# Pulmatrix, Inc.

> Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero.

## Record

| Field | Value |
| --- | --- |
| Representation | alpha-profile-markdown-v4 |
| Protocol | Alpha Governance Facts Protocol 0.1 |
| Schema | alpha.governance.entity.public.v1 |
| Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce |
| Governance record representation | alpha-governance-record-v2 |
| Canonical entity | alpha:company:52dea1dc-95d3-442f-baf4-a6c7234a4240 |
| Entity type | Company |
| Canonical URL | https://registry.alpha.ac/companies/pulmatrix-inc |
| Publication | PUBLISHED |
| Verification | source_reported |
| Verification schema | alpha-verification-states-v1 |
| Ownership | unclaimed |
| Published claims | 18 |
| Claims under review | 1 |
| Evidence records | 4 |
| Conflicts | 0 |
| Conflicts in internal review | 0 |
| Observed | 2026-10-16T13:53:46.101397+00:00 |
| Last reviewed | 2026-10-16T13:53:46.101397+00:00 |

## Identity

- Legal name: Pulmatrix, Inc.
- Display name: Pulmatrix, Inc.

## Alpha Governance Record

| Field | Value |
| --- | --- |
| Governance Record schema | alpha-governance-record-v2 |
| Ontology | alpha-governance-ontology-v1 |
| Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce |
| As of | 2026-10-16T14:11:36.927415+00:00 |
| Completeness | 0.409 |
| Record Quality | 0.808 |
| Directors | 5 |
| Committees | 5 |
| Governance events | 1 |
| Entity class | public_company |

## Section coverage

| Section | State |
| --- | --- |
| identity | PUBLISHED |
| corporate_structure | NOT_REVIEWED |
| board | PUBLISHED |
| committees | PUBLISHED |
| leadership | PUBLISHED |
| ownership | NOT_REVIEWED |
| financials | NOT_REVIEWED |
| capital_structure | PUBLISHED |
| compensation | NOT_REVIEWED |
| governance | NOT_REVIEWED |
| shareholder_governance | NOT_REVIEWED |
| audit | NOT_REVIEWED |
| legal | NOT_REVIEWED |
| risk | NOT_REVIEWED |
| cyber | NOT_REVIEWED |
| ai_governance | NOT_REVIEWED |
| agent_governance | RESTRICTED |
| markets_external | NOT_REVIEWED |
| events | PUBLISHED |
| relationships | PUBLISHED |
| assessments | PUBLISHED |
| evidence | PUBLISHED |

## Board

- Anand Varadan: Director. Status: unknown. Independent: true. Since: NOT_PUBLISHED. Committees: Compensation (member). claim_id=alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:leadership_role:5
- Christopher Cabell, M.D.: Director. Status: unknown. Independent: true. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:leadership_role:6
- Michael J. Higgins: Director. Status: unknown. Independent: true. Since: NOT_PUBLISHED. Committees: Audit (chair); Audit · Chair; Nominating and Governance (member); Nominating and Governance (member). claim_id=alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:leadership_role:7
- Richard Batycky, Ph.D.: Director. Status: unknown. Independent: true. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:leadership_role:8
- Todd Bazemore: Director. Status: unknown. Independent: true. Since: NOT_PUBLISHED. Committees: Audit (member); Audit; Nominating and Governance · Chair (member); Nominating and Governance (chair). claim_id=alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:leadership_role:9

## Committees

- Audit (audit). Chair: Michael J. Higgins. Members: Michael J. Higgins (chair, current); Todd Bazemore (member, current). committee_id=alpha:committee:pulmatrix-inc:audit
- Audit · Chair; Nominating and Governance (audit). Chair: NOT_PUBLISHED. Members: Michael J. Higgins (member, unknown). committee_id=alpha:committee:pulmatrix-inc:audit-chair-nominating-and-governance
- Audit; Nominating and Governance · Chair (audit). Chair: NOT_PUBLISHED. Members: Todd Bazemore (member, unknown). committee_id=alpha:committee:pulmatrix-inc:audit-nominating-and-governance-chair
- Compensation (compensation). Chair: NOT_PUBLISHED. Members: Anand Varadan (member, current). committee_id=alpha:committee:pulmatrix-inc:compensation
- Nominating and Governance (nominating_governance). Chair: Todd Bazemore. Members: Todd Bazemore (chair, current); Michael J. Higgins (member, current). committee_id=alpha:committee:pulmatrix-inc:nominating-and-governance

## Executive leadership

- Peter Ludlum: Interim Chief Executive Officer and Interim Chief Financial Officer [CEO]. Status: current. claim_id=alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:leadership_role:10

