# LPL Financial Holdings Inc. > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:company:aa591111-f580-4dfc-b408-646c64627533 | | Entity type | Company | | Canonical URL | https://registry.alpha.ac/companies/lpl-financial-holdings-inc | | Publication | PUBLISHED | | Verification | source_reported | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 48 | | Claims under review | 1 | | Evidence records | 11 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-10-15T04:45:20.170332+00:00 | | Last reviewed | 2026-10-15T04:45:20.170332+00:00 | ## Identity - Legal name: LPL Financial Holdings Inc. - Display name: LPL Financial Holdings Inc. ## Alpha Governance Record | Field | Value | | --- | --- | | Governance Record schema | alpha-governance-record-v2 | | Ontology | alpha-governance-ontology-v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | As of | 2026-10-16T04:26:43.893413+00:00 | | Completeness | 0.409 | | Record Quality | 0.839 | | Directors | 11 | | Committees | 11 | | Governance events | 34 | | Entity class | public_company | ## Section coverage | Section | State | | --- | --- | | identity | PUBLISHED | | corporate_structure | NOT_REVIEWED | | board | PUBLISHED | | committees | PUBLISHED | | leadership | PUBLISHED | | ownership | NOT_REVIEWED | | financials | NOT_REVIEWED | | capital_structure | PUBLISHED | | compensation | NOT_REVIEWED | | governance | NOT_REVIEWED | | shareholder_governance | NOT_REVIEWED | | audit | NOT_REVIEWED | | legal | NOT_REVIEWED | | risk | NOT_REVIEWED | | cyber | NOT_REVIEWED | | ai_governance | NOT_REVIEWED | | agent_governance | RESTRICTED | | markets_external | NOT_REVIEWED | | events | PUBLISHED | | relationships | PUBLISHED | | assessments | PUBLISHED | | evidence | PUBLISHED | ## Board - Albert J. Ko: Director. Status: current. Independent: true. Since: 2023-01-01. Committees: Audit (member); Audit; Risk (member); Risk (member). claim_id=alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:6 - Allison H. Mnookin: Director. Status: current. Independent: true. Since: 2018-01-01. Committees: Compensation (chair); Compensation · Chair; Nominating and Governance (member); Nominating and Governance (member). claim_id=alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:7 - Anne M. Mulcahy: Director. Status: current. Independent: true. Since: 2013-01-01. Committees: Nominating and Governance (chair); Nominating and Governance · Chair (member). claim_id=alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:8 - Corey E. Thomas: Director. Status: current. Independent: true. Since: 2019-01-01. Committees: Audit (member); Audit; Nominating and Governance; Risk (member); Nominating and Governance (member); Risk (member). claim_id=alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:9 - Edward C. Bernard: Director. Status: current. Independent: true. Since: 2020-01-01. Committees: Audit (member); Audit; Compensation; Risk (member); Compensation (member); Risk (member). claim_id=alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:10 - H. Paulett Eberhart: Director. Status: current. Independent: true. Since: 2014-01-01. Committees: Audit (chair); Audit · Chair; Compensation; Risk (member); Compensation (member); Risk (member). claim_id=alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:11 - James S. Putnam: Director. Status: current. Independent: true. Since: 2005-01-01. Committees: Compensation (member). claim_id=alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:12 - Richard P. Schifter: Director. Status: current. Independent: true. Since: 2005-01-01. Committees: Audit (member); Audit; Risk (member); Risk (member). claim_id=alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:13 - Richard Steinmeier: Director. Status: current. Independent: false. Since: 2024-01-01. claim_id=alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:14 - Somesh Khanna: Director. Status: current. Independent: true. Since: 2026-01-01. Committees: Nominating and Governance (member). claim_id=alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:15 - William F. Glavin, Jr.: Director. Status: current. Independent: true. Since: 2017-01-01. Committees: Compensation (member); Compensation; Nominating and Governance (member); Nominating and Governance (member). claim_id=alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:16 ## Committees - Audit (audit). Chair: H. Paulett Eberhart. Members: H. Paulett Eberhart (chair, current); Albert J. Ko (member, current); Corey E. Thomas (member, current); Edward C. Bernard (member, current); Richard P. Schifter (member, current). committee_id=alpha:committee:lpl-financial-holdings-inc:audit - Audit · Chair; Compensation; Risk (audit). Chair: NOT_PUBLISHED. Members: H. Paulett Eberhart (member, current). committee_id=alpha:committee:lpl-financial-holdings-inc:audit-chair-compensation-risk - Audit; Compensation; Risk (audit). Chair: NOT_PUBLISHED. Members: Edward C. Bernard (member, current). committee_id=alpha:committee:lpl-financial-holdings-inc:audit-compensation-risk - Audit; Nominating