# PennyMac Financial Services, Inc.

> Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero.

## Record

| Field | Value |
| --- | --- |
| Representation | alpha-profile-markdown-v4 |
| Protocol | Alpha Governance Facts Protocol 0.1 |
| Schema | alpha.governance.entity.public.v1 |
| Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce |
| Governance record representation | alpha-governance-record-v2 |
| Canonical entity | alpha:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7 |
| Entity type | Company |
| Canonical URL | https://registry.alpha.ac/companies/pennymac-financial-services-inc |
| Publication | PUBLISHED |
| Verification | source_reported |
| Verification schema | alpha-verification-states-v1 |
| Ownership | unclaimed |
| Published claims | 34 |
| Claims under review | 1 |
| Evidence records | 5 |
| Conflicts | 0 |
| Conflicts in internal review | 0 |
| Observed | 2026-10-16T13:52:04.878381+00:00 |
| Last reviewed | 2026-10-16T13:52:04.878381+00:00 |

## Identity

- Legal name: PennyMac Financial Services, Inc.
- Display name: PennyMac Financial Services, Inc.

## Alpha Governance Record

| Field | Value |
| --- | --- |
| Governance Record schema | alpha-governance-record-v2 |
| Ontology | alpha-governance-ontology-v1 |
| Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce |
| As of | 2026-10-17T01:42:59.212184+00:00 |
| Completeness | 0.409 |
| Record Quality | 0.83 |
| Directors | 10 |
| Committees | 6 |
| Governance events | 8 |
| Entity class | public_company |

## Section coverage

| Section | State |
| --- | --- |
| identity | PUBLISHED |
| corporate_structure | NOT_REVIEWED |
| board | PUBLISHED |
| committees | PUBLISHED |
| leadership | PUBLISHED |
| ownership | NOT_REVIEWED |
| financials | NOT_REVIEWED |
| capital_structure | PUBLISHED |
| compensation | NOT_REVIEWED |
| governance | NOT_REVIEWED |
| shareholder_governance | NOT_REVIEWED |
| audit | NOT_REVIEWED |
| legal | NOT_REVIEWED |
| risk | NOT_REVIEWED |
| cyber | NOT_REVIEWED |
| ai_governance | NOT_REVIEWED |
| agent_governance | RESTRICTED |
| markets_external | NOT_REVIEWED |
| events | PUBLISHED |
| relationships | PUBLISHED |
| assessments | PUBLISHED |
| evidence | PUBLISHED |

## Board

- Anne D. Mccallion: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2018-01-01. Committees: Finance Committee (chair). claim_id=alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:6
- Farhad Nanji: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2012-01-01. Committees: COMPENSATION COMMITTEE (chair). claim_id=alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:8
- Jonathon S. Jacobson: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2021-01-01. claim_id=alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:10
- Lisa M. Shalett: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2020-01-01. Committees: Nominating and Corporate Governance Committee (chair). claim_id=alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:11
- Patrick Kinsella: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2014-01-01. Committees: Audit Committee (chair). claim_id=alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:12
- Sunil Chandra: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2024-01-01. claim_id=alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:13
- Theodore W. Tozer: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2017-01-01. Committees: Risk Committee (chair). claim_id=alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:14
- David A. Spector: Chairman and Chief Executive Officer. Status: unknown. Independent: false. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:5
- Doug Jones: Director, President and Chief Mortgage Banking Officer. Status: unknown. Independent: false. Since: NOT_PUBLISHED. Committees: President and Chief Mortgage Banking Officer (member). claim_id=alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:7
- Jeffrey A. Perlowitz: Independent Lead Director. Status: unknown. Independent: true. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:9

## Committees

- Audit Committee (audit). Chair: Patrick Kinsella. Members: Patrick Kinsella (chair, current). committee_id=alpha:committee:pennymac-financial-services-inc:audit-committee
- COMPENSATION COMMITTEE (compensation). Chair: Farhad Nanji. Members: Farhad Nanji (chair, current). committee_id=alpha:committee:pennymac-financial-services-inc:compensation-committee
- Finance Committee (finance). Chair: Anne D. Mccallion. Members: Anne D. Mccallion (chair, current). committee_id=alpha:committee:pennymac-financial-services-inc:finance-committee
- Nominating and Corporate Governance Committee (nominating_governance). Chair: Lisa M. Shalett. Members: Lisa M. Shalett (chair, current). committee_id=alpha:committee:pennymac-financial-services-inc:nominating-and-corporate-governance-committee
- President and Chief Mortgage Banking Officer (other). Chair: NOT_PUBLISHED. Members: Doug Jones (member, unknown). committee_id=alpha:committee:pennymac-financial-services-inc:president-and-chief-mortgage-banking-officer
- Risk Committee (risk). Chair: Theodore W. Tozer. Members: Theodore W. Tozer (chair, current). committee_id=alpha:committee:pennymac-financial-services-inc:risk-committee

