# NEUBERGER MUNICIPAL FUND INC. > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:company:159eb8af-f97d-4367-9fad-3e4f59a56622 | | Entity type | Company | | Canonical URL | https://registry.alpha.ac/companies/neuberger-municipal-fund-inc | | Publication | PUBLISHED | | Verification | source_reported | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 14 | | Claims under review | 1 | | Evidence records | 2 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-10-20T04:47:49.503962+00:00 | | Last reviewed | 2026-10-20T04:47:49.503962+00:00 | ## Identity - Legal name: NEUBERGER MUNICIPAL FUND INC. - Display name: NEUBERGER MUNICIPAL FUND INC. ## Alpha Governance Record | Field | Value | | --- | --- | | Governance Record schema | alpha-governance-record-v2 | | Ontology | alpha-governance-ontology-v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | As of | 2026-10-20T16:09:09.333923+00:00 | | Completeness | 0.318 | | Record Quality | 0.84 | | Directors | 9 | | Committees | 0 | | Governance events | 9 | | Entity class | public_company | ## Section coverage | Section | State | | --- | --- | | identity | PUBLISHED | | corporate_structure | NOT_REVIEWED | | board | PUBLISHED | | committees | NOT_REVIEWED | | leadership | NOT_REVIEWED | | ownership | NOT_REVIEWED | | financials | NOT_REVIEWED | | capital_structure | PUBLISHED | | compensation | NOT_REVIEWED | | governance | NOT_REVIEWED | | shareholder_governance | NOT_REVIEWED | | audit | NOT_REVIEWED | | legal | NOT_REVIEWED | | risk | NOT_REVIEWED | | cyber | NOT_REVIEWED | | ai_governance | NOT_REVIEWED | | agent_governance | RESTRICTED | | markets_external | NOT_REVIEWED | | events | PUBLISHED | | relationships | PUBLISHED | | assessments | PUBLISHED | | evidence | PUBLISHED | ## Board - Ami G. Kaplan: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2023-01-01. claim_id=alpha:claim:company:159eb8af-f97d-4367-9fad-3e4f59a56622:leadership_role:5 - Franklyn E. Smith: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2023-01-01. claim_id=alpha:claim:company:159eb8af-f97d-4367-9fad-3e4f59a56622:leadership_role:6 - Joseph V. Amato: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2009-01-01. claim_id=alpha:claim:company:159eb8af-f97d-4367-9fad-3e4f59a56622:leadership_role:7 - Marc Gary: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2015-01-01. claim_id=alpha:claim:company:159eb8af-f97d-4367-9fad-3e4f59a56622:leadership_role:8 - Martha Clark Goss: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2007-01-01. claim_id=alpha:claim:company:159eb8af-f97d-4367-9fad-3e4f59a56622:leadership_role:9 - Michael J. Cosgrove: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2015-01-01. claim_id=alpha:claim:company:159eb8af-f97d-4367-9fad-3e4f59a56622:leadership_role:10 - Michael M. Knetter: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2007-01-01. claim_id=alpha:claim:company:159eb8af-f97d-4367-9fad-3e4f59a56622:leadership_role:11 - Paul M. Nakasone: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2024-01-01. claim_id=alpha:claim:company:159eb8af-f97d-4367-9fad-3e4f59a56622:leadership_role:12 - Tom D. Seip: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2002-01-01. claim_id=alpha:claim:company:159eb8af-f97d-4367-9fad-3e4f59a56622:leadership_role:13 ## Governance events - DIRECTOR_APPOINTED: Paul M. Nakasone seat on NEUBERGER MUNICIPAL FUND INC., effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-20T04:47:49.503962+00:00. event_id=alpha:event:transition:vnjyt845ysmw - DIRECTOR_APPOINTED: Ami G. Kaplan seat on NEUBERGER MUNICIPAL FUND INC., effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-20T04:47:49.503962+00:00. event_id=alpha:event:transition:113skm71i2uu6l - DIRECTOR_APPOINTED: Franklyn E. Smith seat on NEUBERGER MUNICIPAL FUND INC., effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-20T04:47:49.503962+00:00. event_id=alpha:event:transition:dhnmup70jsq - DIRECTOR_APPOINTED: Marc Gary seat on NEUBERGER MUNICIPAL FUND INC., effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-10-20T04:47:49.503962+00:00. event_id=alpha:event:transition:5htfn51ikuk95 - DIRECTOR_APPOINTED: Michael J. Cosgrove seat on NEUBERGER MUNICIPAL FUND INC., effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-10-20T04:47:49.503962+00:00. event_id=alpha:event:transition:fsxf8k1ga5rrk - DIRECTOR_APPOINTED: Joseph V. Amato seat on NEUBERGER MUNICIPAL FUND INC., effective 2009-01-01. Effective: 2009-01-01. Detected: 2026-10-20T04:47:49.503962+00:00. event_id=alpha:event:transition:h6pv5pzzu4wn - DIRECTOR_APPOINTED: Martha Clark Goss seat on NEUBERGER MUNICIPAL FUND INC., effective 2007-01-01. Effective: 2007-01-01. Detected: 