## Governance events

- CEO_CHANGED: Peter Ludlum executive of Pulmatrix, Inc., effective 2026-02-26. Effective: 2026-02-26. Detected: 2026-10-16T13:53:46.101397+00:00. event_id=alpha:event:transition:17i2rj91pnx78n

## Scoped resources

- `alpha://company/pulmatrix-inc` (contract): https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record
- `alpha://company/pulmatrix-inc/identity` (contract): https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record&section=identity
- `alpha://company/pulmatrix-inc/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record&section=corporate-structure
- `alpha://company/pulmatrix-inc/board` (contract): https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record&section=board
- `alpha://company/pulmatrix-inc/committees` (contract): https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record&section=committees
- `alpha://company/pulmatrix-inc/leadership` (contract): https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record&section=leadership
- `alpha://company/pulmatrix-inc/ownership` (contract): https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record&section=ownership
- `alpha://company/pulmatrix-inc/financials` (contract): https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record&section=financials
- `alpha://company/pulmatrix-inc/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record&section=capital-structure
- `alpha://company/pulmatrix-inc/compensation` (contract): https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record&section=compensation
- `alpha://company/pulmatrix-inc/governance` (contract): https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record&section=governance
- `alpha://company/pulmatrix-inc/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record&section=shareholder-governance
- `alpha://company/pulmatrix-inc/audit` (contract): https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record&section=audit
- `alpha://company/pulmatrix-inc/legal` (contract): https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record&section=legal
- `alpha://company/pulmatrix-inc/risk` (contract): https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record&section=risk
- `alpha://company/pulmatrix-inc/cyber` (contract): https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record&section=cyber
- `alpha://company/pulmatrix-inc/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record&section=ai-governance
- `alpha://company/pulmatrix-inc/agents` (contract): https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record&section=agents
- `alpha://company/pulmatrix-inc/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record&section=ecosystem
- `alpha://company/pulmatrix-inc/events` (contract): https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record&section=events
- `alpha://company/pulmatrix-inc/relationships` (contract): https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record&section=relationships
- `alpha://company/pulmatrix-inc/assessments` (contract): https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record&section=assessments
- `alpha://company/pulmatrix-inc/evidence` (contract): https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record&section=evidence

## Role modules

- NOT_ASSERTED

## Attention

- NO_RECORDS_FOUND

## Committee data

- Claim alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:committee_appointment:12: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"chair","person":{"alpha_id":"alpha:person:michael-j-higgins","name":"Michael J. Higgins"},"source_id":"board_seats"}`
- Claim alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:committee_appointment:13: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:todd-bazemore","name":"Todd Bazemore"},"source_id":"board_seats"}`
- Claim alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:committee_appointment:15: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:anand-varadan","name":"Anand Varadan"},"source_id":"board_seats"}`
- Claim alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:committee_appointment:17: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"chair","person":{"alpha_id":"alpha:person:todd-bazemore","name":"Todd Bazemore"},"source_id":"board_seats"}`
- Claim alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:committee_appointment:18: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:michael-j-higgins","name":"Michael J. Higgins"},"source_id":"board_seats"}`

## Leadership

- Anand Varadan: Director, Compensation. Claim: alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:leadership_role:5. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:6f652a8a97ade6bbda609148755ad8848aeba6979812789fd13a4a2e48e994a9.
- Christopher Cabell, M.D.: Director. Claim: alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:leadership_role:6. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:6f652a8a97ade6bbda609148755ad8848aeba6979812789fd13a4a2e48e994a9.
- Michael J. Higgins: Director, Audit · Chair; Nominating and Governance. Claim: alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:leadership_role:7. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:6f652a8a97ade6bbda609148755ad8848aeba6979812789fd13a4a2e48e994a9.
- Richard Batycky, Ph.D.: Director. Claim: alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:leadership_role:8. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:6f652a8a97ade6bbda609148755ad8848aeba6979812789fd13a4a2e48e994a9.
- Todd Bazemore: Director, Audit; Nominating and Governance · Chair. Claim: alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:leadership_role:9. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:6f652a8a97ade6bbda609148755ad8848aeba6979812789fd13a4a2e48e994a9.
- Peter Ludlum: Interim Chief Executive Officer and Interim Chief Financial Officer. Claim: alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:leadership_role:10. Valid from: 2026-02-26. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:dadee424e60ffcd7ed9b2bbef4e91357d9a9837604f15272825024009bcbd46b.

## Roles

- PUBLISHED

## Governance

- NOT_ASSERTED

## Board committees

- Audit: Chair Michael J. Higgins; Members Michael J. Higgins (Chair); Todd Bazemore. Claim: alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:committee_record:11. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3bc180f7f2073a5a4d23aee2bd319125c119ab330a028383c80afa0000fdb8ac.
- Compensation: Chair not stated; Members Anand Varadan. Claim: alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:committee_record:14. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3bc180f7f2073a5a4d23aee2bd319125c119ab330a028383c80afa0000fdb8ac.
- Nominating and Governance: Chair Todd Bazemore; Members Todd Bazemore (Chair); Michael J. Higgins. Claim: alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:committee_record:16. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3bc180f7f2073a5a4d23aee2bd319125c119ab330a028383c80afa0000fdb8ac.