## Executive leadership

- David A. Jones: Director, President and Chief Mortgage Banking Officer [PRESIDENT]. Status: current. claim_id=alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:17
- Abbie Tidmore: Senior Managing Director and Chief Revenue Officer. Status: unknown. claim_id=alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:15
- Daniel S. Perotti: Senior Managing Director and Chief Financial Officer [CFO]. Status: unknown. claim_id=alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:16
- David A. Spector: Chairman and Chief Executive Officer [CEO]. Status: unknown. claim_id=alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:18
- Derek W. Stark: Senior Managing Director, Chief Legal Officer and Secretary [GC]. Status: unknown. claim_id=alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:19
- Doug Jones: President and Chief Mortgage Banking Officer [PRESIDENT]. Status: unknown. claim_id=alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:20
- James Follette: Senior Managing Director and Chief Digital Officer. Status: unknown. claim_id=alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:21
- Marshall Sebring: Senior Managing Director and Chief Investment Officer. Status: unknown. claim_id=alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:22
- Shiva Iyer: Senior Managing Director and Chief Enterprise Risk Officer. Status: unknown. claim_id=alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:23

## Governance events

- EXECUTIVE_APPOINTED: David A. Jones executive of PennyMac Financial Services, Inc., effective 2026-04-20. Effective: 2026-04-20. Detected: 2026-10-16T13:52:04.878381+00:00. event_id=alpha:event:transition:o56n5n12v0c0f
- DIRECTOR_APPOINTED: Sunil Chandra seat on PennyMac Financial Services, Inc., effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-16T13:52:04.878381+00:00. event_id=alpha:event:transition:1i3psd01iay6ls
- DIRECTOR_APPOINTED: Jonathon S. Jacobson seat on PennyMac Financial Services, Inc., effective 2021-01-01. Effective: 2021-01-01. Detected: 2026-10-16T13:52:04.878381+00:00. event_id=alpha:event:transition:gwmhmgr1j7fe
- DIRECTOR_APPOINTED: Lisa M. Shalett seat on PennyMac Financial Services, Inc., effective 2020-01-01. Effective: 2020-01-01. Detected: 2026-10-16T13:52:04.878381+00:00. event_id=alpha:event:transition:5qa8pil89ce
- DIRECTOR_APPOINTED: Anne D. Mccallion seat on PennyMac Financial Services, Inc., effective 2018-01-01. Effective: 2018-01-01. Detected: 2026-10-16T13:52:04.878381+00:00. event_id=alpha:event:transition:2nby2rbdzfzf
- DIRECTOR_APPOINTED: Theodore W. Tozer seat on PennyMac Financial Services, Inc., effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-10-16T13:52:04.878381+00:00. event_id=alpha:event:transition:102olgnzd2xzr
- DIRECTOR_APPOINTED: Patrick Kinsella seat on PennyMac Financial Services, Inc., effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-16T13:52:04.878381+00:00. event_id=alpha:event:transition:1dxptaupaajte
- DIRECTOR_APPOINTED: Farhad Nanji seat on PennyMac Financial Services, Inc., effective 2012-01-01. Effective: 2012-01-01. Detected: 2026-10-16T13:52:04.878381+00:00. event_id=alpha:event:transition:ewtsptbv7083

