# PIPER SANDLER COMPANIES

> Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero.

## Record

| Field | Value |
| --- | --- |
| Representation | alpha-profile-markdown-v4 |
| Protocol | Alpha Governance Facts Protocol 0.1 |
| Schema | alpha.governance.entity.public.v1 |
| Record version | public-1:ro-d751713988987e9331980363e24189ce |
| Governance record representation | alpha-governance-record-v2 |
| Canonical entity | alpha:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3 |
| Entity type | Company |
| Canonical URL | https://registry.alpha.ac/companies/piper-sandler-companies |
| Publication | PUBLISHED |
| Verification | source_reported |
| Verification schema | alpha-verification-states-v1 |
| Ownership | unclaimed |
| Published claims | 22 |
| Claims under review | 1 |
| Evidence records | 7 |
| Conflicts | 0 |
| Conflicts in internal review | 0 |
| Observed | 2026-10-22T04:45:45.26559+00:00 |
| Last reviewed | 2026-10-22T04:45:45.26559+00:00 |

## Identity

- Legal name: PIPER SANDLER COMPANIES
- Display name: PIPER SANDLER COMPANIES

## Alpha Governance Record

| Field | Value |
| --- | --- |
| Governance Record schema | alpha-governance-record-v2 |
| Ontology | alpha-governance-ontology-v1 |
| Record version | public-1:ro-d751713988987e9331980363e24189ce |
| As of | 2026-10-22T04:45:45.26559+00:00 |
| Completeness | 0.409 |
| Record Quality | 0.851 |
| Directors | 11 |
| Committees | 1 |
| Governance events | 15 |
| Entity class | public_company |

## Section coverage

| Section | State |
| --- | --- |
| identity | PUBLISHED |
| corporate_structure | NOT_REVIEWED |
| board | PUBLISHED |
| committees | PUBLISHED |
| leadership | PUBLISHED |
| ownership | NOT_REVIEWED |
| financials | NOT_REVIEWED |
| capital_structure | PUBLISHED |
| compensation | NOT_REVIEWED |
| governance | NOT_REVIEWED |
| shareholder_governance | NOT_REVIEWED |
| audit | NOT_REVIEWED |
| legal | NOT_REVIEWED |
| risk | NOT_REVIEWED |
| cyber | NOT_REVIEWED |
| ai_governance | NOT_REVIEWED |
| agent_governance | RESTRICTED |
| markets_external | NOT_REVIEWED |
| events | PUBLISHED |
| relationships | PUBLISHED |
| assessments | PUBLISHED |
| evidence | PUBLISHED |

## Board

- Ann C. Gallo: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2024-01-01. claim_id=alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:5
- Brian R. Sterling: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2021-01-01. claim_id=alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:6
- Chad R. Abraham: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2018-01-01. Committees: Compensation Committee Approval Date (member). claim_id=alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:7
- Jonathan J. Doyle: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2020-01-01. Committees: Compensation Committee Approval Date (member). claim_id=alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:8
- Philip E. Soran: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2013-01-01. claim_id=alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:9
- Piper Sandler: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2024-01-01. claim_id=alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:10
- Robbin Mitchell: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2021-01-01. claim_id=alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:11
- Scott C. Taylor: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2014-01-01. claim_id=alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:12
- Stuart M. Essig: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2026-01-01. claim_id=alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:13
- Thomas S. Schreier: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2018-01-01. claim_id=alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:14
- Victoria M. Holt: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2019-01-01. claim_id=alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:15

## Committees

- Compensation Committee Approval Date (compensation). Chair: NOT_PUBLISHED. Members: Chad R. Abraham (member, current); Jonathan J. Doyle (member, current). committee_id=alpha:committee:piper-sandler-companies:compensation-committee-approval-date

## Executive leadership

- Chad R. Abraham: Chief Executive Officer [CEO]. Status: current. claim_id=alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:16
- Debbra L. Schoneman: President [PRESIDENT]. Status: current. claim_id=alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:17
- John W. Geelan: General Counsel and Secretary [GC]. Status: current. claim_id=alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:18
- Katherine P. Clune: Chief Financial Officer [CFO]. Status: current. claim_id=alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:19