2026-10-20T04:47:49.503962+00:00. event_id=alpha:event:transition:1yrjjtz6vwguz - DIRECTOR_APPOINTED: Michael M. Knetter seat on NEUBERGER MUNICIPAL FUND INC., effective 2007-01-01. Effective: 2007-01-01. Detected: 2026-10-20T04:47:49.503962+00:00. event_id=alpha:event:transition:1r88opeq0i7h6 - DIRECTOR_APPOINTED: Tom D. Seip seat on NEUBERGER MUNICIPAL FUND INC., effective 2002-01-01. Effective: 2002-01-01. Detected: 2026-10-20T04:47:49.503962+00:00. event_id=alpha:event:transition:x9tv6t1th8xtp ## Scoped resources - `alpha://company/neuberger-municipal-fund-inc` (contract): https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record - `alpha://company/neuberger-municipal-fund-inc/identity` (contract): https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record§ion=identity - `alpha://company/neuberger-municipal-fund-inc/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record§ion=corporate-structure - `alpha://company/neuberger-municipal-fund-inc/board` (contract): https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record§ion=board - `alpha://company/neuberger-municipal-fund-inc/committees` (contract): https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record§ion=committees - `alpha://company/neuberger-municipal-fund-inc/leadership` (contract): https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record§ion=leadership - `alpha://company/neuberger-municipal-fund-inc/ownership` (contract): https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record§ion=ownership - `alpha://company/neuberger-municipal-fund-inc/financials` (contract): https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record§ion=financials - `alpha://company/neuberger-municipal-fund-inc/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record§ion=capital-structure - `alpha://company/neuberger-municipal-fund-inc/compensation` (contract): https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record§ion=compensation - `alpha://company/neuberger-municipal-fund-inc/governance` (contract): https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record§ion=governance - `alpha://company/neuberger-municipal-fund-inc/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record§ion=shareholder-governance - `alpha://company/neuberger-municipal-fund-inc/audit` (contract): https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record§ion=audit - `alpha://company/neuberger-municipal-fund-inc/legal` (contract): https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record§ion=legal - `alpha://company/neuberger-municipal-fund-inc/risk` (contract): https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record§ion=risk - `alpha://company/neuberger-municipal-fund-inc/cyber` (contract): https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record§ion=cyber - `alpha://company/neuberger-municipal-fund-inc/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record§ion=ai-governance - `alpha://company/neuberger-municipal-fund-inc/agents` (contract): https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record§ion=agents - `alpha://company/neuberger-municipal-fund-inc/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record§ion=ecosystem - `alpha://company/neuberger-municipal-fund-inc/events` (contract): https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record§ion=events - `alpha://company/neuberger-municipal-fund-inc/relationships` (contract): https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record§ion=relationships - `alpha://company/neuberger-municipal-fund-inc/assessments` (contract): https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record§ion=assessments - `alpha://company/neuberger-municipal-fund-inc/evidence` (contract): https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record§ion=evidence ## Role modules - NOT_ASSERTED ## Attention - NO_RECORDS_FOUND ## Committee data - NO_RECORDS_FOUND ## Leadership - Ami G. Kaplan: Director. Claim: alpha:claim:company:159eb8af-f97d-4367-9fad-3e4f59a56622:leadership_role:5. Valid from: 2023-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:088733b1d88ee5065c7277c35d7d0596b4077d2afa94fbe6dba7a38f8b429b66. - Franklyn E. Smith: Director. Claim: alpha:claim:company:159eb8af-f97d-4367-9fad-3e4f59a56622:leadership_role:6. Valid from: 2023-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:088733b1d88ee5065c7277c35d7d0596b4077d2afa94fbe6dba7a38f8b429b66. - Joseph V. Amato: Director. Claim: alpha:claim:company:159eb8af-f97d-4367-9fad-3e4f59a56622:leadership_role:7. Valid from: 2009-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:088733b1d88ee5065c7277c35d7d0596b4077d2afa94fbe6dba7a38f8b429b66. - Marc Gary: Director. Claim: alpha:claim:company:159eb8af-f97d-4367-9fad-3e4f59a56622:leadership_role:8. Valid from: 2015-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:088733b1d88ee5065c7277c35d7d0596b4077d2afa94fbe6dba7a38f8b429b66. - Martha Clark Goss: Director. Claim: alpha:claim:company:159eb8af-f97d-4367-9fad-3e4f59a56622:leadership_role:9. Valid from: 2007-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:088733b1d88ee5065c7277c35d7d0596b4077d2afa94fbe6dba7a38f8b429b66. - Michael J. Cosgrove: Director. Claim: alpha:claim:company:159eb8af-f97d-4367-9fad-3e4f59a56622:leadership_role:10. Valid from: 2015-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:088733b1d88ee5065c7277c35d7d0596b4077d2afa94fbe6dba7a38f8b429b66. - Michael M. Knetter: Director. Claim: alpha:claim:company:159eb8af-f97d-4367-9fad-3e4f59a56622:leadership_role:11. Valid from: 2007-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:088733b1d88ee5065c7277c35d7d0596b4077d2afa94fbe6dba7a38f8b429b66. - Paul M. Nakasone: Director. Claim: alpha:claim:company:159eb8af-f97d-4367-9fad-3e4f59a56622:leadership_role:12. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:088733b1d88ee5065c7277c35d7d0596b4077d2afa94fbe6dba7a38f8b429b66. - Tom D. Seip: Director. Claim: alpha:claim:company:159eb8af-f97d-4367-9fad-3e4f59a56622:leadership_role:13. Valid from: 2002-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:088733b1d88ee5065c7277c35d7d0596b4077d2afa94fbe6dba7a38f8b429b66. ## Roles - PUBLISHED ## Governance - NOT_ASSERTED ## Board committees - PUBLISHED ## Financials - NOT_ASSERTED ## Workforce - NOT_ASSERTED ## Market and index context - PUBLISHED ## Legal Name - NEUBERGER MUNICIPAL FUND INC.. Claim: alpha:claim:company:159eb8af-f97d-4367-9fad-3e4f59a56622:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:6687e068d9b1ac9f2ae134a0807f5b494225a4fd524b513ed83ce9dcbb8237b8. ## Entity Status - Public listing published. Claim: alpha:claim:company:159eb8af-f97d-4367-9fad-3e4f59a56622:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:6687e068d9b1ac9f2ae134a0807f5b494225a4fd524b513ed83ce9dcbb8237b8. ## Published Fact - US. Claim: alpha:claim:company:159eb8af-f97d-4367-9fad-3e4f59a56622:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:6687e068d9b1ac9f2ae134a0807f5b494225a4fd524b513ed83ce9dcbb8237b8. ## Security Listing - NBH (NYSE). Claim: alpha:claim:company:159eb8af-f97d-4367-9fad-3e4f59a56622:security_listing:14. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:6687e068d9b1ac9f2ae134a0807f5b494225a4fd524b513ed83ce9dcbb8237b8. - NBH (NYSE AMERICAN). Claim: alpha:claim:company:159eb8af-f97d-4367-9fad-3e4f59a56622:security_listing:15. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:6687e068d9b1ac9f2ae134a0807f5b494225a4fd524b513ed83ce9dcbb8237b8. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | PUBLISHED | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | NOT_ASSERTED | | Financials | NOT_ASSERTED | | Workforce | NOT_ASSERTED | | Ownership | NOT_ASSERTED | | Ratings | NOT_PUBLISHED | | Market and index context | PUBLISHED | ## Public sources - alpha:projection-evidence:6687e068d9b1ac9f2ae134a0807f5b494225a4fd524b513ed83ce9dcbb8237b8: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/neuberger-municipal-fund-inc). - alpha:projection-evidence:document:088733b1d88ee5065c7277c35d7d0596b4077d2afa94fbe6dba7a38f8b429b66: [Neuberger Next Generation Connectivity Fund Inc. DEF 14A 2026-05-28](https://www.sec.gov/Archives/edgar/data/1178839/000121390026062122/ea0292263-01_def14a.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Absence of a leadership role, committee, or disclosure is not evidence that it does not exist. - Only explicitly published canonical company identity and current confirmed public roles are included. - Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist. - Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights. - This Company Profile is an identity and evidence record, not an Alpha rating. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/companies/neuberger-municipal-fund-inc) - [Public Markdown](https://registry.alpha.ac/companies/neuberger-municipal-fund-inc.md) - [Public JSON](https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/companies/neuberger-municipal-fund-inc?format=jsonld) - MCP resource: `alpha://companies/neuberger-municipal-fund-inc` at https://mcp.alpha.ac/mcp ## Connected governance records Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage. ## Critical-risk oversight Snapshot as of 2026-10-20T16:09:09.129434+00:00; recorded 2026-10-20T16:09:09.129434+00:00. Every published assignment for this snapshot is listed. Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording. An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.