## Scoped resources

- `alpha://company/pennymac-financial-services-inc` (contract): https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record
- `alpha://company/pennymac-financial-services-inc/identity` (contract): https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record&section=identity
- `alpha://company/pennymac-financial-services-inc/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record&section=corporate-structure
- `alpha://company/pennymac-financial-services-inc/board` (contract): https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record&section=board
- `alpha://company/pennymac-financial-services-inc/committees` (contract): https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record&section=committees
- `alpha://company/pennymac-financial-services-inc/leadership` (contract): https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record&section=leadership
- `alpha://company/pennymac-financial-services-inc/ownership` (contract): https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record&section=ownership
- `alpha://company/pennymac-financial-services-inc/financials` (contract): https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record&section=financials
- `alpha://company/pennymac-financial-services-inc/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record&section=capital-structure
- `alpha://company/pennymac-financial-services-inc/compensation` (contract): https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record&section=compensation
- `alpha://company/pennymac-financial-services-inc/governance` (contract): https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record&section=governance
- `alpha://company/pennymac-financial-services-inc/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record&section=shareholder-governance
- `alpha://company/pennymac-financial-services-inc/audit` (contract): https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record&section=audit
- `alpha://company/pennymac-financial-services-inc/legal` (contract): https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record&section=legal
- `alpha://company/pennymac-financial-services-inc/risk` (contract): https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record&section=risk
- `alpha://company/pennymac-financial-services-inc/cyber` (contract): https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record&section=cyber
- `alpha://company/pennymac-financial-services-inc/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record&section=ai-governance
- `alpha://company/pennymac-financial-services-inc/agents` (contract): https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record&section=agents
- `alpha://company/pennymac-financial-services-inc/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record&section=ecosystem
- `alpha://company/pennymac-financial-services-inc/events` (contract): https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record&section=events
- `alpha://company/pennymac-financial-services-inc/relationships` (contract): https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record&section=relationships
- `alpha://company/pennymac-financial-services-inc/assessments` (contract): https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record&section=assessments
- `alpha://company/pennymac-financial-services-inc/evidence` (contract): https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record&section=evidence

## Role modules

- NOT_ASSERTED

## Attention

- NO_RECORDS_FOUND

## Committee data

- Claim alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:committee_appointment:25: `{"kind":"committee_appointment","original_name":"Audit Committee","category":"audit","role":"chair","person":{"alpha_id":"alpha:person:patrick-kinsella-pfsi","name":"Patrick Kinsella"},"source_id":"governance_people_committees"}`
- Claim alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:committee_appointment:27: `{"kind":"committee_appointment","original_name":"COMPENSATION COMMITTEE","category":"compensation","role":"chair","person":{"alpha_id":"alpha:person:farhad-nanji-pfsi","name":"Farhad Nanji"},"source_id":"governance_people_committees"}`
- Claim alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:committee_appointment:29: `{"kind":"committee_appointment","original_name":"Finance Committee","category":"finance","role":"chair","person":{"alpha_id":"alpha:person:anne-d-mccallion-pfsi","name":"Anne D. Mccallion"},"source_id":"governance_people_committees"}`
- Claim alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:committee_appointment:31: `{"kind":"committee_appointment","original_name":"Nominating and Corporate Governance Committee","category":"nominating_governance","role":"chair","person":{"alpha_id":"alpha:person:lisa-m-shalett-pfsi","name":"Lisa M. Shalett"},"source_id":"governance_people_committees"}`
- Claim alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:committee_appointment:32: `{"kind":"committee_appointment","original_name":"Nominating and Corporate Governance Committee","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:lisa-m-shalett-pfsi","name":"Lisa M. Shalett"},"source_id":"governance_people_committees"}`
- Claim alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:committee_appointment:34: `{"kind":"committee_appointment","original_name":"Risk Committee","category":"risk","role":"chair","person":{"alpha_id":"alpha:person:theodore-w-tozer-pfsi","name":"Theodore W. Tozer"},"source_id":"governance_people_committees"}`