## Governance events

- CEO_CHANGED: Chad R. Abraham executive of PIPER SANDLER COMPANIES, effective 2026-02-26. Effective: 2026-02-26. Detected: 2026-10-22T04:45:45.26559+00:00. event_id=alpha:event:transition:so6g44ounzxy
- EXECUTIVE_APPOINTED: Debbra L. Schoneman executive of PIPER SANDLER COMPANIES, effective 2026-02-26. Effective: 2026-02-26. Detected: 2026-10-22T04:45:45.26559+00:00. event_id=alpha:event:transition:12vgusj1sp4t27
- GC_CHANGED: John W. Geelan executive of PIPER SANDLER COMPANIES, effective 2026-02-26. Effective: 2026-02-26. Detected: 2026-10-22T04:45:45.26559+00:00. event_id=alpha:event:transition:fkyg271ddb4kt
- CFO_CHANGED: Katherine P. Clune executive of PIPER SANDLER COMPANIES, effective 2026-02-26. Effective: 2026-02-26. Detected: 2026-10-22T04:45:45.26559+00:00. event_id=alpha:event:transition:1s03pv01wga7gm
- DIRECTOR_APPOINTED: Stuart M. Essig seat on PIPER SANDLER COMPANIES, effective 2026-01-01. Effective: 2026-01-01. Detected: 2026-10-22T04:45:45.26559+00:00. event_id=alpha:event:transition:1bmsryee1kd92
- DIRECTOR_APPOINTED: Ann C. Gallo seat on PIPER SANDLER COMPANIES, effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-22T04:45:45.26559+00:00. event_id=alpha:event:transition:gzcz5hjn9yqn
- DIRECTOR_APPOINTED: Piper Sandler seat on PIPER SANDLER COMPANIES, effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-22T04:45:45.26559+00:00. event_id=alpha:event:transition:1b3ym5vqipg47
- DIRECTOR_APPOINTED: Brian R. Sterling seat on PIPER SANDLER COMPANIES, effective 2021-01-01. Effective: 2021-01-01. Detected: 2026-10-22T04:45:45.26559+00:00. event_id=alpha:event:transition:1cl829j1n33wzd
- DIRECTOR_APPOINTED: Robbin Mitchell seat on PIPER SANDLER COMPANIES, effective 2021-01-01. Effective: 2021-01-01. Detected: 2026-10-22T04:45:45.26559+00:00. event_id=alpha:event:transition:4vc6l9183surr
- DIRECTOR_APPOINTED: Jonathan J. Doyle seat on PIPER SANDLER COMPANIES, effective 2020-01-01. Effective: 2020-01-01. Detected: 2026-10-22T04:45:45.26559+00:00. event_id=alpha:event:transition:p2c9wev0jyq
- DIRECTOR_APPOINTED: Victoria M. Holt seat on PIPER SANDLER COMPANIES, effective 2019-01-01. Effective: 2019-01-01. Detected: 2026-10-22T04:45:45.26559+00:00. event_id=alpha:event:transition:1hj4bvk1b3zue4
- DIRECTOR_APPOINTED: Chad R. Abraham seat on PIPER SANDLER COMPANIES, effective 2018-01-01. Effective: 2018-01-01. Detected: 2026-10-22T04:45:45.26559+00:00. event_id=alpha:event:transition:3xagee1bnzi06
- DIRECTOR_APPOINTED: Thomas S. Schreier seat on PIPER SANDLER COMPANIES, effective 2018-01-01. Effective: 2018-01-01. Detected: 2026-10-22T04:45:45.26559+00:00. event_id=alpha:event:transition:gjj7ym1lqphcw
- DIRECTOR_APPOINTED: Scott C. Taylor seat on PIPER SANDLER COMPANIES, effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-22T04:45:45.26559+00:00. event_id=alpha:event:transition:1v11snw403efe
- DIRECTOR_APPOINTED: Philip E. Soran seat on PIPER SANDLER COMPANIES, effective 2013-01-01. Effective: 2013-01-01. Detected: 2026-10-22T04:45:45.26559+00:00. event_id=alpha:event:transition:wwkvzn1emp2w3