and Governance; Risk (audit). Chair: NOT_PUBLISHED. Members: Corey E. Thomas (member, current). committee_id=alpha:committee:lpl-financial-holdings-inc:audit-nominating-and-governance-risk - Audit; Risk (audit). Chair: NOT_PUBLISHED. Members: Albert J. Ko (member, current); Richard P. Schifter (member, current). committee_id=alpha:committee:lpl-financial-holdings-inc:audit-risk - Compensation (compensation). Chair: Allison H. Mnookin. Members: Allison H. Mnookin (chair, current); Edward C. Bernard (member, current); H. Paulett Eberhart (member, current); James S. Putnam (member, current); William F. Glavin, Jr. (member, current). committee_id=alpha:committee:lpl-financial-holdings-inc:compensation - Compensation · Chair; Nominating and Governance (compensation). Chair: NOT_PUBLISHED. Members: Allison H. Mnookin (member, current). committee_id=alpha:committee:lpl-financial-holdings-inc:compensation-chair-nominating-and-governance - Compensation; Nominating and Governance (compensation). Chair: NOT_PUBLISHED. Members: William F. Glavin, Jr. (member, current). committee_id=alpha:committee:lpl-financial-holdings-inc:compensation-nominating-and-governance - Nominating and Governance (nominating_governance). Chair: Anne M. Mulcahy. Members: Anne M. Mulcahy (chair, current); Allison H. Mnookin (member, current); Corey E. Thomas (member, current); Somesh Khanna (member, current); William F. Glavin, Jr. (member, current). committee_id=alpha:committee:lpl-financial-holdings-inc:nominating-and-governance - Nominating and Governance · Chair (nominating_governance). Chair: NOT_PUBLISHED. Members: Anne M. Mulcahy (member, current). committee_id=alpha:committee:lpl-financial-holdings-inc:nominating-and-governance-chair - Risk (risk). Chair: NOT_PUBLISHED. Members: Albert J. Ko (member, current); Corey E. Thomas (member, current); Edward C. Bernard (member, current); H. Paulett Eberhart (member, current); Richard P. Schifter (member, current). committee_id=alpha:committee:lpl-financial-holdings-inc:risk ## Executive leadership - Aneri Jambusaria: Group Managing Director, Chief Wealth Officer. Status: current. claim_id=alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:17 - Emily Field: Group Managing Director, Chief People Officer [CHRO]. Status: current. claim_id=alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:18 - Greg Gates: Group Managing Director, Chief Technology Information Officer. Status: current. claim_id=alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:19 - Matthew Audette: President and Chief Financial Officer [CFO]. Status: current. claim_id=alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:20 - Matthew Enyedi: Group Managing Director, Chief Client Officer. Status: current. claim_id=alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:21 - Matthew Morningstar: Group Managing Director, Chief Legal Officer [GC]. Status: current. claim_id=alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:22 - Mitchell Cohen: Group Managing Director, Chief Growth Officer. Status: current. claim_id=alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:23 - Richard Steinmeier: Chief Executive Officer [CEO]. Status: current. claim_id=alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:24 ## Governance events - EXECUTIVE_APPOINTED: Aneri Jambusaria executive of LPL Financial Holdings Inc., effective 2026-02-23. Effective: 2026-02-23. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:2lpqen1ttrdxn - EXECUTIVE_APPOINTED: Emily Field executive of LPL Financial Holdings Inc., effective 2026-02-23. Effective: 2026-02-23. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:7ylcbuzw3xb - EXECUTIVE_APPOINTED: Greg Gates executive of LPL Financial Holdings Inc., effective 2026-02-23. Effective: 2026-02-23. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:1ioodi3fpw1qz - CFO_CHANGED: Matthew Audette executive of LPL Financial Holdings Inc., effective 2026-02-23. Effective: 2026-02-23. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:qv8w9489neyi - EXECUTIVE_APPOINTED: Matthew Enyedi executive of LPL Financial Holdings Inc., effective 2026-02-23. Effective: 2026-02-23. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:83wyzd1fieo55 - GC_CHANGED: Matthew Morningstar executive of LPL Financial Holdings Inc., effective 2026-02-23. Effective: 2026-02-23. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:o759nd18yd0hz - EXECUTIVE_APPOINTED: Mitchell Cohen executive of LPL Financial Holdings Inc., effective 2026-02-23. Effective: 2026-02-23. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:mpj9ny156s164 - CEO_CHANGED: Richard Steinmeier executive of LPL Financial Holdings Inc., effective 2026-02-23. Effective: 2026-02-23. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:893zqt1mqiaaf - DIRECTOR_APPOINTED: Somesh Khanna seat on LPL Financial Holdings Inc., effective 2026-01-01. Effective: 2026-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:ia8v8wc0fspy - DIRECTOR_APPOINTED: Richard Steinmeier seat on LPL Financial Holdings Inc., effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:scaogb1to3ywl - DIRECTOR_APPOINTED: Albert J. Ko seat on LPL Financial Holdings Inc., effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:1273u2n14tl5cp - COMMITTEE_CREATED: Audit; Risk committee of LPL Financial Holdings Inc., effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:1djet3d1wkendh - COMMITTEE_MEMBER_ADDED: Albert J. Ko member of Audit; Risk, effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:1rlorah1b5llsl - DIRECTOR_APPOINTED: Edward C. Bernard seat on LPL Financial Holdings Inc., effective 2020-01-01. Effective: 2020-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:zl57fbxc63d9 - COMMITTEE_CREATED: Audit; Compensation; Risk committee of LPL Financial Holdings Inc., effective 2020-01-01. Effective: 2020-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:hpdbg1hdriq9 - COMMITTEE_MEMBER_ADDED: Edward C. Bernard member of Audit; Compensation; Risk, effective 2020-01-01. Effective: 2020-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:814t8k5fnjps - DIRECTOR_APPOINTED: Corey E. Thomas seat on LPL Financial Holdings Inc., effective 2019-01-01. Effective: 2019-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:1kzdakf8vsszf - COMMITTEE_CREATED: Audit; Nominating and Governance; Risk committee of LPL Financial Holdings Inc., effective 2019-01-01. Effective: 2019-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:159hpm116ilkq7 - COMMITTEE_MEMBER_ADDED: Corey E. Thomas member of Audit; Nominating and Governance; Risk, effective 2019-01-01. Effective: 2019-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:jm8g49ym1cat - DIRECTOR_APPOINTED: Allison H. Mnookin seat on LPL Financial Holdings Inc., effective 2018-01-01. Effective: 2018-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:1il6f6016m6nj0 - COMMITTEE_CREATED: Compensation · Chair; Nominating and Governance committee of LPL Financial Holdings Inc., effective 2018-01-01. Effective: 2018-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:hhgkxappl7aw - COMMITTEE_MEMBER_ADDED: Allison H. Mnookin member of Compensation · Chair; Nominating and Governance, effective 2018-01-01. Effective: 2018-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:1f7m4u11yq30gp - DIRECTOR_APPOINTED: William F. Glavin, Jr. seat on LPL Financial Holdings Inc., effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:o91mg91kipbjz - COMMITTEE_CREATED: Compensation; Nominating and Governance committee of LPL Financial Holdings Inc., effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:m9lbqh1pcks27 - COMMITTEE_MEMBER_ADDED: William F. Glavin, Jr. member of Compensation; Nominating and Governance, effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:oe6p0kbxazt2 - DIRECTOR_APPOINTED: H. Paulett Eberhart seat on LPL Financial Holdings Inc., effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:1ua4y6p1i8k4yj - COMMITTEE_CREATED: Audit · Chair; Compensation; Risk committee of LPL Financial Holdings Inc., effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:7gowcb1n1ahyf - COMMITTEE_MEMBER_ADDED: H. Paulett Eberhart member of Audit · Chair; Compensation; Risk, effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:h8937q1xj1lr6 - DIRECTOR_APPOINTED: Anne M. Mulcahy seat on LPL Financial Holdings Inc., effective 2013-01-01. Effective: 2013-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:1a1p3uy5pj9no - COMMITTEE_CREATED: Nominating and Governance · Chair committee of LPL Financial Holdings Inc., effective 2013-01-01. Effective: 2013-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:19lr4s81xkc9qg - COMMITTEE_MEMBER_ADDED: Anne M. Mulcahy member of Nominating and Governance · Chair, effective 2013-01-01. Effective: 2013-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:cwzuvysnd1y0 - DIRECTOR_APPOINTED: James S. Putnam seat on LPL Financial Holdings Inc., effective 2005-01-01. Effective: 2005-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:pmahbi15xh034 - DIRECTOR_APPOINTED: Richard P. Schifter seat on LPL Financial Holdings Inc., effective 2005-01-01. Effective: 2005-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:1n0bfptm65485 - COMMITTEE_MEMBER_ADDED: Richard P. Schifter member of Audit; Risk, effective 2005-01-01. Effective: 2005-01-01. Detected: 2026-10-15T04:45:20.170332+00:00. event_id=alpha:event:transition:wcsx7bhcc049 ## Scoped resources - `alpha://company/lpl-financial-holdings-inc` (contract): https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record - `alpha://company/lpl-financial-holdings-inc/identity` (contract): https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record§ion=identity - `alpha://company/lpl-financial-holdings-inc/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record§ion=corporate-structure - `alpha://company/lpl-financial-holdings-inc/board` (contract): https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record§ion=board - `alpha://company/lpl-financial-holdings-inc/committees` (contract): https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record§ion=committees - `alpha://company/lpl-financial-holdings-inc/leadership` (contract): https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record§ion=leadership - `alpha://company/lpl-financial-holdings-inc/ownership` (contract): https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record§ion=ownership - `alpha://company/lpl-financial-holdings-inc/financials` (contract): https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record§ion=financials - `alpha://company/lpl-financial-holdings-inc/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record§ion=capital-structure - `alpha://company/lpl-financial-holdings-inc/compensation` (contract): https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record§ion=compensation - `alpha://company/lpl-financial-holdings-inc/governance` (contract): https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record§ion=governance - `alpha://company/lpl-financial-holdings-inc/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record§ion=shareholder-governance - `alpha://company/lpl-financial-holdings-inc/audit` (contract): https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record§ion=audit - `alpha://company/lpl-financial-holdings-inc/legal` (contract): https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record§ion=legal - `alpha://company/lpl-financial-holdings-inc/risk` (contract): https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record§ion=risk - `alpha://company/lpl-financial-holdings-inc/cyber` (contract): https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record§ion=cyber - `alpha://company/lpl-financial-holdings-inc/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record§ion=ai-governance - `alpha://company/lpl-financial-holdings-inc/agents` (contract): https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record§ion=agents - `alpha://company/lpl-financial-holdings-inc/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record§ion=ecosystem - `alpha://company/lpl-financial-holdings-inc/events` (contract): https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record§ion=events - `alpha://company/lpl-financial-holdings-inc/relationships` (contract): https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record§ion=relationships - `alpha://company/lpl-financial-holdings-inc/assessments` (contract): https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record§ion=assessments - `alpha://company/lpl-financial-holdings-inc/evidence` (contract): https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record§ion=evidence ## Role modules - NOT_ASSERTED ## Attention - NO_RECORDS_FOUND ## Committee data - Claim alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:26: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"chair","person":{"alpha_id":"alpha:person:h-paulett-eberhart","name":"H. Paulett Eberhart"},"source_id":"board_seats"}` - Claim alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:27: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:albert-j-ko","name":"Albert J. Ko"},"source_id":"board_seats"}` - Claim alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:28: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:corey-e-thomas","name":"Corey E. Thomas"},"source_id":"board_seats"}` - Claim alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:29: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:edward-c-bernard","name":"Edward C. Bernard"},"source_id":"board_seats"}` - Claim alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:30: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:richard-p-schifter","name":"Richard P. Schifter"},"source_id":"board_seats"}` - Claim alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:32: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"chair","person":{"alpha_id":"alpha:person:allison-h-mnookin","name":"Allison H. Mnookin"},"source_id":"board_seats"}` - Claim alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:33: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:edward-c-bernard","name":"Edward C. Bernard"},"source_id":"board_seats"}` - Claim alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:34: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:h-paulett-eberhart","name":"H. Paulett Eberhart"},"source_id":"board_seats"}` - Claim alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:35: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:james-s-putnam","name":"James S. Putnam"},"source_id":"board_seats"}` - Claim alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:36: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:william-f-glavin-jr","name":"William F. Glavin, Jr."