- Markus W. Sieger: Lead Independent Director. Claim: alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:8. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:6b7bcaa3ed3131ca1db6e66adb42c6cbf2a5396babdea2085bf55ddafe248f02.
- Michael J. Weiss: Director. Claim: alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:9. Valid from: 2018-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:1bc0a66656b6798e1404582d56d2630c0da04f492f1d5b71da8f019b22f325ee.
- N. Scott Fine: Director. Claim: alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:10. Valid from: 2025-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:1bc0a66656b6798e1404582d56d2630c0da04f492f1d5b71da8f019b22f325ee.
- Susan Y. Bernstein: Director. Claim: alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:11. Valid from: 2025-11-18. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:1bc0a66656b6798e1404582d56d2630c0da04f492f1d5b71da8f019b22f325ee.
- William Conkling: Director. Claim: alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:12. Valid from: 2025-11-18. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:1bc0a66656b6798e1404582d56d2630c0da04f492f1d5b71da8f019b22f325ee.
- David Polinsky: Chief Financial Officer. Claim: alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:13. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:6b7bcaa3ed3131ca1db6e66adb42c6cbf2a5396babdea2085bf55ddafe248f02.
- Douglas M. Polinsky: Chief Financial Officer and Named Executive Officer. Claim: alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:14. Valid from: 2025-11-18. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:e409e4501930be3fcbb650fcc91a46d60f65d4dffa22c90f86c39c94c909c0b8.
- Howard S. Jonas: Chairman of the Board, Chief Executive Officer and Executive Chairman. Claim: alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:15. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:6b7bcaa3ed3131ca1db6e66adb42c6cbf2a5396babdea2085bf55ddafe248f02.
- Joshua Fine: Chief Financial Officer of Cyclo Therapeutics, LLC. Claim: alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:leadership_role:16. Valid from: 2025-11-18. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:409c4223359c0e1be1fce17101b970fcc18da4af1417c078383a3e20a457ed36.

## Roles

- PUBLISHED

## Governance

- NOT_ASSERTED

## Board committees

- PUBLISHED

## Financials

- NOT_ASSERTED

## Workforce

- NOT_ASSERTED

## Market and index context

- PUBLISHED

## Legal Name

- Rafael Holdings, Inc.. Claim: alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a6549a3a52f20ba84aa26c36a8d31e18235a9b3cf58a6d725670bcbf5e33c8f6.

## Entity Status

- Public listing published. Claim: alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a6549a3a52f20ba84aa26c36a8d31e18235a9b3cf58a6d725670bcbf5e33c8f6.

## Published Fact

- US. Claim: alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a6549a3a52f20ba84aa26c36a8d31e18235a9b3cf58a6d725670bcbf5e33c8f6.

## Security Listing

- RFL (NYSE). Claim: alpha:claim:company:5e08c918-cbcc-4f27-9f34-507cf7d21859:security_listing:17. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a6549a3a52f20ba84aa26c36a8d31e18235a9b3cf58a6d725670bcbf5e33c8f6.

## Coverage states

| Field | Value |
| --- | --- |
| Identity | PUBLISHED |
| Business | PUBLISHED |
| Leadership | PUBLISHED |
| Board and committees | PUBLISHED |
| Governance | NOT_ASSERTED |
| Financials | NOT_ASSERTED |
| Workforce | NOT_ASSERTED |
| Ownership | NOT_ASSERTED |
| Ratings | NOT_PUBLISHED |
| Market and index context | PUBLISHED |

## Public sources

- alpha:projection-evidence:a6549a3a52f20ba84aa26c36a8d31e18235a9b3cf58a6d725670bcbf5e33c8f6: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/rafael-holdings-inc).
- alpha:projection-evidence:document:6b7bcaa3ed3131ca1db6e66adb42c6cbf2a5396babdea2085bf55ddafe248f02: [SEC DEF 14A 0001213900-25-111760](https://www.sec.gov/Archives/edgar/data/1713863/000121390025111760/ea0263416-03.htm).
- alpha:projection-evidence:document:1bc0a66656b6798e1404582d56d2630c0da04f492f1d5b71da8f019b22f325ee: [DEF 14A ea0263416-03.htm](https://www.sec.gov/Archives/edgar/data/1713863/000121390025111760/ea0263416-03.htm).
- alpha:projection-evidence:document:e409e4501930be3fcbb650fcc91a46d60f65d4dffa22c90f86c39c94c909c0b8: [RFL DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1713863/000121390025111760/ea0263416-03.htm).
- alpha:projection-evidence:document:409c4223359c0e1be1fce17101b970fcc18da4af1417c078383a3e20a457ed36: [RFL DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1713863/000121390025111760/ea0263416-03.htm).

## Rights

| Field | Value |
| --- | --- |
| public_retrieval | allowed |
| agent_retrieval | allowed |
| redistribution | not_granted |
| model_training | not_granted |
| commercial_use | not_specified |
| relationship_pathfinding | not_granted |
| direct_contact | not_granted |

## Limitations

- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.

## Alternate representations

- [Canonical profile](https://registry.alpha.ac/companies/rafael-holdings-inc)
- [Public Markdown](https://registry.alpha.ac/companies/rafael-holdings-inc.md)
- [Public JSON](https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=record)
- [JSON-LD](https://registry.alpha.ac/api/public/companies/rafael-holdings-inc?format=jsonld)
- MCP resource: `alpha://companies/rafael-holdings-inc` at https://mcp.alpha.ac/mcp


## Connected governance records

Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage.

## Critical-risk oversight

Snapshot as of 2026-10-18T12:52:38.22871+00:00; recorded 2026-10-18T12:52:38.22871+00:00. Every published assignment for this snapshot is listed.
Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording.
An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.