## Scoped resources

- `alpha://company/piper-sandler-companies` (contract): https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record
- `alpha://company/piper-sandler-companies/identity` (contract): https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record&section=identity
- `alpha://company/piper-sandler-companies/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record&section=corporate-structure
- `alpha://company/piper-sandler-companies/board` (contract): https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record&section=board
- `alpha://company/piper-sandler-companies/committees` (contract): https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record&section=committees
- `alpha://company/piper-sandler-companies/leadership` (contract): https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record&section=leadership
- `alpha://company/piper-sandler-companies/ownership` (contract): https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record&section=ownership
- `alpha://company/piper-sandler-companies/financials` (contract): https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record&section=financials
- `alpha://company/piper-sandler-companies/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record&section=capital-structure
- `alpha://company/piper-sandler-companies/compensation` (contract): https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record&section=compensation
- `alpha://company/piper-sandler-companies/governance` (contract): https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record&section=governance
- `alpha://company/piper-sandler-companies/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record&section=shareholder-governance
- `alpha://company/piper-sandler-companies/audit` (contract): https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record&section=audit
- `alpha://company/piper-sandler-companies/legal` (contract): https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record&section=legal
- `alpha://company/piper-sandler-companies/risk` (contract): https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record&section=risk
- `alpha://company/piper-sandler-companies/cyber` (contract): https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record&section=cyber
- `alpha://company/piper-sandler-companies/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record&section=ai-governance
- `alpha://company/piper-sandler-companies/agents` (contract): https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record&section=agents
- `alpha://company/piper-sandler-companies/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record&section=ecosystem
- `alpha://company/piper-sandler-companies/events` (contract): https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record&section=events
- `alpha://company/piper-sandler-companies/relationships` (contract): https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record&section=relationships
- `alpha://company/piper-sandler-companies/assessments` (contract): https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record&section=assessments
- `alpha://company/piper-sandler-companies/evidence` (contract): https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record&section=evidence

## Role modules

- NOT_ASSERTED

## Attention

- NO_RECORDS_FOUND

## Committee data

- Claim alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:committee_appointment:21: `{"kind":"committee_appointment","original_name":"Compensation Committee Approval Date","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:chad-r-abraham","name":"Chad R. Abraham"},"source_id":"governance_people_committees"}`
- Claim alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:committee_appointment:22: `{"kind":"committee_appointment","original_name":"Compensation Committee Approval Date","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:jonathan-j-doyle","name":"Jonathan J. Doyle"},"source_id":"governance_people_committees"}`

## Leadership

- Ann C. Gallo: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:5. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fae3090f577c476d2d125051287fef42d2625c19b22714c968784d6421ce90e5.
- Brian R. Sterling: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:6. Valid from: 2021-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fae3090f577c476d2d125051287fef42d2625c19b22714c968784d6421ce90e5.
- Chad R. Abraham: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:7. Valid from: 2018-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fae3090f577c476d2d125051287fef42d2625c19b22714c968784d6421ce90e5.
- Jonathan J. Doyle: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:8. Valid from: 2020-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fae3090f577c476d2d125051287fef42d2625c19b22714c968784d6421ce90e5.
- Philip E. Soran: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:9. Valid from: 2013-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fae3090f577c476d2d125051287fef42d2625c19b22714c968784d6421ce90e5.
- Piper Sandler: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:10. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fae3090f577c476d2d125051287fef42d2625c19b22714c968784d6421ce90e5.
- Robbin Mitchell: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:11. Valid from: 2021-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fae3090f577c476d2d125051287fef42d2625c19b22714c968784d6421ce90e5.
- Scott C. Taylor: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:12. Valid from: 2014-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fae3090f577c476d2d125051287fef42d2625c19b22714c968784d6421ce90e5.
- Stuart M. Essig: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:13. Valid from: 2026-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fae3090f577c476d2d125051287fef42d2625c19b22714c968784d6421ce90e5.
- Thomas S. Schreier: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:14. Valid from: 2018-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fae3090f577c476d2d125051287fef42d2625c19b22714c968784d6421ce90e5.
- Victoria M. Holt: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:15. Valid from: 2019-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fae3090f577c476d2d125051287fef42d2625c19b22714c968784d6421ce90e5.
- Chad R. Abraham: Chief Executive Officer. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:16. Valid from: 2026-02-26. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:f8615b21d933fd2d0300431dd1872cd084c57b27fe32dc6efedeee453140376d.
- Debbra L. Schoneman: President. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:17. Valid from: 2026-02-26. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:4ced885077219777d29500e672cb3d7e1cf6b8c050cc1ce05075c5580470e3a6.
- John W. Geelan: General Counsel and Secretary. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:18. Valid from: 2026-02-26. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:cc8dd51f75930c05f2b8679c44571f80aca49497113260862ef985df0adc4d66.
- Katherine P. Clune: Chief Financial Officer. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:19. Valid from: 2026-02-26. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:7555bf0fc4d57877a4c9b1f88864990eb08355b7d69f4847ff1cd81b247bcbeb.

