# ConnectOne Bancorp, Inc. > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:company:470b8398-aa34-45c4-9f12-7252d2c6fcff | | Entity type | Company | | Canonical URL | https://registry.alpha.ac/companies/connectone-bancorp-inc | | Publication | PUBLISHED | | Verification | source_reported | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 40 | | Claims under review | 1 | | Evidence records | 3 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-10-23T04:48:50.885836+00:00 | | Last reviewed | 2026-10-23T04:48:50.885836+00:00 | ## Identity - Legal name: ConnectOne Bancorp, Inc. - Display name: ConnectOne Bancorp, Inc. ## Alpha Governance Record | Field | Value | | --- | --- | | Governance Record schema | alpha-governance-record-v2 | | Ontology | alpha-governance-ontology-v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | As of | 2026-10-23T17:46:55.477571+00:00 | | Completeness | 0.364 | | Record Quality | 0.827 | | Directors | 11 | | Committees | 4 | | Governance events | 11 | | Entity class | public_company | ## Section coverage | Section | State | | --- | --- | | identity | PUBLISHED | | corporate_structure | NOT_REVIEWED | | board | PUBLISHED | | committees | PUBLISHED | | leadership | NOT_REVIEWED | | ownership | NOT_REVIEWED | | financials | NOT_REVIEWED | | capital_structure | PUBLISHED | | compensation | NOT_REVIEWED | | governance | NOT_REVIEWED | | shareholder_governance | NOT_REVIEWED | | audit | NOT_REVIEWED | | legal | NOT_REVIEWED | | risk | NOT_REVIEWED | | cyber | NOT_REVIEWED | | ai_governance | NOT_REVIEWED | | agent_governance | RESTRICTED | | markets_external | NOT_REVIEWED | | events | PUBLISHED | | relationships | PUBLISHED | | assessments | PUBLISHED | | evidence | PUBLISHED | ## Board - Anson M. Moise: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2018-01-01. claim_id=alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:leadership_role:7 - Christopher Becker: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2014-01-01. claim_id=alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:leadership_role:8 - Daniel Rifkin: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2020-01-01. Committees: Audit Committee (member); Nominating and Corporate Governance Committee (member); Risk Committee (member). claim_id=alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:leadership_role:9 - Frank Baier: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2025-01-01. Committees: Audit Committee (chair); Compensation Committee (chair); Nominating and Corporate Governance Committee (chair); Risk Committee (chair). claim_id=alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:leadership_role:10 - Frank Huttle III: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2014-01-01. Committees: Audit Committee (member); Compensation Committee (member); Nominating and Corporate Governance Committee (member); Risk Committee (member). claim_id=alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:leadership_role:11 - Frank Sorrentino III: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2014-01-01. claim_id=alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:leadership_role:12 - Katherin Nukk-Freeman: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2024-01-01. claim_id=alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:leadership_role:13 - Michael Kempner: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2023-01-01. claim_id=alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:leadership_role:14 - Nicholas Minoia: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2021-01-01. Committees: Audit Committee (member); Nominating and Corporate Governance Committee (member); Risk Committee (member). claim_id=alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:leadership_role:15 - Peter Quick: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2014-01-01. claim_id=alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:leadership_role:16 - Stephen T. Boswell: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2025-01-01. Committees: Audit Committee (member); Compensation Committee (member); Nominating and Corporate Governance Committee (member); Risk Committee (member). claim_id=alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:leadership_role:17 ## Committees - Audit Committee (audit). Chair: Frank Baier. Members: Frank Baier (chair, current); Daniel Rifkin (member, current); Frank Huttle III (member, current); Nicholas Minoia (member, current); Stephen T. Boswell (member, current). committee_id=alpha:committee:connectone-bancorp-inc:audit-committee - Compensation Committee (compensation). Chair: Frank Baier. Members: Frank Baier (chair, current); Frank Huttle III (member, current); Stephen T. Boswell (member, current). committee_id=alpha:committee:connectone-bancorp-inc:compensation-committee - Nominating and Corporate Governance Committee (nominating_governance). Chair: Frank Baier. Members: Frank Baier (chair, current); Daniel Rifkin (member, current); Frank Huttle III (member, current); Nicholas Minoia (member, current); Stephen T. Boswell (member, current). committee_id=alpha:committee:connectone-bancorp-inc:nominating-and-corporate-governance-committee - Risk Committee (risk). Chair: Frank Baier. Members: Frank Baier (chair, current); Daniel Rifkin (member, current); Frank Huttle III (member, current); Nicholas Minoia (member, current); Stephen T. Boswell (member, current). committee_id=alpha:committee:connectone-bancorp-inc:risk-committee ## Governance events - DIRECTOR_APPOINTED: Frank Baier seat on ConnectOne Bancorp, Inc., effective 2025-01-01. Effective: 2025-01-01. Detected: 2026-10-23T04:48:50.885836+00:00. event_id=alpha:event:transition:ey3uqq5zyi28 - DIRECTOR_APPOINTED: Stephen T. Boswell seat on ConnectOne Bancorp, Inc., effective 2025-01-01. Effective: 2025-01-01. Detected: 2026-10-23T04:48:50.885836+00:00. event_id=alpha:event:transition:oagxtx1fwuzzb - DIRECTOR_APPOINTED: Katherin Nukk-Freeman seat on ConnectOne Bancorp, Inc., effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-23T04:48:50.885836+00:00. event_id=alpha:event:transition:1o7iga2pi6qu - DIRECTOR_APPOINTED: Michael Kempner seat on ConnectOne Bancorp, Inc., effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-23T04:48:50.885836+00:00. event_id=alpha:event:transition:msfa1c12yd7wi - DIRECTOR_APPOINTED: Nicholas Minoia seat on ConnectOne Bancorp, Inc., effective 2021-01-01. Effective: 2021-01-01. Detected: 2026-10-23T04:48:50.885836+00:00. event_id=alpha:event:transition:ioldrfxqbvm1 - DIRECTOR_APPOINTED: Daniel Rifkin seat on ConnectOne Bancorp, Inc., effective 2020-01-01. Effective: 2020-01-01. Detected: 2026-10-23T04:48:50.885836+00:00. event_id=alpha:event:transition:esbxh5rb92h - DIRECTOR_APPOINTED: Anson M. Moise seat on ConnectOne Bancorp, Inc., effective 2018-01-01. Effective: 2018-01-01. Detected: 2026-10-23T04:48:50.885836+00:00. event_id=alpha:event:transition:ejzxdw1v0lcec - DIRECTOR_APPOINTED: Christopher Becker seat on ConnectOne Bancorp, Inc., effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-23T04:48:50.885836+00:00. event_id=alpha:event:transition:c5wbbn16xgg0v - DIRECTOR_APPOINTED: Frank Huttle III seat on ConnectOne Bancorp, Inc., effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-23T04:48:50.885836+00:00. event_id=alpha:event:transition:1m30dvl1a81mcb - DIRECTOR_APPOINTED: Frank Sorrentino III seat on ConnectOne Bancorp, Inc., effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-23T04:48:50.885836+00:00. event_id=alpha:event:transition:fracxwehno5o - DIRECTOR_APPOINTED: Peter Quick seat on ConnectOne Bancorp, Inc., effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-23T04:48:50.885836+00:00. event_id=alpha:event:transition:ux5d2c29ubbc ## Scoped resources - `alpha://company/connectone-bancorp-inc` (contract): https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record - `alpha://company/connectone-bancorp-inc/identity` (contract): https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record§ion=identity - `alpha://company/connectone-bancorp-inc/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record§ion=corporate-structure - `alpha://company/connectone-bancorp-inc/board` (contract): https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record§ion=board - `alpha://company/connectone-bancorp-inc/committees` (contract): https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record§ion=committees - `alpha://company/connectone-bancorp-inc/leadership` (contract): https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record§ion=leadership - `alpha://company/connectone-bancorp-inc/ownership` (contract): https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record§ion=ownership - `alpha://company/connectone-bancorp-inc/financials` (contract): https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record§ion=financials - `alpha://company/connectone-bancorp-inc/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record§ion=capital-structure - `alpha://company/connectone-bancorp-inc/compensation` (contract): https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record§ion=compensation - `alpha://company/connectone-bancorp-inc/governance` (contract): https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record§ion=governance - `alpha://company/connectone-bancorp-inc/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record§ion=shareholder-governance - `alpha://company/connectone-bancorp-inc/audit` (contract): https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record§ion=audit - `alpha://company/connectone-bancorp-inc/legal` (contract): https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record§ion=legal - `alpha://company/connectone-bancorp-inc/risk` (contract): https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record§ion=risk - `alpha://company/connectone-bancorp-inc/cyber` (contract): https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record§ion=cyber - `alpha://company/connectone-bancorp-inc/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record§ion=ai-governance - `alpha://company/connectone-bancorp-inc/agents` (contract): https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record§ion=agents - `alpha://company/connectone-bancorp-inc/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record§ion=ecosystem - `alpha://company/connectone-bancorp-inc/events` (contract): https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record§ion=events - `alpha://company/connectone-bancorp-inc/relationships` (contract): https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record§ion=relationships - `alpha://company/connectone-bancorp-inc/assessments` (contract): https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record§ion=assessments - `alpha://company/connectone-bancorp-inc/evidence` (contract): https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record§ion=evidence ## Role modules - NOT_ASSERTED ## Attention - NO_RECORDS_FOUND ## Committee data - Claim alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:19: `{"kind":"committee_appointment","original_name":"Audit Committee","category":"audit","role":"chair","person":{"alpha_id":"alpha:person:frank-baier-cnobp","name":"Frank Baier"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:20: `{"kind":"committee_appointment","original_name":"Audit Committee","category":"audit","role":"member","person":{"alpha_id":"alpha:person:daniel-rifkin-cnobp","name":"Daniel Rifkin"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:21: `{"kind":"committee_appointment","original_name":"Audit Committee","category":"audit","role":"member","person":{"alpha_id":"alpha:person:frank-huttle-iii-cnobp","name":"Frank Huttle III"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:22: `{"kind":"committee_appointment","original_name":"Audit Committee","category":"audit","role":"member","person":{"alpha_id":"alpha:person:nicholas-minoia-cnobp","name":"Nicholas Minoia"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:23: `{"kind":"committee_appointment","original_name":"Audit Committee","category":"audit","role":"member","person":{"alpha_id":"alpha:person:stephen-t-boswell-cnobp","name":"Stephen T. Boswell"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:25: `{"kind":"committee_appointment","original_name":"Compensation Committee","category":"compensation","role":"chair","person":{"alpha_id":"alpha:person:frank-baier-cnobp","name":"Frank Baier"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:26: `{"kind":"committee_appointment","original_name":"Compensation Committee","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:frank-huttle-iii-cnobp","name":"Frank Huttle III"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:27: `{"kind":"committee_appointment","original_name":"Compensation Committee","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:stephen-t-boswell-cnobp","name":"Stephen T. Boswell"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:29: `{"kind":"committee_appointment","original_name":"Nominating and Corporate Governance Committee","category":"nominating_governance","role":"chair","person":{"alpha_id":"alpha:person:frank-baier-cnobp","name":"Frank Baier"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:30: `{"kind":"committee_appointment","original_name":"Nominating and Corporate Governance Committee","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:daniel-rifkin-cnobp","name":"Daniel Rifkin"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:31: `{"kind":"committee_appointment","original_name":"Nominating and Corporate Governance Committee","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:frank-huttle-iii-cnobp","name":"Frank Huttle III"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:32: `{"kind":"committee_appointment","original_name":"Nominating and Corporate Governance Committee","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:nicholas-minoia-cnobp","name":"Nicholas Minoia"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:33: `{"kind":"committee_appointment","original_name":"Nominating and Corporate Governance Committee","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:stephen-t-boswell-cnobp","name":"Stephen T. Boswell"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:35: `{"kind":"committee_appointment","original_name":"Risk Committee","category":"risk","role":"chair","person":{"alpha_id":"alpha:person:frank-baier-cnobp","name":"Frank Baier"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:36: `{"kind":"committee_appointment","original_name":"Risk Committee","category":"risk","role":"member","person":{"alpha_id":"alpha:person:daniel-rifkin-cnobp","name":"Daniel Rifkin"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:37: `{"kind":"committee_appointment","original_name":"Risk Committee","category":"risk","role":"member","person":{"alpha_id":"alpha:person:frank-huttle-iii-cnobp","name":"Frank Huttle III"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:38: `{"kind":"committee_appointment","original_name":"Risk Committee","category":"risk","role":"member","person":{"alpha_id":"alpha:person:nicholas-minoia-cnobp","name":"Nicholas Minoia"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:39: `{"kind":"committee_appointment","original_name":"Risk Committee","category":"risk","role":"member","person":{"alpha_id":"alpha:person:stephen-t-boswell-cnobp","name":"Stephen T. Boswell"},"source_id":"governance_people_committees"}` ## Leadership - Anson M. Moise: Director. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:leadership_role:7. Valid from: 2018-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c595c62c086abb8497306043efc86af529fea5a90c1dc2ab7d7db45515128783. - Christopher Becker: Director. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:leadership_role:8. Valid from: 2014-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c595c62c086abb8497306043efc86af529fea5a90c1dc2ab7d7db45515128783. - Daniel Rifkin: Director. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:leadership_role:9. Valid from: 2020-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c595c62c086abb8497306043efc86af529fea5a90c1dc2ab7d7db45515128783. - Frank Baier: Director. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:leadership_role:10. Valid from: 2025-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c595c62c086abb8497306043efc86af529fea5a90c1dc2ab7d7db45515128783. - Frank Huttle III: Director. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:leadership_role:11. Valid from: 2014-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c595c62c086abb8497306043efc86af529fea5a90c1dc2ab7d7db45515128783. - Frank Sorrentino III: Director. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:leadership_role:12. Valid from: 2014-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c595c62c086abb8497306043efc86af529fea5a90c1dc2ab7d7db45515128783. - Katherin Nukk-Freeman: Director. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:leadership_role:13. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c595c62c086abb8497306043efc86af529fea5a90c1dc2ab7d7db45515128783. - Michael Kempner: Director. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:leadership_role:14. Valid from: 2023-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c595c62c086abb8497306043efc86af529fea5a90c1dc2ab7d7db45515128783. - Nicholas Minoia: Director. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:leadership_role:15. Valid from: 2021-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c595c62c086abb8497306043efc86af529fea5a90c1dc2ab7d7db45515128783. - Peter Quick: Director. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:leadership_role:16. Valid from: 2014-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c595c62c086abb8497306043efc86af529fea5a90c1dc2ab7d7db45515128783. - Stephen T. Boswell: Director. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:leadership_role:17. Valid from: 2025-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c595c62c086abb8497306043efc86af529fea5a90c1dc2ab7d7db45515128783. ## Roles - PUBLISHED ## Governance - NOT_ASSERTED ## Board committees - Audit Committee: Chair Frank Baier; Members Frank Baier (Chair); Daniel Rifkin; Frank Huttle III; Nicholas Minoia; Stephen T. Boswell. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_record:18. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:866efebc288427e513a1d6bef80861ad0fa42a52dc86bc1658cf8e051aaf1a41. - Compensation Committee: Chair Frank Baier; Members Frank Baier (Chair); Frank Huttle III; Stephen T. Boswell. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_record:24. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:866efebc288427e513a1d6bef80861ad0fa42a52dc86bc1658cf8e051aaf1a41. - Nominating and Corporate Governance Committee: Chair Frank Baier; Members Frank Baier (Chair); Daniel Rifkin; Frank Huttle III; Nicholas Minoia; Stephen T. Boswell. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_record:28. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:866efebc288427e513a1d6bef80861ad0fa42a52dc86bc1658cf8e051aaf1a41. - Risk Committee: Chair Frank Baier; Members Frank Baier (Chair); Daniel Rifkin; Frank Huttle III; Nicholas Minoia; Stephen T. Boswell. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_record:34. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:866efebc288427e513a1d6bef80861ad0fa42a52dc86bc1658cf8e051aaf1a41. ## Financials - NOT_ASSERTED ## Workforce - NOT_ASSERTED ## Market and index context - PUBLISHED ## Legal Name - ConnectOne Bancorp, Inc.. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a49ea716bce6cd7fe3a5ae8bf96c17cfdc1318364b385cc7f8cdb178c7e42103. ## Entity Status - Public listing published. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a49ea716bce6cd7fe3a5ae8bf96c17cfdc1318364b385cc7f8cdb178c7e42103. ## Published Fact - US. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a49ea716bce6cd7fe3a5ae8bf96c17cfdc1318364b385cc7f8cdb178c7e42103. - Financial Services. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:published_fact:5. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a49ea716bce6cd7fe3a5ae8bf96c17cfdc1318364b385cc7f8cdb178c7e42103. - Banks - Regional. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:published_fact:6. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a49ea716bce6cd7fe3a5ae8bf96c17cfdc1318364b385cc7f8cdb178c7e42103. ## Committee Appointment - Frank Baier: chair, Audit Committee. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:19. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:866efebc288427e513a1d6bef80861ad0fa42a52dc86bc1658cf8e051aaf1a41. - Daniel Rifkin: member, Audit Committee. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:20. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:866efebc288427e513a1d6bef80861ad0fa42a52dc86bc1658cf8e051aaf1a41. - Frank Huttle III: member, Audit Committee. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:21. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:866efebc288427e513a1d6bef80861ad0fa42a52dc86bc1658cf8e051aaf1a41. - Nicholas Minoia: member, Audit Committee. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:22. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:866efebc288427e513a1d6bef80861ad0fa42a52dc86bc1658cf8e051aaf1a41. - Stephen T. Boswell: member, Audit Committee. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:23. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:866efebc288427e513a1d6bef80861ad0fa42a52dc86bc1658cf8e051aaf1a41. - Frank Baier: chair, Compensation Committee. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:25. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:866efebc288427e513a1d6bef80861ad0fa42a52dc86bc1658cf8e051aaf1a41. - Frank Huttle III: member, Compensation Committee. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:26. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:866efebc288427e513a1d6bef80861ad0fa42a52dc86bc1658cf8e051aaf1a41. - Stephen T. Boswell: member, Compensation Committee. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:27. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:866efebc288427e513a1d6bef80861ad0fa42a52dc86bc1658cf8e051aaf1a41. - Frank Baier: chair, Nominating and Corporate Governance Committee. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:29. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:866efebc288427e513a1d6bef80861ad0fa42a52dc86bc1658cf8e051aaf1a41. - Daniel Rifkin: member, Nominating and Corporate Governance Committee. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:30. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:866efebc288427e513a1d6bef80861ad0fa42a52dc86bc1658cf8e051aaf1a41. - Frank Huttle III: member, Nominating and Corporate Governance Committee. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:31. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:866efebc288427e513a1d6bef80861ad0fa42a52dc86bc1658cf8e051aaf1a41. - Nicholas Minoia: member, Nominating and Corporate Governance Committee. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:32. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:866efebc288427e513a1d6bef80861ad0fa42a52dc86bc1658cf8e051aaf1a41. - Stephen T. Boswell: member, Nominating and Corporate Governance Committee. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:33. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:866efebc288427e513a1d6bef80861ad0fa42a52dc86bc1658cf8e051aaf1a41. - Frank Baier: chair, Risk Committee. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:35. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:866efebc288427e513a1d6bef80861ad0fa42a52dc86bc1658cf8e051aaf1a41. - Daniel Rifkin: member, Risk Committee. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:36. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:866efebc288427e513a1d6bef80861ad0fa42a52dc86bc1658cf8e051aaf1a41. - Frank Huttle III: member, Risk Committee. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:37. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:866efebc288427e513a1d6bef80861ad0fa42a52dc86bc1658cf8e051aaf1a41. - Nicholas Minoia: member, Risk Committee. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:38. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:866efebc288427e513a1d6bef80861ad0fa42a52dc86bc1658cf8e051aaf1a41. - Stephen T. Boswell: member, Risk Committee. Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:committee_appointment:39. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:866efebc288427e513a1d6bef80861ad0fa42a52dc86bc1658cf8e051aaf1a41. ## Security Listing - CNOB (NASDAQ). Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:security_listing:40. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a49ea716bce6cd7fe3a5ae8bf96c17cfdc1318364b385cc7f8cdb178c7e42103. - CNOBP (NASDAQ). Claim: alpha:claim:company:470b8398-aa34-45c4-9f12-7252d2c6fcff:security_listing:41. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a49ea716bce6cd7fe3a5ae8bf96c17cfdc1318364b385cc7f8cdb178c7e42103. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | PUBLISHED | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | NOT_ASSERTED | | Financials | NOT_ASSERTED | | Workforce | NOT_ASSERTED | | Ownership | NOT_ASSERTED | | Ratings | NOT_PUBLISHED | | Market and index context | PUBLISHED | ## Public sources - alpha:projection-evidence:a49ea716bce6cd7fe3a5ae8bf96c17cfdc1318364b385cc7f8cdb178c7e42103: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/connectone-bancorp-inc). - alpha:projection-evidence:document:c595c62c086abb8497306043efc86af529fea5a90c1dc2ab7d7db45515128783: [DEF 14A cnob20251113_def14a.htm](https://www.sec.gov/Archives/edgar/data/712771/000143774926011892/cnob20251113_def14a.htm). - alpha:projection-evidence:866efebc288427e513a1d6bef80861ad0fa42a52dc86bc1658cf8e051aaf1a41: [Audit Committee](https://www.sec.gov/Archives/edgar/data/712771/000143774926011892/cnob20251113_def14a.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Absence of a leadership role, committee, or disclosure is not evidence that it does not exist. - Only explicitly published canonical company identity and current confirmed public roles are included. - Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist. - Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights. - This Company Profile is an identity and evidence record, not an Alpha rating. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/companies/connectone-bancorp-inc) - [Public Markdown](https://registry.alpha.ac/companies/connectone-bancorp-inc.md) - [Public JSON](https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/companies/connectone-bancorp-inc?format=jsonld) - MCP resource: `alpha://companies/connectone-bancorp-inc` at https://mcp.alpha.ac/mcp ## Connected governance records Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage. ## Critical-risk oversight Snapshot as of 2026-10-23T17:46:55.129166+00:00; recorded 2026-10-23T17:46:55.129166+00:00. Every published assignment for this snapshot is listed. Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording. An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.