},"source_id":"board_seats"}` - Claim alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:38: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"chair","person":{"alpha_id":"alpha:person:anne-m-mulcahy","name":"Anne M. Mulcahy"},"source_id":"board_seats"}` - Claim alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:39: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:allison-h-mnookin","name":"Allison H. Mnookin"},"source_id":"board_seats"}` - Claim alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:40: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:corey-e-thomas","name":"Corey E. Thomas"},"source_id":"board_seats"}` - Claim alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:41: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:somesh-khanna","name":"Somesh Khanna"},"source_id":"board_seats"}` - Claim alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:42: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:william-f-glavin-jr","name":"William F. Glavin, Jr."},"source_id":"board_seats"}` - Claim alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:44: `{"kind":"committee_appointment","original_name":"Risk","category":"risk","role":"member","person":{"alpha_id":"alpha:person:albert-j-ko","name":"Albert J. Ko"},"source_id":"board_seats"}` - Claim alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:45: `{"kind":"committee_appointment","original_name":"Risk","category":"risk","role":"member","person":{"alpha_id":"alpha:person:corey-e-thomas","name":"Corey E. Thomas"},"source_id":"board_seats"}` - Claim alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:46: `{"kind":"committee_appointment","original_name":"Risk","category":"risk","role":"member","person":{"alpha_id":"alpha:person:edward-c-bernard","name":"Edward C. Bernard"},"source_id":"board_seats"}` - Claim alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:47: `{"kind":"committee_appointment","original_name":"Risk","category":"risk","role":"member","person":{"alpha_id":"alpha:person:h-paulett-eberhart","name":"H. Paulett Eberhart"},"source_id":"board_seats"}` - Claim alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:48: `{"kind":"committee_appointment","original_name":"Risk","category":"risk","role":"member","person":{"alpha_id":"alpha:person:richard-p-schifter","name":"Richard P. Schifter"},"source_id":"board_seats"}` ## Leadership - Albert J. Ko: Director, Audit; Risk. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:6. Valid from: 2023-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1. - Allison H. Mnookin: Director, Compensation · Chair; Nominating and Governance. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:7. Valid from: 2018-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1. - Anne M. Mulcahy: Director, Nominating and Governance · Chair. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:8. Valid from: 2013-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1. - Corey E. Thomas: Director, Audit; Nominating and Governance; Risk. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:9. Valid from: 2019-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1. - Edward C. Bernard: Director, Audit; Compensation; Risk. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:10. Valid from: 2020-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1. - H. Paulett Eberhart: Director, Audit · Chair; Compensation; Risk. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:11. Valid from: 2014-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1. - James S. Putnam: Director, Compensation. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:12. Valid from: 2005-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1. - Richard P. Schifter: Director, Audit; Risk. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:13. Valid from: 2005-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1. - Richard Steinmeier: Director. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:14. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1. - Somesh Khanna: Director, Nominating and Governance. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:15. Valid from: 2026-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1. - William F. Glavin, Jr.: Director, Compensation; Nominating and Governance. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:16. Valid from: 2017-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1. - Aneri Jambusaria: Group Managing Director, Chief Wealth Officer. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:17. Valid from: 2026-02-23. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:99c0d512160117c85f984bcb0d0748ed952bd5c10741832036fb6bf730ea310d. - Emily Field: Group Managing Director, Chief People Officer. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:18. Valid from: 2026-02-23. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:58a22371def701d6f009d815543ce9ef88f6526c3ed687b7ddf7f9d7144ab80c. - Greg Gates: Group Managing Director, Chief Technology Information Officer. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:19. Valid from: 2026-02-23. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:1be9a2e2244a78acf706908cc3facd5c8d1edaba15f81b3e4813ff6d81f640b2. - Matthew Audette: President and Chief Financial Officer. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:20. Valid from: 2026-02-23. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:3265d841029c4268b17a69349a292923be649189e9eaba2202a09157616d06f5. - Matthew Enyedi: Group Managing Director, Chief Client Officer. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:21. Valid from: 2026-02-23. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:df3c2443d51e67ffe0f876e9a97e26c9627f78bddfee772fe61df54a1a9bc0e5. - Matthew Morningstar: Group Managing Director, Chief Legal Officer. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:22. Valid from: 2026-02-23. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:bbc3537d3b4e94faa341fbf1a02c3655fa4151dc16e900834efaadce86e65837. - Mitchell Cohen: Group Managing Director, Chief Growth Officer. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:23. Valid from: 2026-02-23. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:a28fb1c5e5dcb2389cd52298db48e74ced333d0357de539697817aa4ca35a874. - Richard Steinmeier: Chief Executive Officer. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:24. Valid from: 2026-02-23. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:39a26e87722a4b499f1cd8aa3ebe28d1b49a584e148b2f1fea02296929fadbde. ## Roles - PUBLISHED ## Governance - NOT_ASSERTED ## Board committees - Audit: Chair H. Paulett Eberhart; Members H. Paulett Eberhart (Chair); Albert J. Ko; Corey E. Thomas; Edward C. Bernard; Richard P. Schifter. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_record:25. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. - Compensation: Chair Allison H. Mnookin; Members Allison H. Mnookin (Chair); Edward C. Bernard; H. Paulett Eberhart; James S. Putnam; William F. Glavin, Jr.. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_record:31. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. - Nominating and Governance: Chair Anne M. Mulcahy; Members Anne M. Mulcahy (Chair); Allison H. Mnookin; Corey E. Thomas; Somesh Khanna; William F. Glavin, Jr.. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_record:37. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. - Risk: Chair not stated; Members Albert J. Ko; Corey E. Thomas; Edward C. Bernard; H. Paulett Eberhart; Richard P. Schifter. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_record:43. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. ## Financials - NOT_ASSERTED ## Workforce - NOT_ASSERTED ## Market and index context - PUBLISHED ## Legal Name - LPL Financial Holdings Inc.. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:211e487a212ace72b66f86be09d8dacc2dde9c91d154bf4f1d2323eb52b44228. ## Entity Status - Public listing published. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:211e487a212ace72b66f86be09d8dacc2dde9c91d154bf4f1d2323eb52b44228. ## Published Fact - US. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:211e487a212ace72b66f86be09d8dacc2dde9c91d154bf4f1d2323eb52b44228. - Financials. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:published_fact:5. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:211e487a212ace72b66f86be09d8dacc2dde9c91d154bf4f1d2323eb52b44228. ## Committee Appointment - H. Paulett Eberhart: chair, Audit. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:26. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. - Albert J. Ko: member, Audit. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:27. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. - Corey E. Thomas: member, Audit. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:28. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. - Edward C. Bernard: member, Audit. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:29. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. - Richard P. Schifter: member, Audit. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:30. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. - Allison H. Mnookin: chair, Compensation. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:32. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. - Edward C. Bernard: member, Compensation. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:33. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. - H. Paulett Eberhart: member, Compensation. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:34. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. - James S. Putnam: member, Compensation. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:35. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. - William F. Glavin, Jr.: member, Compensation. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:36. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. - Anne M. Mulcahy: chair, Nominating and Governance. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:38. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. - Allison H. Mnookin: member, Nominating and Governance. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:39. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. - Corey E. Thomas: member, Nominating and Governance. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:40. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. - Somesh Khanna: member, Nominating and Governance. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:41. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. - William F. Glavin, Jr.: member, Nominating and Governance. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:42. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. - Albert J. Ko: member, Risk. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:44. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. - Corey E. Thomas: member, Risk. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:45. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. - Edward C. Bernard: member, Risk. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:46. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. - H. Paulett Eberhart: member, Risk. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:47. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. - Richard P. Schifter: member, Risk. Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:committee_appointment:48. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad. ## Security Listing - LPLA (NASDAQ). Claim: alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:security_listing:49. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:211e487a212ace72b66f86be09d8dacc2dde9c91d154bf4f1d2323eb52b44228. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | PUBLISHED | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | NOT_ASSERTED | | Financials | NOT_ASSERTED | | Workforce | NOT_ASSERTED | | Ownership | NOT_ASSERTED | | Ratings | NOT_PUBLISHED | | Market and index context | PUBLISHED | ## Public sources - alpha:projection-evidence:211e487a212ace72b66f86be09d8dacc2dde9c91d154bf4f1d2323eb52b44228: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/lpl-financial-holdings-inc). - alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1: [LPL Financial Holdings DEF 14A 2026-04-02](https://www.sec.gov/Archives/edgar/data/1397911/000119312526140066/d49466ddef14a.htm). - alpha:projection-evidence:document:99c0d512160117c85f984bcb0d0748ed952bd5c10741832036fb6bf730ea310d: [LPLA 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1397911/000162828026010705/lpla-20251231.htm). - alpha:projection-evidence:document:58a22371def701d6f009d815543ce9ef88f6526c3ed687b7ddf7f9d7144ab80c: [LPLA 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1397911/000162828026010705/lpla-20251231.htm). - alpha:projection-evidence:document:1be9a2e2244a78acf706908cc3facd5c8d1edaba15f81b3e4813ff6d81f640b2: [LPLA 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1397911/000162828026010705/lpla-20251231.htm). - alpha:projection-evidence:document:3265d841029c4268b17a69349a292923be649189e9eaba2202a09157616d06f5: [LPLA 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1397911/000162828026010705/lpla-20251231.htm). - alpha:projection-evidence:document:df3c2443d51e67ffe0f876e9a97e26c9627f78bddfee772fe61df54a1a9bc0e5: [LPLA 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1397911/000162828026010705/lpla-20251231.htm). - alpha:projection-evidence:document:bbc3537d3b4e94faa341fbf1a02c3655fa4151dc16e900834efaadce86e65837: [LPLA 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1397911/000162828026010705/lpla-20251231.htm). - alpha:projection-evidence:document:a28fb1c5e5dcb2389cd52298db48e74ced333d0357de539697817aa4ca35a874: [LPLA 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1397911/000162828026010705/lpla-20251231.htm). - alpha:projection-evidence:document:39a26e87722a4b499f1cd8aa3ebe28d1b49a584e148b2f1fea02296929fadbde: [LPLA 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1397911/000162828026010705/lpla-20251231.htm). - alpha:projection-evidence:99785e0319077db6b10ce0eaa4c20d3ab0fb11afa94fbd918d869c08f2d8e3ad: [Audit](https://www.sec.gov/Archives/edgar/data/1397911/000119312526140066/d49466ddef14a.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Absence of a leadership role, committee, or disclosure is not evidence that it does not exist. - Only explicitly published canonical company identity and current confirmed public roles are included. - Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist. - Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights. - This Company Profile is an identity and evidence record, not an Alpha rating. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/companies/lpl-financial-holdings-inc) - [Public Markdown](https://registry.alpha.ac/companies/lpl-financial-holdings-inc.md) - [Public JSON](https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/companies/lpl-financial-holdings-inc?format=jsonld) - MCP resource: `alpha://companies/lpl-financial-holdings-inc` at https://mcp.alpha.ac/mcp ## Connected governance records Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage. ## Critical-risk oversight Snapshot as of 2026-10-16T04:26:43.663675+00:00; recorded 2026-10-16T04:26:43.663675+00:00. Every published assignment for this snapshot is listed. Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording. An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.