## Leadership

- David A. Spector: Chairman and Chief Executive Officer. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:5. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:6696a91e987aea31ae202a35b1c8a0c80ef50df04f4fe32436fb58f275f3be08.
- Anne D. Mccallion: Director. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:6. Valid from: 2018-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:df93c65b562971ca8db9a2a5d173316f8c2c96c50754d618f4700004daaaac21.
- Doug Jones: Director, President and Chief Mortgage Banking Officer. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:7. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:6696a91e987aea31ae202a35b1c8a0c80ef50df04f4fe32436fb58f275f3be08.
- Farhad Nanji: Director. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:8. Valid from: 2012-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:df93c65b562971ca8db9a2a5d173316f8c2c96c50754d618f4700004daaaac21.
- Jeffrey A. Perlowitz: Independent Lead Director. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:9. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:6696a91e987aea31ae202a35b1c8a0c80ef50df04f4fe32436fb58f275f3be08.
- Jonathon S. Jacobson: Director. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:10. Valid from: 2021-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:df93c65b562971ca8db9a2a5d173316f8c2c96c50754d618f4700004daaaac21.
- Lisa M. Shalett: Director. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:11. Valid from: 2020-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:df93c65b562971ca8db9a2a5d173316f8c2c96c50754d618f4700004daaaac21.
- Patrick Kinsella: Director. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:12. Valid from: 2014-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:df93c65b562971ca8db9a2a5d173316f8c2c96c50754d618f4700004daaaac21.
- Sunil Chandra: Director. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:13. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:df93c65b562971ca8db9a2a5d173316f8c2c96c50754d618f4700004daaaac21.
- Theodore W. Tozer: Director. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:14. Valid from: 2017-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:df93c65b562971ca8db9a2a5d173316f8c2c96c50754d618f4700004daaaac21.
- Abbie Tidmore: Senior Managing Director and Chief Revenue Officer. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:15. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:6696a91e987aea31ae202a35b1c8a0c80ef50df04f4fe32436fb58f275f3be08.
- Daniel S. Perotti: Senior Managing Director and Chief Financial Officer. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:16. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:6696a91e987aea31ae202a35b1c8a0c80ef50df04f4fe32436fb58f275f3be08.
- David A. Jones: Director, President and Chief Mortgage Banking Officer. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:17. Valid from: 2026-04-20. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8387441684f5e5a911cafc9826d2dfe86f08daede7e8bf940fd67f71fd1113c4.
- David A. Spector: Chairman and Chief Executive Officer. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:18. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:6696a91e987aea31ae202a35b1c8a0c80ef50df04f4fe32436fb58f275f3be08.
- Derek W. Stark: Senior Managing Director, Chief Legal Officer and Secretary. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:19. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:6696a91e987aea31ae202a35b1c8a0c80ef50df04f4fe32436fb58f275f3be08.
- Doug Jones: President and Chief Mortgage Banking Officer. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:20. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:6696a91e987aea31ae202a35b1c8a0c80ef50df04f4fe32436fb58f275f3be08.
- James Follette: Senior Managing Director and Chief Digital Officer. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:21. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:6696a91e987aea31ae202a35b1c8a0c80ef50df04f4fe32436fb58f275f3be08.
- Marshall Sebring: Senior Managing Director and Chief Investment Officer. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:22. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:6696a91e987aea31ae202a35b1c8a0c80ef50df04f4fe32436fb58f275f3be08.
- Shiva Iyer: Senior Managing Director and Chief Enterprise Risk Officer. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:leadership_role:23. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:6696a91e987aea31ae202a35b1c8a0c80ef50df04f4fe32436fb58f275f3be08.

## Roles

- PUBLISHED

## Governance

- NOT_ASSERTED

## Board committees

- Audit Committee: Chair Patrick Kinsella; Members Patrick Kinsella (Chair). Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:committee_record:24. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a39e14469acaa04b0b095ccbb5dcd65320c985ce445146eeb201cc67323136bc.
- COMPENSATION COMMITTEE: Chair Farhad Nanji; Members Farhad Nanji (Chair). Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:committee_record:26. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a39e14469acaa04b0b095ccbb5dcd65320c985ce445146eeb201cc67323136bc.
- Finance Committee: Chair Anne D. Mccallion; Members Anne D. Mccallion (Chair). Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:committee_record:28. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a39e14469acaa04b0b095ccbb5dcd65320c985ce445146eeb201cc67323136bc.
- Nominating and Corporate Governance Committee: Chair Lisa M. Shalett; Members Lisa M. Shalett (Chair); Lisa M. Shalett. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:committee_record:30. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a39e14469acaa04b0b095ccbb5dcd65320c985ce445146eeb201cc67323136bc.
- Risk Committee: Chair Theodore W. Tozer; Members Theodore W. Tozer (Chair). Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:committee_record:33. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a39e14469acaa04b0b095ccbb5dcd65320c985ce445146eeb201cc67323136bc.

## Financials

- NOT_ASSERTED

## Workforce

- NOT_ASSERTED

## Market and index context

- PUBLISHED

## Legal Name

- PennyMac Financial Services, Inc.. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:950688bb94179c91073d2f0127f835cfd54e8c4c6eb46f607e880cbc5de1e760.

## Entity Status

- Public listing published. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:950688bb94179c91073d2f0127f835cfd54e8c4c6eb46f607e880cbc5de1e760.

