# CION Investment Corp > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:company:d591b070-b50a-498e-bde6-1e2b76a51b58 | | Entity type | Company | | Canonical URL | https://registry.alpha.ac/companies/cion-investment-corp | | Publication | PUBLISHED | | Verification | source_reported | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 22 | | Claims under review | 1 | | Evidence records | 3 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-10-24T04:48:09.153705+00:00 | | Last reviewed | 2026-10-24T04:48:09.153705+00:00 | ## Identity - Legal name: CION Investment Corp - Display name: CION Investment Corp ## Alpha Governance Record | Field | Value | | --- | --- | | Governance Record schema | alpha-governance-record-v2 | | Ontology | alpha-governance-ontology-v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | As of | 2026-10-24T16:21:29.874676+00:00 | | Completeness | 0.364 | | Record Quality | 0.805 | | Directors | 10 | | Committees | 0 | | Governance events | 2 | | Entity class | public_company | ## Section coverage | Section | State | | --- | --- | | identity | PUBLISHED | | corporate_structure | NOT_REVIEWED | | board | PUBLISHED | | committees | NOT_REVIEWED | | leadership | PUBLISHED | | ownership | NOT_REVIEWED | | financials | NOT_REVIEWED | | capital_structure | PUBLISHED | | compensation | NOT_REVIEWED | | governance | NOT_REVIEWED | | shareholder_governance | NOT_REVIEWED | | audit | NOT_REVIEWED | | legal | NOT_REVIEWED | | risk | NOT_REVIEWED | | cyber | NOT_REVIEWED | | ai_governance | NOT_REVIEWED | | agent_governance | RESTRICTED | | markets_external | NOT_REVIEWED | | events | PUBLISHED | | relationships | PUBLISHED | | assessments | PUBLISHED | | evidence | PUBLISHED | ## Board - Charlie Arestia: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2024-01-01. claim_id=alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:9 - Stephen Roman: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2016-01-01. claim_id=alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:14 - Aron I. Schwartz: Director. Status: unknown. Independent: true. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:7 - Catherine K. Choi: Director. Status: unknown. Independent: true. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:8 - Earl V. Hedin: Director. Status: unknown. Independent: true. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:10 - Edward J. Estrada: Director. Status: unknown. Independent: true. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:11 - Mark Gatto: Co-Chairman of the Board and Co-Chief Executive Officer. Status: unknown. Independent: false. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:5 - Michael A. Reisner: Co-Chairman of the Board and Co-Chief Executive Officer. Status: unknown. Independent: false. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:6 - Peter I. Finlay: Director. Status: unknown. Independent: true. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:12 - Robert A. Breakstone: Director. Status: unknown. Independent: true. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:13 ## Executive leadership - Eric A. Pinero: Chief Legal Officer [GC]. Status: unknown. claim_id=alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:15 - Gregg A. Bresner: President and Chief Investment Officer [PRESIDENT]. Status: unknown. claim_id=alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:16 - Keith S. Franz: Chief Financial Officer and Treasurer [CFO]. Status: unknown. claim_id=alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:17 - Mark Gatto: Co-Chief Executive Officer [CEO]. Status: unknown. claim_id=alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:18 - Michael A. Reisner: Co-Chief Executive Officer [CEO]. Status: unknown. claim_id=alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:19 - Stephen Roman: Corporate Secretary [CORPORATE_SECRETARY]. Status: unknown. claim_id=alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:20 ## Governance events - DIRECTOR_APPOINTED: Charlie Arestia seat on CION Investment Corp, effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-24T04:48:09.153705+00:00. event_id=alpha:event:transition:1gl852m1ohmlbc - DIRECTOR_APPOINTED: Stephen Roman seat on CION Investment Corp, effective 2016-01-01. Effective: 2016-01-01. Detected: 2026-10-24T04:48:09.153705+00:00. event_id=alpha:event:transition:umcejh18g5gmx ## Scoped resources - `alpha://company/cion-investment-corp` (contract): https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record - `alpha://company/cion-investment-corp/identity` (contract): https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record§ion=identity - `alpha://company/cion-investment-corp/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record§ion=corporate-structure - `alpha://company/cion-investment-corp/board` (contract): https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record§ion=board - `alpha://company/cion-investment-corp/committees` (contract): https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record§ion=committees - `alpha://company/cion-investment-corp/leadership` (contract): https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record§ion=leadership - `alpha://company/cion-investment-corp/ownership` (contract): https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record§ion=ownership - `alpha://company/cion-investment-corp/financials` (contract): https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record§ion=financials - `alpha://company/cion-investment-corp/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record§ion=capital-structure - `alpha://company/cion-investment-corp/compensation` (contract): https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record§ion=compensation - `alpha://company/cion-investment-corp/governance` (contract): https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record§ion=governance - `alpha://company/cion-investment-corp/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record§ion=shareholder-governance - `alpha://company/cion-investment-corp/audit` (contract): https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record§ion=audit - `alpha://company/cion-investment-corp/legal` (contract): https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record§ion=legal - `alpha://company/cion-investment-corp/risk` (contract): https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record§ion=risk - `alpha://company/cion-investment-corp/cyber` (contract): https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record§ion=cyber - `alpha://company/cion-investment-corp/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record§ion=ai-governance - `alpha://company/cion-investment-corp/agents` (contract): https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record§ion=agents - `alpha://company/cion-investment-corp/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record§ion=ecosystem - `alpha://company/cion-investment-corp/events` (contract): https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record§ion=events - `alpha://company/cion-investment-corp/relationships` (contract): https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record§ion=relationships - `alpha://company/cion-investment-corp/assessments` (contract): https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record§ion=assessments - `alpha://company/cion-investment-corp/evidence` (contract): https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record§ion=evidence ## Role modules - NOT_ASSERTED ## Attention - NO_RECORDS_FOUND ## Committee data - NO_RECORDS_FOUND ## Leadership - Mark Gatto: Co-Chairman of the Board and Co-Chief Executive Officer. Claim: alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:5. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:5688b9827e0e561f6c9208da20e9792dc6ee97f0304a16ee5d25895feb96e99c. - Michael A. Reisner: Co-Chairman of the Board and Co-Chief Executive Officer. Claim: alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:6. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:5688b9827e0e561f6c9208da20e9792dc6ee97f0304a16ee5d25895feb96e99c. - Aron I. Schwartz: Director. Claim: alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:7. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:5688b9827e0e561f6c9208da20e9792dc6ee97f0304a16ee5d25895feb96e99c. - Catherine K. Choi: Director. Claim: alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:8. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:5688b9827e0e561f6c9208da20e9792dc6ee97f0304a16ee5d25895feb96e99c. - Charlie Arestia: Director. Claim: alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:9. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:efa2bd2f14ab75c28c0c0ad005ded60e8f75bf7ec3381d102e05c971c57e7ead. - Earl V. Hedin: Director. Claim: alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:10. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:5688b9827e0e561f6c9208da20e9792dc6ee97f0304a16ee5d25895feb96e99c. - Edward J. Estrada: Director. Claim: alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:11. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:5688b9827e0e561f6c9208da20e9792dc6ee97f0304a16ee5d25895feb96e99c. - Peter I. Finlay: Director. Claim: alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:12. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:5688b9827e0e561f6c9208da20e9792dc6ee97f0304a16ee5d25895feb96e99c. - Robert A. Breakstone: Director. Claim: alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:13. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:5688b9827e0e561f6c9208da20e9792dc6ee97f0304a16ee5d25895feb96e99c. - Stephen Roman: Director. Claim: alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:14. Valid from: 2016-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:efa2bd2f14ab75c28c0c0ad005ded60e8f75bf7ec3381d102e05c971c57e7ead. - Eric A. Pinero: Chief Legal Officer. Claim: alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:15. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:5688b9827e0e561f6c9208da20e9792dc6ee97f0304a16ee5d25895feb96e99c. - Gregg A. Bresner: President and Chief Investment Officer. Claim: alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:16. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:5688b9827e0e561f6c9208da20e9792dc6ee97f0304a16ee5d25895feb96e99c. - Keith S. Franz: Chief Financial Officer and Treasurer. Claim: alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:17. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:5688b9827e0e561f6c9208da20e9792dc6ee97f0304a16ee5d25895feb96e99c. - Mark Gatto: Co-Chief Executive Officer. Claim: alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:18. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:5688b9827e0e561f6c9208da20e9792dc6ee97f0304a16ee5d25895feb96e99c. - Michael A. Reisner: Co-Chief Executive Officer. Claim: alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:19. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:5688b9827e0e561f6c9208da20e9792dc6ee97f0304a16ee5d25895feb96e99c. - Stephen Roman: Corporate Secretary. Claim: alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:leadership_role:20. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:5688b9827e0e561f6c9208da20e9792dc6ee97f0304a16ee5d25895feb96e99c. ## Roles - PUBLISHED ## Governance - NOT_ASSERTED ## Board committees - PUBLISHED ## Financials - NOT_ASSERTED ## Workforce - NOT_ASSERTED ## Market and index context - PUBLISHED ## Legal Name - CION Investment Corp. Claim: alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9112c33b15a6bcc5b66b57003db1ce393bb6e88d441ed1e6b22f21cc59d99735. ## Entity Status - Public listing published. Claim: alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9112c33b15a6bcc5b66b57003db1ce393bb6e88d441ed1e6b22f21cc59d99735. ## Published Fact - US. Claim: alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9112c33b15a6bcc5b66b57003db1ce393bb6e88d441ed1e6b22f21cc59d99735. ## Security Listing - CICB (NYSE). Claim: alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:security_listing:21. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9112c33b15a6bcc5b66b57003db1ce393bb6e88d441ed1e6b22f21cc59d99735. - CICC (NYSE). Claim: alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:security_listing:22. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9112c33b15a6bcc5b66b57003db1ce393bb6e88d441ed1e6b22f21cc59d99735. - CION (NYSE). Claim: alpha:claim:company:d591b070-b50a-498e-bde6-1e2b76a51b58:security_listing:23. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9112c33b15a6bcc5b66b57003db1ce393bb6e88d441ed1e6b22f21cc59d99735. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | PUBLISHED | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | NOT_ASSERTED | | Financials | NOT_ASSERTED | | Workforce | NOT_ASSERTED | | Ownership | NOT_ASSERTED | | Ratings | NOT_PUBLISHED | | Market and index context | PUBLISHED | ## Public sources - alpha:projection-evidence:9112c33b15a6bcc5b66b57003db1ce393bb6e88d441ed1e6b22f21cc59d99735: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/cion-investment-corp). - alpha:projection-evidence:document:5688b9827e0e561f6c9208da20e9792dc6ee97f0304a16ee5d25895feb96e99c: [SEC DEF 14A 0001140361-26-018322](https://www.sec.gov/Archives/edgar/data/1534254/000114036126018322/ny20070284x1_def14a.htm). - alpha:projection-evidence:document:efa2bd2f14ab75c28c0c0ad005ded60e8f75bf7ec3381d102e05c971c57e7ead: [DEF 14A ny20047526x1_def14a.htm](https://www.sec.gov/Archives/edgar/data/1534254/000114036125020957/ny20047526x1_def14a.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Absence of a leadership role, committee, or disclosure is not evidence that it does not exist. - Only explicitly published canonical company identity and current confirmed public roles are included. - Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist. - Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights. - This Company Profile is an identity and evidence record, not an Alpha rating. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/companies/cion-investment-corp) - [Public Markdown](https://registry.alpha.ac/companies/cion-investment-corp.md) - [Public JSON](https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/companies/cion-investment-corp?format=jsonld) - MCP resource: `alpha://companies/cion-investment-corp` at https://mcp.alpha.ac/mcp ## Connected governance records Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage. ## Critical-risk oversight Snapshot as of 2026-10-24T16:21:29.600227+00:00; recorded 2026-10-24T16:21:29.600227+00:00. Every published assignment for this snapshot is listed. Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording. An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.