# Oxford Lane Capital Corp. > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-1:ro-d751713988987e9331980363e24189ce | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:company:d825b34e-14f6-4915-be09-20068309cf5c | | Entity type | Company | | Canonical URL | https://registry.alpha.ac/companies/oxford-lane-capital-corp | | Publication | PUBLISHED | | Verification | source_reported | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 22 | | Claims under review | 1 | | Evidence records | 3 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-10-25T04:48:22.942852+00:00 | | Last reviewed | 2026-10-25T04:48:22.942852+00:00 | ## Identity - Legal name: Oxford Lane Capital Corp. - Display name: Oxford Lane Capital Corp. ## Alpha Governance Record | Field | Value | | --- | --- | | Governance Record schema | alpha-governance-record-v2 | | Ontology | alpha-governance-ontology-v1 | | Record version | public-1:ro-d751713988987e9331980363e24189ce | | As of | 2026-10-25T04:48:22.942852+00:00 | | Completeness | 0.364 | | Record Quality | 0.799 | | Directors | 5 | | Committees | 2 | | Governance events | 8 | | Entity class | public_company | ## Section coverage | Section | State | | --- | --- | | identity | PUBLISHED | | corporate_structure | NOT_REVIEWED | | board | PUBLISHED | | committees | PUBLISHED | | leadership | NOT_REVIEWED | | ownership | NOT_REVIEWED | | financials | NOT_REVIEWED | | capital_structure | PUBLISHED | | compensation | NOT_REVIEWED | | governance | NOT_REVIEWED | | shareholder_governance | NOT_REVIEWED | | audit | NOT_REVIEWED | | legal | NOT_REVIEWED | | risk | NOT_REVIEWED | | cyber | NOT_REVIEWED | | ai_governance | NOT_REVIEWED | | agent_governance | RESTRICTED | | markets_external | NOT_REVIEWED | | events | PUBLISHED | | relationships | PUBLISHED | | assessments | PUBLISHED | | evidence | PUBLISHED | ## Board - David S. Shin: Director. Status: current. Independent: true. Since: 2010-01-01. Committees: Audit (chair); Audit · Chair (member). claim_id=alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:leadership_role:7 - John Reardon: Director. Status: current. Independent: true. Since: 2010-01-01. Committees: Audit (member). claim_id=alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:leadership_role:8 - Jonathan H. Cohen: Director. Status: current. Independent: false. Since: 2010-01-01. claim_id=alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:leadership_role:9 - Mark J. Ashenfelter: Director. Status: current. Independent: true. Since: 2010-01-01. Committees: Audit (member). claim_id=alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:leadership_role:10 - Saul B. Rosenthal: Director. Status: current. Independent: false. Since: 2010-01-01. claim_id=alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:leadership_role:11 ## Committees - Audit (audit). Chair: David S. Shin. Members: David S. Shin (chair, current); John Reardon (member, current); Mark J. Ashenfelter (member, current). committee_id=alpha:committee:oxford-lane-capital-corp:audit - Audit · Chair (audit). Chair: NOT_PUBLISHED. Members: David S. Shin (member, current). committee_id=alpha:committee:oxford-lane-capital-corp:audit-chair ## Governance events - DIRECTOR_APPOINTED: David S. Shin seat on Oxford Lane Capital Corp., effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-25T04:48:22.942852+00:00. event_id=alpha:event:transition:m0srn21ijx6ly - DIRECTOR_APPOINTED: John Reardon seat on Oxford Lane Capital Corp., effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-25T04:48:22.942852+00:00. event_id=alpha:event:transition:1hrdfor1txxadp - DIRECTOR_APPOINTED: Jonathan H. Cohen seat on Oxford Lane Capital Corp., effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-25T04:48:22.942852+00:00. event_id=alpha:event:transition:uu79zo1bpczmo - DIRECTOR_APPOINTED: Mark J. Ashenfelter seat on Oxford Lane Capital Corp., effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-25T04:48:22.942852+00:00. event_id=alpha:event:transition:1tx0ajm1g9h16k - DIRECTOR_APPOINTED: Saul B. Rosenthal seat on Oxford Lane Capital Corp., effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-25T04:48:22.942852+00:00. event_id=alpha:event:transition:jvhx9p5wxlyh - COMMITTEE_MEMBER_ADDED: John Reardon member of Audit, effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-25T04:48:22.942852+00:00. event_id=alpha:event:transition:1pjk7vm3m25f6 - COMMITTEE_CREATED: Audit · Chair committee of Oxford Lane Capital Corp., effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-25T04:48:22.942852+00:00. event_id=alpha:event:transition:rn1m4c1ha6l62 - COMMITTEE_MEMBER_ADDED: David S. Shin member of Audit · Chair, effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-25T04:48:22.942852+00:00. event_id=alpha:event:transition:1mnj2qm1ke7d4w ## Scoped resources - `alpha://company/oxford-lane-capital-corp` (contract): https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record - `alpha://company/oxford-lane-capital-corp/identity` (contract): https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record§ion=identity - `alpha://company/oxford-lane-capital-corp/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record§ion=corporate-structure - `alpha://company/oxford-lane-capital-corp/board` (contract): https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record§ion=board - `alpha://company/oxford-lane-capital-corp/committees` (contract): https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record§ion=committees - `alpha://company/oxford-lane-capital-corp/leadership` (contract): https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record§ion=leadership - `alpha://company/oxford-lane-capital-corp/ownership` (contract): https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record§ion=ownership - `alpha://company/oxford-lane-capital-corp/financials` (contract): https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record§ion=financials - `alpha://company/oxford-lane-capital-corp/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record§ion=capital-structure - `alpha://company/oxford-lane-capital-corp/compensation` (contract): https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record§ion=compensation - `alpha://company/oxford-lane-capital-corp/governance` (contract): https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record§ion=governance - `alpha://company/oxford-lane-capital-corp/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record§ion=shareholder-governance - `alpha://company/oxford-lane-capital-corp/audit` (contract): https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record§ion=audit - `alpha://company/oxford-lane-capital-corp/legal` (contract): https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record§ion=legal - `alpha://company/oxford-lane-capital-corp/risk` (contract): https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record§ion=risk - `alpha://company/oxford-lane-capital-corp/cyber` (contract): https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record§ion=cyber - `alpha://company/oxford-lane-capital-corp/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record§ion=ai-governance - `alpha://company/oxford-lane-capital-corp/agents` (contract): https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record§ion=agents - `alpha://company/oxford-lane-capital-corp/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record§ion=ecosystem - `alpha://company/oxford-lane-capital-corp/events` (contract): https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record§ion=events - `alpha://company/oxford-lane-capital-corp/relationships` (contract): https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record§ion=relationships - `alpha://company/oxford-lane-capital-corp/assessments` (contract): https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record§ion=assessments - `alpha://company/oxford-lane-capital-corp/evidence` (contract): https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record§ion=evidence ## Role modules - NOT_ASSERTED ## Attention - NO_RECORDS_FOUND ## Committee data - Claim alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:committee_appointment:13: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"chair","person":{"alpha_id":"alpha:person:david-s-shin","name":"David S. Shin"},"source_id":"board_seats"}` - Claim alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:committee_appointment:14: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:john-reardon","name":"John Reardon"},"source_id":"board_seats"}` - Claim alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:committee_appointment:15: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:mark-j-ashenfelter","name":"Mark J. Ashenfelter"},"source_id":"board_seats"}` ## Leadership - David S. Shin: Director, Audit · Chair. Claim: alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:leadership_role:7. Valid from: 2010-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c37acb64af890809aa4459da4766fd1e051a2b4739c06150317ca1d5fe289790. - John Reardon: Director, Audit. Claim: alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:leadership_role:8. Valid from: 2010-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c37acb64af890809aa4459da4766fd1e051a2b4739c06150317ca1d5fe289790. - Jonathan H. Cohen: Director. Claim: alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:leadership_role:9. Valid from: 2010-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c37acb64af890809aa4459da4766fd1e051a2b4739c06150317ca1d5fe289790. - Mark J. Ashenfelter: Director, Audit. Claim: alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:leadership_role:10. Valid from: 2010-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c37acb64af890809aa4459da4766fd1e051a2b4739c06150317ca1d5fe289790. - Saul B. Rosenthal: Director. Claim: alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:leadership_role:11. Valid from: 2010-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c37acb64af890809aa4459da4766fd1e051a2b4739c06150317ca1d5fe289790. ## Roles - PUBLISHED ## Governance - NOT_ASSERTED ## Board committees - Audit: Chair David S. Shin; Members David S. Shin (Chair); John Reardon; Mark J. Ashenfelter. Claim: alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:committee_record:12. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8f179bd08a7d8cd946b87274717416261086f0b6a96eeb2778cf4a8e573cf81d. ## Financials - NOT_ASSERTED ## Workforce - NOT_ASSERTED ## Market and index context - PUBLISHED ## Legal Name - Oxford Lane Capital Corp.. Claim: alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:0be9455f8fe2ff8e87fb5b9a6097c3254598e3499a52cc0268018fe3984f37aa. ## Entity Status - Public listing published. Claim: alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:0be9455f8fe2ff8e87fb5b9a6097c3254598e3499a52cc0268018fe3984f37aa. ## Published Fact - US. Claim: alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:0be9455f8fe2ff8e87fb5b9a6097c3254598e3499a52cc0268018fe3984f37aa. - Financial Services. Claim: alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:published_fact:5. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:0be9455f8fe2ff8e87fb5b9a6097c3254598e3499a52cc0268018fe3984f37aa. - Asset Management. Claim: alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:published_fact:6. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:0be9455f8fe2ff8e87fb5b9a6097c3254598e3499a52cc0268018fe3984f37aa. ## Committee Appointment - David S. Shin: chair, Audit. Claim: alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:committee_appointment:13. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8f179bd08a7d8cd946b87274717416261086f0b6a96eeb2778cf4a8e573cf81d. - John Reardon: member, Audit. Claim: alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:committee_appointment:14. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8f179bd08a7d8cd946b87274717416261086f0b6a96eeb2778cf4a8e573cf81d. - Mark J. Ashenfelter: member, Audit. Claim: alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:committee_appointment:15. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8f179bd08a7d8cd946b87274717416261086f0b6a96eeb2778cf4a8e573cf81d. ## Security Listing - OXLC (NASDAQ). Claim: alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:security_listing:16. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:0be9455f8fe2ff8e87fb5b9a6097c3254598e3499a52cc0268018fe3984f37aa. - OXLCG (NASDAQ). Claim: alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:security_listing:17. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:0be9455f8fe2ff8e87fb5b9a6097c3254598e3499a52cc0268018fe3984f37aa. - OXLCI (NASDAQ). Claim: alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:security_listing:18. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:0be9455f8fe2ff8e87fb5b9a6097c3254598e3499a52cc0268018fe3984f37aa. - OXLCL (NASDAQ). Claim: alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:security_listing:19. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:0be9455f8fe2ff8e87fb5b9a6097c3254598e3499a52cc0268018fe3984f37aa. - OXLCM (NASDAQ). Claim: alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:security_listing:20. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:0be9455f8fe2ff8e87fb5b9a6097c3254598e3499a52cc0268018fe3984f37aa. - OXLCN (NASDAQ). Claim: alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:security_listing:21. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:0be9455f8fe2ff8e87fb5b9a6097c3254598e3499a52cc0268018fe3984f37aa. - OXLCO (NASDAQ). Claim: alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:security_listing:22. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:0be9455f8fe2ff8e87fb5b9a6097c3254598e3499a52cc0268018fe3984f37aa. - OXLCZ (NASDAQ). Claim: alpha:claim:company:d825b34e-14f6-4915-be09-20068309cf5c:security_listing:23. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:0be9455f8fe2ff8e87fb5b9a6097c3254598e3499a52cc0268018fe3984f37aa. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | PUBLISHED | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | NOT_ASSERTED | | Financials | NOT_ASSERTED | | Workforce | NOT_ASSERTED | | Ownership | NOT_ASSERTED | | Ratings | NOT_PUBLISHED | | Market and index context | PUBLISHED | ## Public sources - alpha:projection-evidence:0be9455f8fe2ff8e87fb5b9a6097c3254598e3499a52cc0268018fe3984f37aa: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/oxford-lane-capital-corp). - alpha:projection-evidence:document:c37acb64af890809aa4459da4766fd1e051a2b4739c06150317ca1d5fe289790: [Oxford Lane Capital Corp. DEF 14A 2025-09-04](https://www.sec.gov/Archives/edgar/data/1495222/000121390025084505/ea0255797-01_def14a.htm). - alpha:projection-evidence:8f179bd08a7d8cd946b87274717416261086f0b6a96eeb2778cf4a8e573cf81d: [Audit](https://www.sec.gov/Archives/edgar/data/1495222/000121390025084505/ea0255797-01_def14a.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Absence of a leadership role, committee, or disclosure is not evidence that it does not exist. - Only explicitly published canonical company identity and current confirmed public roles are included. - Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist. - Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights. - This Company Profile is an identity and evidence record, not an Alpha rating. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/companies/oxford-lane-capital-corp) - [Public Markdown](https://registry.alpha.ac/companies/oxford-lane-capital-corp.md) - [Public JSON](https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/companies/oxford-lane-capital-corp?format=jsonld) - MCP resource: `alpha://companies/oxford-lane-capital-corp` at https://mcp.alpha.ac/mcp ## Connected governance records Structured intelligence is not currently available. Existing published profile evidence remains accessible. ## Critical-risk oversight Snapshot as of 2026-10-26T04:29:24.60005+00:00; recorded 2026-10-26T04:29:24.60005+00:00. Every published assignment for this snapshot is listed. Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording. An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.