# GLADSTONE INVESTMENT CORPORATIONDE > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c | | Entity type | Company | | Canonical URL | https://registry.alpha.ac/companies/gladstone-investment-corporationde | | Publication | PUBLISHED | | Verification | source_reported | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 27 | | Claims under review | 1 | | Evidence records | 6 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-10-23T04:49:00.401876+00:00 | | Last reviewed | 2026-10-23T04:49:00.401876+00:00 | ## Identity - Legal name: GLADSTONE INVESTMENT CORPORATIONDE - Display name: GLADSTONE INVESTMENT CORPORATIONDE ## Alpha Governance Record | Field | Value | | --- | --- | | Governance Record schema | alpha-governance-record-v2 | | Ontology | alpha-governance-ontology-v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | As of | 2026-10-24T03:42:45.933314+00:00 | | Completeness | 0.409 | | Record Quality | 0.828 | | Directors | 7 | | Committees | 5 | | Governance events | 18 | | Entity class | public_company | ## Section coverage | Section | State | | --- | --- | | identity | PUBLISHED | | corporate_structure | NOT_REVIEWED | | board | PUBLISHED | | committees | PUBLISHED | | leadership | PUBLISHED | | ownership | NOT_REVIEWED | | financials | NOT_REVIEWED | | capital_structure | PUBLISHED | | compensation | NOT_REVIEWED | | governance | NOT_REVIEWED | | shareholder_governance | NOT_REVIEWED | | audit | NOT_REVIEWED | | legal | NOT_REVIEWED | | risk | NOT_REVIEWED | | cyber | NOT_REVIEWED | | ai_governance | NOT_REVIEWED | | agent_governance | RESTRICTED | | markets_external | NOT_REVIEWED | | events | PUBLISHED | | relationships | PUBLISHED | | assessments | PUBLISHED | | evidence | PUBLISHED | ## Board - Anthony W. Parker: Director. Status: current. Independent: true. Since: 2005-01-01. Committees: Audit (chair); Audit · Chair (member). claim_id=alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:5 - David Gladstone: Director. Status: current. Independent: false. Since: 2005-01-01. claim_id=alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:6 - John H. Outland: Director. Status: current. Independent: true. Since: 2005-01-01. Committees: Audit (member); Audit; Compensation · Chair (member); Compensation (chair). claim_id=alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:7 - Katharine C. Gorka: Director. Status: current. Independent: true. Since: 2024-01-01. Committees: Compensation (member). claim_id=alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:8 - Michela A. English: Director. Status: current. Independent: true. Since: 2005-01-01. Committees: Audit (member); Audit; Compensation (member); Compensation (member). claim_id=alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:9 - Paula Novara: Director. Status: current. Independent: false. Since: 2022-01-01. claim_id=alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:10 - Walter H. Wilkinson, Jr.: Director. Status: current. Independent: true. Since: 2014-01-01. Committees: Audit (member); Audit; Compensation (member); Compensation (member). claim_id=alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:11 ## Committees - Audit (audit). Chair: Anthony W. Parker. Members: Anthony W. Parker (chair, current); John H. Outland (member, current); Michela A. English (member, current); Walter H. Wilkinson, Jr. (member, current). committee_id=alpha:committee:gladstone-investment-corporationde:audit - Audit · Chair (audit). Chair: NOT_PUBLISHED. Members: Anthony W. Parker (member, current). committee_id=alpha:committee:gladstone-investment-corporationde:audit-chair - Audit; Compensation (audit). Chair: NOT_PUBLISHED. Members: Michela A. English (member, current); Walter H. Wilkinson, Jr. (member, current). committee_id=alpha:committee:gladstone-investment-corporationde:audit-compensation - Audit; Compensation · Chair (audit). Chair: NOT_PUBLISHED. Members: John H. Outland (member, current). committee_id=alpha:committee:gladstone-investment-corporationde:audit-compensation-chair - Compensation (compensation). Chair: John H. Outland. Members: John H. Outland (chair, current); Katharine C. Gorka (member, current); Michela A. English (member, current); Walter H. Wilkinson, Jr. (member, current). committee_id=alpha:committee:gladstone-investment-corporationde:compensation ## Executive leadership - David Gladstone: Chairman and Chief Executive Officer [CEO]. Status: current. claim_id=alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:12 - Jack Dellafiora: Chief Compliance Officer [CCO]. Status: current. claim_id=alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:13 - Taylor Ritchie: Chief Financial Officer and Treasurer [CFO]. Status: current. claim_id=alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:14 ## Governance events - CEO_CHANGED: David Gladstone executive of GLADSTONE INVESTMENT CORPORATIONDE, effective 2025-06-20. Effective: 2025-06-20. Detected: 2026-10-23T04:49:00.401876+00:00. event_id=alpha:event:transition:lsdb8a58my36 - EXECUTIVE_APPOINTED: Jack Dellafiora executive of GLADSTONE INVESTMENT CORPORATIONDE, effective 2025-06-20. Effective: 2025-06-20. Detected: 2026-10-23T04:49:00.401876+00:00. event_id=alpha:event:transition:1oj88gkxx35lk - CFO_CHANGED: Taylor Ritchie executive of GLADSTONE INVESTMENT CORPORATIONDE, effective 2025-06-20. Effective: 2025-06-20. Detected: 2026-10-23T04:49:00.401876+00:00. event_id=alpha:event:transition:lbzsq01ovh5zc - DIRECTOR_APPOINTED: Katharine C. Gorka seat on GLADSTONE INVESTMENT CORPORATIONDE, effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-23T04:49:00.401876+00:00. event_id=alpha:event:transition:nmeh3b33wxn9 - COMMITTEE_MEMBER_ADDED: Katharine C. Gorka member of Compensation, effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-23T04:49:00.401876+00:00. event_id=alpha:event:transition:16f8cz61g2l754 - DIRECTOR_APPOINTED: Paula Novara seat on GLADSTONE INVESTMENT CORPORATIONDE, effective 2022-01-01. Effective: 2022-01-01. Detected: 2026-10-23T04:49:00.401876+00:00. event_id=alpha:event:transition:wzwqa41mfvz2a - DIRECTOR_APPOINTED: Walter H. Wilkinson, Jr. seat on GLADSTONE INVESTMENT CORPORATIONDE, effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-23T04:49:00.401876+00:00. event_id=alpha:event:transition:1dqt020167sk5q - COMMITTEE_MEMBER_ADDED: Walter H. Wilkinson, Jr. member of Audit; Compensation, effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-23T04:49:00.401876+00:00. event_id=alpha:event:transition:199k7o21237hgw - DIRECTOR_APPOINTED: Anthony W. Parker seat on GLADSTONE INVESTMENT CORPORATIONDE, effective 2005-01-01. Effective: 2005-01-01. Detected: 2026-10-23T04:49:00.401876+00:00. event_id=alpha:event:transition:nb3grtvyb5g3 - DIRECTOR_APPOINTED: David Gladstone seat on GLADSTONE INVESTMENT CORPORATIONDE, effective 2005-01-01. Effective: 2005-01-01. Detected: 2026-10-23T04:49:00.401876+00:00. event_id=alpha:event:transition:9932ds1vviqpo - DIRECTOR_APPOINTED: John H. Outland seat on GLADSTONE INVESTMENT CORPORATIONDE, effective 2005-01-01. Effective: 2005-01-01. Detected: 2026-10-23T04:49:00.401876+00:00. event_id=alpha:event:transition:1w6yh0naa16eh - DIRECTOR_APPOINTED: Michela A. English seat on GLADSTONE INVESTMENT CORPORATIONDE, effective 2005-01-01. Effective: 2005-01-01. Detected: 2026-10-23T04:49:00.401876+00:00. event_id=alpha:event:transition:pwsnip6gkc9j - COMMITTEE_CREATED: Audit · Chair committee of GLADSTONE INVESTMENT CORPORATIONDE, effective 2005-01-01. Effective: 2005-01-01. Detected: 2026-10-23T04:49:00.401876+00:00. event_id=alpha:event:transition:1eoio19g1mnq3 - COMMITTEE_MEMBER_ADDED: Anthony W. Parker member of Audit · Chair, effective 2005-01-01. Effective: 2005-01-01. Detected: 2026-10-23T04:49:00.401876+00:00. event_id=alpha:event:transition:11vkj8qgljvdc - COMMITTEE_CREATED: Audit; Compensation committee of GLADSTONE INVESTMENT CORPORATIONDE, effective 2005-01-01. Effective: 2005-01-01. Detected: 2026-10-23T04:49:00.401876+00:00. event_id=alpha:event:transition:mmeytpxnbn4n - COMMITTEE_MEMBER_ADDED: Michela A. English member of Audit; Compensation, effective 2005-01-01. Effective: 2005-01-01. Detected: 2026-10-23T04:49:00.401876+00:00. event_id=alpha:event:transition:1d4w9pf1nlxd75 - COMMITTEE_CREATED: Audit; Compensation · Chair committee of GLADSTONE INVESTMENT CORPORATIONDE, effective 2005-01-01. Effective: 2005-01-01. Detected: 2026-10-23T04:49:00.401876+00:00. event_id=alpha:event:transition:1jz9i5j42sfh5 - COMMITTEE_MEMBER_ADDED: John H. Outland member of Audit; Compensation · Chair, effective 2005-01-01. Effective: 2005-01-01. Detected: 2026-10-23T04:49:00.401876+00:00. event_id=alpha:event:transition:1rssctjbqrm5r ## Scoped resources - `alpha://company/gladstone-investment-corporationde` (contract): https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record - `alpha://company/gladstone-investment-corporationde/identity` (contract): https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record§ion=identity - `alpha://company/gladstone-investment-corporationde/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record§ion=corporate-structure - `alpha://company/gladstone-investment-corporationde/board` (contract): https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record§ion=board - `alpha://company/gladstone-investment-corporationde/committees` (contract): https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record§ion=committees - `alpha://company/gladstone-investment-corporationde/leadership` (contract): https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record§ion=leadership - `alpha://company/gladstone-investment-corporationde/ownership` (contract): https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record§ion=ownership - `alpha://company/gladstone-investment-corporationde/financials` (contract): https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record§ion=financials - `alpha://company/gladstone-investment-corporationde/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record§ion=capital-structure - `alpha://company/gladstone-investment-corporationde/compensation` (contract): https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record§ion=compensation - `alpha://company/gladstone-investment-corporationde/governance` (contract): https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record§ion=governance - `alpha://company/gladstone-investment-corporationde/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record§ion=shareholder-governance - `alpha://company/gladstone-investment-corporationde/audit` (contract): https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record§ion=audit - `alpha://company/gladstone-investment-corporationde/legal` (contract): https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record§ion=legal - `alpha://company/gladstone-investment-corporationde/risk` (contract): https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record§ion=risk - `alpha://company/gladstone-investment-corporationde/cyber` (contract): https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record§ion=cyber - `alpha://company/gladstone-investment-corporationde/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record§ion=ai-governance - `alpha://company/gladstone-investment-corporationde/agents` (contract): https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record§ion=agents - `alpha://company/gladstone-investment-corporationde/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record§ion=ecosystem - `alpha://company/gladstone-investment-corporationde/events` (contract): https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record§ion=events - `alpha://company/gladstone-investment-corporationde/relationships` (contract): https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record§ion=relationships - `alpha://company/gladstone-investment-corporationde/assessments` (contract): https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record§ion=assessments - `alpha://company/gladstone-investment-corporationde/evidence` (contract): https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record§ion=evidence ## Role modules - NOT_ASSERTED ## Attention - NO_RECORDS_FOUND ## Committee data - Claim alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:16: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"chair","person":{"alpha_id":"alpha:person:anthony-w-parker","name":"Anthony W. Parker"},"source_id":"board_seats"}` - Claim alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:17: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:john-h-outland","name":"John H. Outland"},"source_id":"board_seats"}` - Claim alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:18: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:michela-a-english","name":"Michela A. English"},"source_id":"board_seats"}` - Claim alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:19: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:walter-h-wilkinson-jr","name":"Walter H. Wilkinson, Jr."},"source_id":"board_seats"}` - Claim alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:21: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"chair","person":{"alpha_id":"alpha:person:john-h-outland","name":"John H. Outland"},"source_id":"board_seats"}` - Claim alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:22: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:katharine-c-gorka","name":"Katharine C. Gorka"},"source_id":"board_seats"}` - Claim alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:23: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:michela-a-english","name":"Michela A. English"},"source_id":"board_seats"}` - Claim alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:24: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:walter-h-wilkinson-jr","name":"Walter H. Wilkinson, Jr."