## Roles

- PUBLISHED

## Governance

- NOT_ASSERTED

## Board committees

- Compensation Committee Approval Date: Chair not stated; Members Chad R. Abraham; Jonathan J. Doyle. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:committee_record:20. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a3ad73732f073c3d48a395a39caffe3a6f27a115132334abd384e5ff71861604.

## Financials

- NOT_ASSERTED

## Workforce

- NOT_ASSERTED

## Market and index context

- PUBLISHED

## Legal Name

- PIPER SANDLER COMPANIES. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:c931a3e729e398bb55b78e3b21dd9f9bc41feb03a914d0a467f281abc1958a45.

## Entity Status

- Public listing published. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:c931a3e729e398bb55b78e3b21dd9f9bc41feb03a914d0a467f281abc1958a45.

## Published Fact

- US. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:c931a3e729e398bb55b78e3b21dd9f9bc41feb03a914d0a467f281abc1958a45.

## Committee Appointment

- Chad R. Abraham: member, Compensation Committee Approval Date. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:committee_appointment:21. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a3ad73732f073c3d48a395a39caffe3a6f27a115132334abd384e5ff71861604.
- Jonathan J. Doyle: member, Compensation Committee Approval Date. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:committee_appointment:22. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a3ad73732f073c3d48a395a39caffe3a6f27a115132334abd384e5ff71861604.

## Security Listing

- PIPR (NYSE). Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:security_listing:23. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:c931a3e729e398bb55b78e3b21dd9f9bc41feb03a914d0a467f281abc1958a45.

## Coverage states

| Field | Value |
| --- | --- |
| Identity | PUBLISHED |
| Business | PUBLISHED |
| Leadership | PUBLISHED |
| Board and committees | PUBLISHED |
| Governance | NOT_ASSERTED |
| Financials | NOT_ASSERTED |
| Workforce | NOT_ASSERTED |
| Ownership | NOT_ASSERTED |
| Ratings | NOT_PUBLISHED |
| Market and index context | PUBLISHED |

## Public sources

- alpha:projection-evidence:c931a3e729e398bb55b78e3b21dd9f9bc41feb03a914d0a467f281abc1958a45: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/piper-sandler-companies).
- alpha:projection-evidence:document:fae3090f577c476d2d125051287fef42d2625c19b22714c968784d6421ce90e5: [DEF 14A tm261358-1_def14a.htm](https://www.sec.gov/Archives/edgar/data/1230245/000110465926041101/tm261358-1_def14a.htm).
- alpha:projection-evidence:document:f8615b21d933fd2d0300431dd1872cd084c57b27fe32dc6efedeee453140376d: [PIPR 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1230245/000123024526000013/pipr-20251231.htm).
- alpha:projection-evidence:document:4ced885077219777d29500e672cb3d7e1cf6b8c050cc1ce05075c5580470e3a6: [PIPR 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1230245/000123024526000013/pipr-20251231.htm).
- alpha:projection-evidence:document:cc8dd51f75930c05f2b8679c44571f80aca49497113260862ef985df0adc4d66: [PIPR 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1230245/000123024526000013/pipr-20251231.htm).
- alpha:projection-evidence:document:7555bf0fc4d57877a4c9b1f88864990eb08355b7d69f4847ff1cd81b247bcbeb: [PIPR 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1230245/000123024526000013/pipr-20251231.htm).
- alpha:projection-evidence:a3ad73732f073c3d48a395a39caffe3a6f27a115132334abd384e5ff71861604: [Compensation Committee Approval Date](https://www.sec.gov/Archives/edgar/data/1230245/000110465926041101/tm261358-1_def14a.htm).

## Rights

| Field | Value |
| --- | --- |
| public_retrieval | allowed |
| agent_retrieval | allowed |
| redistribution | not_granted |
| model_training | not_granted |
| commercial_use | not_specified |
| relationship_pathfinding | not_granted |
| direct_contact | not_granted |

## Limitations

- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.

## Alternate representations

- [Canonical profile](https://registry.alpha.ac/companies/piper-sandler-companies)
- [Public Markdown](https://registry.alpha.ac/companies/piper-sandler-companies.md)
- [Public JSON](https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record)
- [JSON-LD](https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=jsonld)
- MCP resource: `alpha://companies/piper-sandler-companies` at https://mcp.alpha.ac/mcp


## Connected governance records

Structured intelligence is not currently available. Existing published profile evidence remains accessible.

## Critical-risk oversight

Snapshot as of 2026-10-23T01:14:58.9639+00:00; recorded 2026-10-23T01:14:58.9639+00:00. Every published assignment for this snapshot is listed.
Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording.
An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.