## Financials

- NOT_ASSERTED

## Workforce

- NOT_ASSERTED

## Market and index context

- PUBLISHED

## Legal Name

- Pulmatrix, Inc.. Claim: alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:2ba1b2b3f8483d3aeb727b6a11b2e3c034c0183b77da60027a46e01eb632706f.

## Entity Status

- Public listing published. Claim: alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:2ba1b2b3f8483d3aeb727b6a11b2e3c034c0183b77da60027a46e01eb632706f.

## Published Fact

- US. Claim: alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:2ba1b2b3f8483d3aeb727b6a11b2e3c034c0183b77da60027a46e01eb632706f.

## Committee Appointment

- Michael J. Higgins: chair, Audit. Claim: alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:committee_appointment:12. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3bc180f7f2073a5a4d23aee2bd319125c119ab330a028383c80afa0000fdb8ac.
- Todd Bazemore: member, Audit. Claim: alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:committee_appointment:13. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3bc180f7f2073a5a4d23aee2bd319125c119ab330a028383c80afa0000fdb8ac.
- Anand Varadan: member, Compensation. Claim: alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:committee_appointment:15. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3bc180f7f2073a5a4d23aee2bd319125c119ab330a028383c80afa0000fdb8ac.
- Todd Bazemore: chair, Nominating and Governance. Claim: alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:committee_appointment:17. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3bc180f7f2073a5a4d23aee2bd319125c119ab330a028383c80afa0000fdb8ac.
- Michael J. Higgins: member, Nominating and Governance. Claim: alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:committee_appointment:18. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3bc180f7f2073a5a4d23aee2bd319125c119ab330a028383c80afa0000fdb8ac.

## Security Listing

- PULM (NASDAQ). Claim: alpha:claim:company:52dea1dc-95d3-442f-baf4-a6c7234a4240:security_listing:19. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:2ba1b2b3f8483d3aeb727b6a11b2e3c034c0183b77da60027a46e01eb632706f.

## Coverage states

| Field | Value |
| --- | --- |
| Identity | PUBLISHED |
| Business | PUBLISHED |
| Leadership | PUBLISHED |
| Board and committees | PUBLISHED |
| Governance | NOT_ASSERTED |
| Financials | NOT_ASSERTED |
| Workforce | NOT_ASSERTED |
| Ownership | NOT_ASSERTED |
| Ratings | NOT_PUBLISHED |
| Market and index context | PUBLISHED |

## Public sources

- alpha:projection-evidence:2ba1b2b3f8483d3aeb727b6a11b2e3c034c0183b77da60027a46e01eb632706f: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/pulmatrix-inc).
- alpha:projection-evidence:document:6f652a8a97ade6bbda609148755ad8848aeba6979812789fd13a4a2e48e994a9: [Pulmatrix, Inc. DEF 14A 2024-11-08](https://www.sec.gov/Archives/edgar/data/1574235/000149315224044179/formdef14a.htm).
- alpha:projection-evidence:document:dadee424e60ffcd7ed9b2bbef4e91357d9a9837604f15272825024009bcbd46b: [PULM 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1574235/000149315226008130/form10-k.htm).
- alpha:projection-evidence:3bc180f7f2073a5a4d23aee2bd319125c119ab330a028383c80afa0000fdb8ac: [Audit](https://www.sec.gov/Archives/edgar/data/1574235/000149315224044179/formdef14a.htm).

## Rights

| Field | Value |
| --- | --- |
| public_retrieval | allowed |
| agent_retrieval | allowed |
| redistribution | not_granted |
| model_training | not_granted |
| commercial_use | not_specified |
| relationship_pathfinding | not_granted |
| direct_contact | not_granted |

## Limitations

- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.

## Alternate representations

- [Canonical profile](https://registry.alpha.ac/companies/pulmatrix-inc)
- [Public Markdown](https://registry.alpha.ac/companies/pulmatrix-inc.md)
- [Public JSON](https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=record)
- [JSON-LD](https://registry.alpha.ac/api/public/companies/pulmatrix-inc?format=jsonld)
- MCP resource: `alpha://companies/pulmatrix-inc` at https://mcp.alpha.ac/mcp


## Connected governance records

Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage.

## Critical-risk oversight

Snapshot as of 2026-10-16T14:11:36.710925+00:00; recorded 2026-10-16T14:11:36.710925+00:00. Every published assignment for this snapshot is listed.
Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording.
An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.