# NewtekOne, Inc. > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-1:ro-d751713988987e9331980363e24189ce | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6 | | Entity type | Company | | Canonical URL | https://registry.alpha.ac/companies/newtekone-inc | | Publication | PUBLISHED | | Verification | source_reported | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 19 | | Claims under review | 1 | | Evidence records | 4 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-10-26T04:48:52.770109+00:00 | | Last reviewed | 2026-10-26T04:48:52.770109+00:00 | ## Identity - Legal name: NewtekOne, Inc. - Display name: NewtekOne, Inc. ## Alpha Governance Record | Field | Value | | --- | --- | | Governance Record schema | alpha-governance-record-v2 | | Ontology | alpha-governance-ontology-v1 | | Record version | public-1:ro-d751713988987e9331980363e24189ce | | As of | 2026-10-26T04:48:52.770109+00:00 | | Completeness | 0.364 | | Record Quality | 0.829 | | Directors | 8 | | Committees | 0 | | Governance events | 10 | | Entity class | public_company | ## Section coverage | Section | State | | --- | --- | | identity | PUBLISHED | | corporate_structure | NOT_REVIEWED | | board | PUBLISHED | | committees | NOT_REVIEWED | | leadership | PUBLISHED | | ownership | NOT_REVIEWED | | financials | NOT_REVIEWED | | capital_structure | PUBLISHED | | compensation | NOT_REVIEWED | | governance | NOT_REVIEWED | | shareholder_governance | NOT_REVIEWED | | audit | NOT_REVIEWED | | legal | NOT_REVIEWED | | risk | NOT_REVIEWED | | cyber | NOT_REVIEWED | | ai_governance | NOT_REVIEWED | | agent_governance | RESTRICTED | | markets_external | NOT_REVIEWED | | events | PUBLISHED | | relationships | PUBLISHED | | assessments | PUBLISHED | | evidence | PUBLISHED | ## Board - Barry Sloane: Director. Status: current. Independent: NOT_PUBLISHED. Since: 1999-01-01. claim_id=alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:leadership_role:5 - Craig Brunet: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2024-01-01. claim_id=alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:leadership_role:6 - Fernando Perez-Hickman: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2021-01-01. claim_id=alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:leadership_role:7 - Gregory Zink: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2021-01-01. claim_id=alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:leadership_role:8 - Halli Razon-Feingold: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2021-01-01. claim_id=alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:leadership_role:9 - Peter Downs: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2014-01-01. claim_id=alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:leadership_role:10 - Richard Salute: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2015-01-01. claim_id=alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:leadership_role:11 - Thomas Cestare: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2026-01-01. claim_id=alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:leadership_role:12 ## Executive leadership - Downs: President of Newtek Bank [PRESIDENT]. Status: current. claim_id=alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:leadership_role:13 - Sloane: Chief Executive Officer [CEO]. Status: current. claim_id=alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:leadership_role:14 ## Governance events - EXECUTIVE_APPOINTED: Downs executive of NewtekOne, Inc., effective 2026-03-10. Effective: 2026-03-10. Detected: 2026-10-26T04:48:52.770109+00:00. event_id=alpha:event:transition:hwx5vb1i4zuaj - CEO_CHANGED: Sloane executive of NewtekOne, Inc., effective 2026-03-10. Effective: 2026-03-10. Detected: 2026-10-26T04:48:52.770109+00:00. event_id=alpha:event:transition:s1pvyucb1sw2 - DIRECTOR_APPOINTED: Thomas Cestare seat on NewtekOne, Inc., effective 2026-01-01. Effective: 2026-01-01. Detected: 2026-10-26T04:48:52.770109+00:00. event_id=alpha:event:transition:1pgr4dw1aojdds - DIRECTOR_APPOINTED: Craig Brunet seat on NewtekOne, Inc., effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-26T04:48:52.770109+00:00. event_id=alpha:event:transition:1wiqen54nwxmj - DIRECTOR_APPOINTED: Fernando Perez-Hickman seat on NewtekOne, Inc., effective 2021-01-01. Effective: 2021-01-01. Detected: 2026-10-26T04:48:52.770109+00:00. event_id=alpha:event:transition:1fa3dlzg3buv7 - DIRECTOR_APPOINTED: Gregory Zink seat on NewtekOne, Inc., effective 2021-01-01. Effective: 2021-01-01. Detected: 2026-10-26T04:48:52.770109+00:00. event_id=alpha:event:transition:16lmb6egjes48 - DIRECTOR_APPOINTED: Halli Razon-Feingold seat on NewtekOne, Inc., effective 2021-01-01. Effective: 2021-01-01. Detected: 2026-10-26T04:48:52.770109+00:00. event_id=alpha:event:transition:1lnchn9c44ay5 - DIRECTOR_APPOINTED: Richard Salute seat on NewtekOne, Inc., effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-10-26T04:48:52.770109+00:00. event_id=alpha:event:transition:84kbzz1q0ibgr - DIRECTOR_APPOINTED: Peter Downs seat on