},"source_id":"board_seats"}` ## Leadership - Anthony W. Parker: Director, Audit · Chair. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:5. Valid from: 2005-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2e5a08eb3a414c785a4732bb63e013f0a254e4a9c9c8b595c9b9658b308d0323. - David Gladstone: Director. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:6. Valid from: 2005-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2e5a08eb3a414c785a4732bb63e013f0a254e4a9c9c8b595c9b9658b308d0323. - John H. Outland: Director, Audit; Compensation · Chair. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:7. Valid from: 2005-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2e5a08eb3a414c785a4732bb63e013f0a254e4a9c9c8b595c9b9658b308d0323. - Katharine C. Gorka: Director, Compensation. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:8. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2e5a08eb3a414c785a4732bb63e013f0a254e4a9c9c8b595c9b9658b308d0323. - Michela A. English: Director, Audit; Compensation. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:9. Valid from: 2005-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2e5a08eb3a414c785a4732bb63e013f0a254e4a9c9c8b595c9b9658b308d0323. - Paula Novara: Director. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:10. Valid from: 2022-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2e5a08eb3a414c785a4732bb63e013f0a254e4a9c9c8b595c9b9658b308d0323. - Walter H. Wilkinson, Jr.: Director, Audit; Compensation. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:11. Valid from: 2014-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2e5a08eb3a414c785a4732bb63e013f0a254e4a9c9c8b595c9b9658b308d0323. - David Gladstone: Chairman and Chief Executive Officer. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:12. Valid from: 2025-06-20. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:7f37f5128f8da93c54a69ee8914d7ceca8b3521dee5e5f69faf4f7ba930c98ef. - Jack Dellafiora: Chief Compliance Officer. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:13. Valid from: 2025-06-20. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:d11de3a24fe8ed5302458a2cdbf0754a22a6a249d1ddc5fd0a5b4ed05526ed48. - Taylor Ritchie: Chief Financial Officer and Treasurer. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:14. Valid from: 2025-06-20. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:d2bc84a3e4b3b72f8feb9f8e1fb22aca3ac4404b97f4cded0d4d2ac36d09394f. ## Roles - PUBLISHED ## Governance - NOT_ASSERTED ## Board committees - Audit: Chair Anthony W. Parker; Members Anthony W. Parker (Chair); John H. Outland; Michela A. English; Walter H. Wilkinson, Jr.. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_record:15. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3a56204d5d1f949b5debdf176e073365d6583b84b408b56dbf3d4060b0b520d1. - Compensation: Chair John H. Outland; Members John H. Outland (Chair); Katharine C. Gorka; Michela A. English; Walter H. Wilkinson, Jr.. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_record:20. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3a56204d5d1f949b5debdf176e073365d6583b84b408b56dbf3d4060b0b520d1. ## Financials - NOT_ASSERTED ## Workforce - NOT_ASSERTED ## Market and index context - PUBLISHED ## Legal Name - GLADSTONE INVESTMENT CORPORATIONDE. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:837943c3f8877c47317aef4916402b8f1aa129bfa2a985bdaf43526315d9b288. ## Entity Status - Public listing published. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:837943c3f8877c47317aef4916402b8f1aa129bfa2a985bdaf43526315d9b288. ## Published Fact - US. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:837943c3f8877c47317aef4916402b8f1aa129bfa2a985bdaf43526315d9b288. ## Committee Appointment - Anthony W. Parker: chair, Audit. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:16. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3a56204d5d1f949b5debdf176e073365d6583b84b408b56dbf3d4060b0b520d1. - John H. Outland: member, Audit. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:17. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3a56204d5d1f949b5debdf176e073365d6583b84b408b56dbf3d4060b0b520d1. - Michela A. English: member, Audit. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:18. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3a56204d5d1f949b5debdf176e073365d6583b84b408b56dbf3d4060b0b520d1. - Walter H. Wilkinson, Jr.: member, Audit. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:19. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3a56204d5d1f949b5debdf176e073365d6583b84b408b56dbf3d4060b0b520d1. - John H. Outland: chair, Compensation. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:21. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3a56204d5d1f949b5debdf176e073365d6583b84b408b56dbf3d4060b0b520d1. - Katharine C. Gorka: member, Compensation. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:22. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3a56204d5d1f949b5debdf176e073365d6583b84b408b56dbf3d4060b0b520d1. - Michela A. English: member, Compensation. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:23. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3a56204d5d1f949b5debdf176e073365d6583b84b408b56dbf3d4060b0b520d1. - Walter H. Wilkinson, Jr.: member, Compensation. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:24. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3a56204d5d1f949b5debdf176e073365d6583b84b408b56dbf3d4060b0b520d1. ## Security Listing - GAIN (NASDAQ). Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:security_listing:25. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:837943c3f8877c47317aef4916402b8f1aa129bfa2a985bdaf43526315d9b288. - GAING (NASDAQ). Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:security_listing:26. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:837943c3f8877c47317aef4916402b8f1aa129bfa2a985bdaf43526315d9b288. - GAINI (NASDAQ). Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:security_listing:27. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:837943c3f8877c47317aef4916402b8f1aa129bfa2a985bdaf43526315d9b288. - GAINZ (NASDAQ). Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:security_listing:28. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:837943c3f8877c47317aef4916402b8f1aa129bfa2a985bdaf43526315d9b288. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | PUBLISHED | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | NOT_ASSERTED | | Financials | NOT_ASSERTED | | Workforce | NOT_ASSERTED | | Ownership | NOT_ASSERTED | | Ratings | NOT_PUBLISHED | | Market and index context | PUBLISHED | ## Public sources - alpha:projection-evidence:837943c3f8877c47317aef4916402b8f1aa129bfa2a985bdaf43526315d9b288: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/gladstone-investment-corporationde). - alpha:projection-evidence:document:2e5a08eb3a414c785a4732bb63e013f0a254e4a9c9c8b595c9b9658b308d0323: [GLADSTONE INVESTMENT CORPORATION\DE DEF 14A 2025-06-20](https://www.sec.gov/Archives/edgar/data/1321741/000119312525143255/d821805ddef14a.htm). - alpha:projection-evidence:document:7f37f5128f8da93c54a69ee8914d7ceca8b3521dee5e5f69faf4f7ba930c98ef: [GAINN DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1321741/000119312525143255/d821805ddef14a.htm). - alpha:projection-evidence:document:d11de3a24fe8ed5302458a2cdbf0754a22a6a249d1ddc5fd0a5b4ed05526ed48: [GAINN DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1321741/000119312525143255/d821805ddef14a.htm). - alpha:projection-evidence:document:d2bc84a3e4b3b72f8feb9f8e1fb22aca3ac4404b97f4cded0d4d2ac36d09394f: [GAINN DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1321741/000119312525143255/d821805ddef14a.htm). - alpha:projection-evidence:3a56204d5d1f949b5debdf176e073365d6583b84b408b56dbf3d4060b0b520d1: [Audit](https://www.sec.gov/Archives/edgar/data/1321741/000119312525143255/d821805ddef14a.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Absence of a leadership role, committee, or disclosure is not evidence that it does not exist. - Only explicitly published canonical company identity and current confirmed public roles are included. - Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist. - Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights. - This Company Profile is an identity and evidence record, not an Alpha rating. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/companies/gladstone-investment-corporationde) - [Public Markdown](https://registry.alpha.ac/companies/gladstone-investment-corporationde.md) - [Public JSON](https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=jsonld) - MCP resource: `alpha://companies/gladstone-investment-corporationde` at https://mcp.alpha.ac/mcp ## Connected governance records Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage. ## Critical-risk oversight Snapshot as of 2026-10-24T03:42:45.698437+00:00; recorded 2026-10-24T03:42:45.698437+00:00. Every published assignment for this snapshot is listed. Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording. An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.