## Published Fact

- US. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:950688bb94179c91073d2f0127f835cfd54e8c4c6eb46f607e880cbc5de1e760.

## Committee Appointment

- Patrick Kinsella: chair, Audit Committee. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:committee_appointment:25. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a39e14469acaa04b0b095ccbb5dcd65320c985ce445146eeb201cc67323136bc.
- Farhad Nanji: chair, COMPENSATION COMMITTEE. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:committee_appointment:27. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a39e14469acaa04b0b095ccbb5dcd65320c985ce445146eeb201cc67323136bc.
- Anne D. Mccallion: chair, Finance Committee. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:committee_appointment:29. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a39e14469acaa04b0b095ccbb5dcd65320c985ce445146eeb201cc67323136bc.
- Lisa M. Shalett: chair, Nominating and Corporate Governance Committee. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:committee_appointment:31. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a39e14469acaa04b0b095ccbb5dcd65320c985ce445146eeb201cc67323136bc.
- Lisa M. Shalett: member, Nominating and Corporate Governance Committee. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:committee_appointment:32. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a39e14469acaa04b0b095ccbb5dcd65320c985ce445146eeb201cc67323136bc.
- Theodore W. Tozer: chair, Risk Committee. Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:committee_appointment:34. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a39e14469acaa04b0b095ccbb5dcd65320c985ce445146eeb201cc67323136bc.

## Security Listing

- PFSI (NYSE). Claim: alpha:claim:company:844a9efa-edf8-4ef8-b26c-aea571beb2a7:security_listing:35. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:950688bb94179c91073d2f0127f835cfd54e8c4c6eb46f607e880cbc5de1e760.

## Coverage states

| Field | Value |
| --- | --- |
| Identity | PUBLISHED |
| Business | PUBLISHED |
| Leadership | PUBLISHED |
| Board and committees | PUBLISHED |
| Governance | NOT_ASSERTED |
| Financials | NOT_ASSERTED |
| Workforce | NOT_ASSERTED |
| Ownership | NOT_ASSERTED |
| Ratings | NOT_PUBLISHED |
| Market and index context | PUBLISHED |

## Public sources

- alpha:projection-evidence:950688bb94179c91073d2f0127f835cfd54e8c4c6eb46f607e880cbc5de1e760: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/pennymac-financial-services-inc).
- alpha:projection-evidence:document:6696a91e987aea31ae202a35b1c8a0c80ef50df04f4fe32436fb58f275f3be08: [SEC DEF 14A 0001193125-26-164086](https://www.sec.gov/Archives/edgar/data/1745916/000119312526164086/d14811ddef14a.htm).
- alpha:projection-evidence:document:df93c65b562971ca8db9a2a5d173316f8c2c96c50754d618f4700004daaaac21: [DEF 14A d14811ddef14a.htm](https://www.sec.gov/Archives/edgar/data/1745916/000119312526164086/d14811ddef14a.htm).
- alpha:projection-evidence:document:8387441684f5e5a911cafc9826d2dfe86f08daede7e8bf940fd67f71fd1113c4: [PFSI DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1745916/000119312526164086/d14811ddef14a.htm).
- alpha:projection-evidence:a39e14469acaa04b0b095ccbb5dcd65320c985ce445146eeb201cc67323136bc: [Audit Committee](https://www.sec.gov/Archives/edgar/data/1745916/000119312526164086/d14811ddef14a.htm).

## Rights

| Field | Value |
| --- | --- |
| public_retrieval | allowed |
| agent_retrieval | allowed |
| redistribution | not_granted |
| model_training | not_granted |
| commercial_use | not_specified |
| relationship_pathfinding | not_granted |
| direct_contact | not_granted |

## Limitations

- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.

## Alternate representations

- [Canonical profile](https://registry.alpha.ac/companies/pennymac-financial-services-inc)
- [Public Markdown](https://registry.alpha.ac/companies/pennymac-financial-services-inc.md)
- [Public JSON](https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=record)
- [JSON-LD](https://registry.alpha.ac/api/public/companies/pennymac-financial-services-inc?format=jsonld)
- MCP resource: `alpha://companies/pennymac-financial-services-inc` at https://mcp.alpha.ac/mcp


## Connected governance records

Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage.

## Critical-risk oversight

Snapshot as of 2026-10-17T01:42:58.957216+00:00; recorded 2026-10-17T01:42:58.957216+00:00. Every published assignment for this snapshot is listed.
Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording.
An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.