NewtekOne, Inc., effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-26T04:48:52.770109+00:00. event_id=alpha:event:transition:1a125un1qjqyzn - DIRECTOR_APPOINTED: Barry Sloane seat on NewtekOne, Inc., effective 1999-01-01. Effective: 1999-01-01. Detected: 2026-10-26T04:48:52.770109+00:00. event_id=alpha:event:transition:1xyyo78180nke8 ## Scoped resources - `alpha://company/newtekone-inc` (contract): https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record - `alpha://company/newtekone-inc/identity` (contract): https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record§ion=identity - `alpha://company/newtekone-inc/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record§ion=corporate-structure - `alpha://company/newtekone-inc/board` (contract): https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record§ion=board - `alpha://company/newtekone-inc/committees` (contract): https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record§ion=committees - `alpha://company/newtekone-inc/leadership` (contract): https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record§ion=leadership - `alpha://company/newtekone-inc/ownership` (contract): https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record§ion=ownership - `alpha://company/newtekone-inc/financials` (contract): https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record§ion=financials - `alpha://company/newtekone-inc/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record§ion=capital-structure - `alpha://company/newtekone-inc/compensation` (contract): https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record§ion=compensation - `alpha://company/newtekone-inc/governance` (contract): https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record§ion=governance - `alpha://company/newtekone-inc/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record§ion=shareholder-governance - `alpha://company/newtekone-inc/audit` (contract): https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record§ion=audit - `alpha://company/newtekone-inc/legal` (contract): https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record§ion=legal - `alpha://company/newtekone-inc/risk` (contract): https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record§ion=risk - `alpha://company/newtekone-inc/cyber` (contract): https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record§ion=cyber - `alpha://company/newtekone-inc/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record§ion=ai-governance - `alpha://company/newtekone-inc/agents` (contract): https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record§ion=agents - `alpha://company/newtekone-inc/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record§ion=ecosystem - `alpha://company/newtekone-inc/events` (contract): https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record§ion=events - `alpha://company/newtekone-inc/relationships` (contract): https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record§ion=relationships - `alpha://company/newtekone-inc/assessments` (contract): https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record§ion=assessments - `alpha://company/newtekone-inc/evidence` (contract): https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record§ion=evidence ## Role modules - NOT_ASSERTED ## Attention - NO_RECORDS_FOUND ## Committee data - NO_RECORDS_FOUND ## Leadership - Barry Sloane: Director. Claim: alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:leadership_role:5. Valid from: 1999-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:4f0ba65b8d2c35b4051754b028c8b330096104068c64504b81220ecf1d6d4520. - Craig Brunet: Director. Claim: alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:leadership_role:6. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:4f0ba65b8d2c35b4051754b028c8b330096104068c64504b81220ecf1d6d4520. - Fernando Perez-Hickman: Director. Claim: alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:leadership_role:7. Valid from: 2021-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:4f0ba65b8d2c35b4051754b028c8b330096104068c64504b81220ecf1d6d4520. - Gregory Zink: Director. Claim: alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:leadership_role:8. Valid from: 2021-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:4f0ba65b8d2c35b4051754b028c8b330096104068c64504b81220ecf1d6d4520. - Halli Razon-Feingold: Director. Claim: alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:leadership_role:9. Valid from: 2021-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:4f0ba65b8d2c35b4051754b028c8b330096104068c64504b81220ecf1d6d4520. - Peter Downs: Director. Claim: alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:leadership_role:10. Valid from: 2014-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:4f0ba65b8d2c35b4051754b028c8b330096104068c64504b81220ecf1d6d4520. - Richard Salute: Director. Claim: alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:leadership_role:11. Valid from: 2015-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:4f0ba65b8d2c35b4051754b028c8b330096104068c64504b81220ecf1d6d4520. - Thomas Cestare: Director. Claim: alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:leadership_role:12. Valid from: 2026-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:4f0ba65b8d2c35b4051754b028c8b330096104068c64504b81220ecf1d6d4520. - Downs: President of Newtek Bank. Claim: alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:leadership_role:13. Valid from: 2026-03-10. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:9b5f93d23a931a5010ef144293442790c85b4f4e7bbe887ca638f1903be11bbd. - Sloane: Chief Executive Officer. Claim: alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:leadership_role:14. Valid from: 2026-03-10. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c659d9c21769c17374badd151063f74de40ca55690b31d96453e83f23e8786aa. ## Roles - PUBLISHED ## Governance - NOT_ASSERTED ## Board committees - PUBLISHED ## Financials - NOT_ASSERTED ## Workforce - NOT_ASSERTED ## Market and index context - PUBLISHED ## Legal Name - NewtekOne, Inc.. Claim: alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:51a3b081b598286d9cbbeab6540d63771a756845701d9848e5062fdcdd2a05df. ## Entity Status - Public listing published. Claim: alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:51a3b081b598286d9cbbeab6540d63771a756845701d9848e5062fdcdd2a05df. ## Published Fact - US. Claim: alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:51a3b081b598286d9cbbeab6540d63771a756845701d9848e5062fdcdd2a05df. ## Security Listing - NEWT (NASDAQ). Claim: alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:security_listing:15. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:51a3b081b598286d9cbbeab6540d63771a756845701d9848e5062fdcdd2a05df. - NEWTG (NASDAQ). Claim: alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:security_listing:16. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:51a3b081b598286d9cbbeab6540d63771a756845701d9848e5062fdcdd2a05df. - NEWTH (NASDAQ). Claim: alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:security_listing:17. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:51a3b081b598286d9cbbeab6540d63771a756845701d9848e5062fdcdd2a05df. - NEWTI (NASDAQ). Claim: alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:security_listing:18. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:51a3b081b598286d9cbbeab6540d63771a756845701d9848e5062fdcdd2a05df. - NEWTO (NASDAQ). Claim: alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:security_listing:19. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:51a3b081b598286d9cbbeab6540d63771a756845701d9848e5062fdcdd2a05df. - NEWTP (NASDAQ). Claim: alpha:claim:company:422d4520-c483-4e91-9db1-5ebcc0e8c6e6:security_listing:20. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:51a3b081b598286d9cbbeab6540d63771a756845701d9848e5062fdcdd2a05df. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | PUBLISHED | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | NOT_ASSERTED | | Financials | NOT_ASSERTED | | Workforce | NOT_ASSERTED | | Ownership | NOT_ASSERTED | | Ratings | NOT_PUBLISHED | | Market and index context | PUBLISHED | ## Public sources - alpha:projection-evidence:51a3b081b598286d9cbbeab6540d63771a756845701d9848e5062fdcdd2a05df: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/newtekone-inc). - alpha:projection-evidence:document:4f0ba65b8d2c35b4051754b028c8b330096104068c64504b81220ecf1d6d4520: [DEF 14A newt-20260421.htm](https://www.sec.gov/Archives/edgar/data/1587987/000162828026027133/newt-20260421.htm). - alpha:projection-evidence:document:9b5f93d23a931a5010ef144293442790c85b4f4e7bbe887ca638f1903be11bbd: [NEWTH 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1587987/000162828026016503/newt-20251231.htm). - alpha:projection-evidence:document:c659d9c21769c17374badd151063f74de40ca55690b31d96453e83f23e8786aa: [NEWTI 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1587987/000162828026016503/newt-20251231.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Absence of a leadership role, committee, or disclosure is not evidence that it does not exist. - Only explicitly published canonical company identity and current confirmed public roles are included. - Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist. - Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights. - This Company Profile is an identity and evidence record, not an Alpha rating. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/companies/newtekone-inc) - [Public Markdown](https://registry.alpha.ac/companies/newtekone-inc.md) - [Public JSON](https://registry.alpha.ac/api/public/companies/newtekone-inc?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/companies/newtekone-inc?format=jsonld) - MCP resource: `alpha://companies/newtekone-inc` at https://mcp.alpha.ac/mcp ## Connected governance records Structured intelligence is not currently available. Existing published profile evidence remains accessible. ## Critical-risk oversight Snapshot as of 2026-10-26T05:25:37.804522+00:00; recorded 2026-10-26T05:25:37.804522+00:00. Every published assignment for this snapshot is listed. Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording. An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.