# Capitol Federal Financial, Inc. > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-1:ro-d751713988987e9331980363e24189ce | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53 | | Entity type | Company | | Canonical URL | https://registry.alpha.ac/companies/capitol-federal-financial-inc | | Publication | PUBLISHED | | Verification | source_reported | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 17 | | Claims under review | 1 | | Evidence records | 6 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-10-23T04:46:35.120905+00:00 | | Last reviewed | 2026-10-23T04:46:35.120905+00:00 | ## Identity - Legal name: Capitol Federal Financial, Inc. - Display name: Capitol Federal Financial, Inc. ## Alpha Governance Record | Field | Value | | --- | --- | | Governance Record schema | alpha-governance-record-v2 | | Ontology | alpha-governance-ontology-v1 | | Record version | public-1:ro-d751713988987e9331980363e24189ce | | As of | 2026-10-23T04:46:35.120905+00:00 | | Completeness | 0.409 | | Record Quality | 0.841 | | Directors | 8 | | Committees | 1 | | Governance events | 10 | | Entity class | public_company | ## Section coverage | Section | State | | --- | --- | | identity | PUBLISHED | | corporate_structure | NOT_REVIEWED | | board | PUBLISHED | | committees | PUBLISHED | | leadership | PUBLISHED | | ownership | NOT_REVIEWED | | financials | NOT_REVIEWED | | capital_structure | PUBLISHED | | compensation | NOT_REVIEWED | | governance | NOT_REVIEWED | | shareholder_governance | NOT_REVIEWED | | audit | NOT_REVIEWED | | legal | NOT_REVIEWED | | risk | NOT_REVIEWED | | cyber | NOT_REVIEWED | | ai_governance | NOT_REVIEWED | | agent_governance | RESTRICTED | | markets_external | NOT_REVIEWED | | events | PUBLISHED | | relationships | PUBLISHED | | assessments | PUBLISHED | | evidence | PUBLISHED | ## Board - Carlton A. Ricketts: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2025-12-18. claim_id=alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:5 - James G. Morris: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2025-12-18. claim_id=alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:6 - Jeffrey M. Johnson: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2025-12-18. claim_id=alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:7 - Jeffrey R. Thompson: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2025-12-18. claim_id=alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:8 - Michael T. McCoy: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2025-12-18. claim_id=alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:10 - Michel' Philipp Cole: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2025-12-18. claim_id=alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:11 - Morris J. Huey II: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2025-12-18. claim_id=alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:12 - John B. Dicus: Chairman of the Board, President and Chief Executive Officer. Status: unknown. Independent: NOT_PUBLISHED. Since: NOT_PUBLISHED. Committees: President and Chief Executive Officer (chair). claim_id=alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:9 ## Committees - President and Chief Executive Officer (executive). Chair: John B. Dicus. Members: John B. Dicus (chair, unknown). committee_id=alpha:committee:capitol-federal-financial-inc:president-and-chief-executive-officer ## Executive leadership - John B. Dicus: Chairman, President and Chief Executive Officer [CEO]. Status: current. claim_id=alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:14 - Kent G. Townsend: Executive Vice President, Chief Financial Officer and Treasurer [CFO]. Status: current. claim_id=alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:15 - Tara D. Van Houweling: First Vice President and Reporting Director. Status: current. claim_id=alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:17 - Anthony S. Barry: Executive Vice President and Chief Corporate Services Officer. Status: unknown. claim_id=alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:13 - Natalie G. Haag: Executive Vice President, General Counsel and Corporate Secretary [GC]. Status: unknown. claim_id=alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:16 ## Governance events - DIRECTOR_APPOINTED: Carlton A. Ricketts seat on Capitol Federal Financial, Inc., effective 2025-12-18. Effective: 2025-12-18. Detected: 2026-10-23T04:46:35.120905+00:00. event_id=alpha:event:transition:57qkbi119fpi6 - DIRECTOR_APPOINTED: James G. Morris seat on Capitol Federal Financial, Inc., effective 2025-12-18. Effective: 2025-12-18. Detected: 2026-10-23T04:46:35.120905+00:00. event_id=alpha:event:transition:1jktplvi882x5 - DIRECTOR_APPOINTED: Jeffrey M. Johnson seat on Capitol Federal Financial, Inc., effective 2025-12-18. Effective: 2025-12-18. Detected: 2026-10-23T04:46:35.120905+00:00. event_id=alpha:event:transition:1p9hm8c1t0my18 - DIRECTOR_APPOINTED: Jeffrey R. Thompson seat on Capitol Federal Financial, Inc., effective 2025-12-18. Effective: 2025-12-18. Detected: 2026-10-23T04:46:35.120905+00:00. event_id=alpha:event:transition:1s5olix1xoz8mn - DIRECTOR_APPOINTED: Michael T. McCoy seat on Capitol Federal Financial, Inc., effective 2025-12-18. Effective: 2025-12-18. Detected: 2026-10-23T04:46:35.120905+00:00. event_id=alpha:event:transition:2a143217lsmwi - DIRECTOR_APPOINTED: Michel' Philipp Cole seat on Capitol Federal Financial, Inc., effective 2025-12-18. Effective: 2025-12-18. Detected: 2026-10-23T04:46:35.120905+00:00. event_id=alpha:event:transition:11lgymxhm24rz - DIRECTOR_APPOINTED: Morris J. Huey II seat on Capitol Federal Financial, Inc., effective 2025-12-18. Effective: 2025-12-18. Detected: 2026-10-23T04:46:35.120905+00:00. event_id=alpha:event:transition:15nuinamn6cks - CEO_CHANGED: John B. Dicus executive of Capitol Federal Financial, Inc., effective 2025-11-26. Effective: 2025-11-26. Detected: 2026-10-23T04:46:35.120905+00:00. event_id=alpha:event:transition:p33nq1dod735 - CFO_CHANGED: Kent G. Townsend executive of Capitol Federal Financial, Inc., effective 2025-11-26. Effective: 2025-11-26. Detected: 2026-10-23T04:46:35.120905+00:00. event_id=alpha:event:transition:iuptmo1hpm9ou - EXECUTIVE_APPOINTED: Tara D. Van Houweling executive of Capitol Federal Financial, Inc., effective 2025-11-26. Effective: 2025-11-26. Detected: 2026-10-23T04:46:35.120905+00:00. event_id=alpha:event:transition:lewuwr1yepz79 ## Scoped resources - `alpha://company/capitol-federal-financial-inc` (contract): https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record - `alpha://company/capitol-federal-financial-inc/identity` (contract): https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record§ion=identity - `alpha://company/capitol-federal-financial-inc/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record§ion=corporate-structure - `alpha://company/capitol-federal-financial-inc/board` (contract): https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record§ion=board - `alpha://company/capitol-federal-financial-inc/committees` (contract): https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record§ion=committees - `alpha://company/capitol-federal-financial-inc/leadership` (contract): https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record§ion=leadership - `alpha://company/capitol-federal-financial-inc/ownership` (contract): https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record§ion=ownership - `alpha://company/capitol-federal-financial-inc/financials` (contract): https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record§ion=financials - `alpha://company/capitol-federal-financial-inc/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record§ion=capital-structure - `alpha://company/capitol-federal-financial-inc/compensation` (contract): https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record§ion=compensation - `alpha://company/capitol-federal-financial-inc/governance` (contract): https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record§ion=governance - `alpha://company/capitol-federal-financial-inc/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record§ion=shareholder-governance - `alpha://company/capitol-federal-financial-inc/audit` (contract): https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record§ion=audit - `alpha://company/capitol-federal-financial-inc/legal` (contract): https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record§ion=legal - `alpha://company/capitol-federal-financial-inc/risk` (contract): https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record§ion=risk - `alpha://company/capitol-federal-financial-inc/cyber` (contract): https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record§ion=cyber - `alpha://company/capitol-federal-financial-inc/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record§ion=ai-governance - `alpha://company/capitol-federal-financial-inc/agents` (contract): https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record§ion=agents - `alpha://company/capitol-federal-financial-inc/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record§ion=ecosystem - `alpha://company/capitol-federal-financial-inc/events` (contract): https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record§ion=events - `alpha://company/capitol-federal-financial-inc/relationships` (contract): https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record§ion=relationships - `alpha://company/capitol-federal-financial-inc/assessments` (contract): https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record§ion=assessments - `alpha://company/capitol-federal-financial-inc/evidence` (contract): https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record§ion=evidence ## Role modules - NOT_ASSERTED ## Attention - NO_RECORDS_FOUND ## Committee data - NO_RECORDS_FOUND ## Leadership - Carlton A. Ricketts: Director. Claim: alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:5. Valid from: 2025-12-18. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2c64cf205a73f06cc8dcec64381cd0568165f0487cb41e949871a50b6e9e1e04. - James G. Morris: Director. Claim: alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:6. Valid from: 2025-12-18. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2c64cf205a73f06cc8dcec64381cd0568165f0487cb41e949871a50b6e9e1e04. - Jeffrey M. Johnson: Director. Claim: alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:7. Valid from: 2025-12-18. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2c64cf205a73f06cc8dcec64381cd0568165f0487cb41e949871a50b6e9e1e04. - Jeffrey R. Thompson: Director. Claim: alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:8. Valid from: 2025-12-18. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2c64cf205a73f06cc8dcec64381cd0568165f0487cb41e949871a50b6e9e1e04. - John B. Dicus: Chairman of the Board, President and Chief Executive Officer. Claim: alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:9. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:999af398ed35c1c48eb09bb0dcfd1c776bd9a82ac87d3032769ccbd333c4c1da. - Michael T. McCoy: Director. Claim: alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:10. Valid from: 2025-12-18. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2c64cf205a73f06cc8dcec64381cd0568165f0487cb41e949871a50b6e9e1e04. - Michel' Philipp Cole: Director. Claim: alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:11. Valid from: 2025-12-18. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2c64cf205a73f06cc8dcec64381cd0568165f0487cb41e949871a50b6e9e1e04. - Morris J. Huey II: Director. Claim: alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:12. Valid from: 2025-12-18. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2c64cf205a73f06cc8dcec64381cd0568165f0487cb41e949871a50b6e9e1e04. - Anthony S. Barry: Executive Vice President and Chief Corporate Services Officer. Claim: alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:13. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:999af398ed35c1c48eb09bb0dcfd1c776bd9a82ac87d3032769ccbd333c4c1da. - John B. Dicus: Chairman, President and Chief Executive Officer. Claim: alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:14. Valid from: 2025-11-26. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:d025806647ed35e36d09e8686016c68aa506d03635d747e620e266d0f4d6e1fd. - Kent G. Townsend: Executive Vice President, Chief Financial Officer and Treasurer. Claim: alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:15. Valid from: 2025-11-26. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:7ce109e1f6fddecb866a18b7d0f929408072d4c1e7630bfee539b792d8982092. - Natalie G. Haag: Executive Vice President, General Counsel and Corporate Secretary. Claim: alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:16. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:999af398ed35c1c48eb09bb0dcfd1c776bd9a82ac87d3032769ccbd333c4c1da. - Tara D. Van Houweling: First Vice President and Reporting Director. Claim: alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:leadership_role:17. Valid from: 2025-11-26. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:cab7ec125be3e4e7ff9ca531a6312b28df3daa0586741cc1a786e751ca4f6365. ## Roles - PUBLISHED ## Governance - NOT_ASSERTED ## Board committees - PUBLISHED ## Financials - NOT_ASSERTED ## Workforce - NOT_ASSERTED ## Market and index context - PUBLISHED ## Legal Name - Capitol Federal Financial, Inc.. Claim: alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:64562b1200b3dc44b433fba8a97f0ad3182202465bf40a8cf97950127344006a. ## Entity Status - Public listing published. Claim: alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:64562b1200b3dc44b433fba8a97f0ad3182202465bf40a8cf97950127344006a. ## Published Fact - US. Claim: alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:64562b1200b3dc44b433fba8a97f0ad3182202465bf40a8cf97950127344006a. ## Security Listing - CFFN (NASDAQ). Claim: alpha:claim:company:8c9a189f-9f60-4db1-b903-bdba49ca8d53:security_listing:18. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:64562b1200b3dc44b433fba8a97f0ad3182202465bf40a8cf97950127344006a. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | PUBLISHED | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | NOT_ASSERTED | | Financials | NOT_ASSERTED | | Workforce | NOT_ASSERTED | | Ownership | NOT_ASSERTED | | Ratings | NOT_PUBLISHED | | Market and index context | PUBLISHED | ## Public sources - alpha:projection-evidence:64562b1200b3dc44b433fba8a97f0ad3182202465bf40a8cf97950127344006a: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/capitol-federal-financial-inc). - alpha:projection-evidence:document:2c64cf205a73f06cc8dcec64381cd0568165f0487cb41e949871a50b6e9e1e04: [DEF 14A cffn-20251217.htm](https://www.sec.gov/Archives/edgar/data/1490906/000149090625000039/cffn-20251217.htm). - alpha:projection-evidence:document:999af398ed35c1c48eb09bb0dcfd1c776bd9a82ac87d3032769ccbd333c4c1da: [SEC DEF 14A 0001490906-25-000039](https://www.sec.gov/Archives/edgar/data/1490906/000149090625000039/cffn-20251217.htm). - alpha:projection-evidence:document:d025806647ed35e36d09e8686016c68aa506d03635d747e620e266d0f4d6e1fd: [CFFN 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1490906/000149090625000033/cffn-20250930.htm). - alpha:projection-evidence:document:7ce109e1f6fddecb866a18b7d0f929408072d4c1e7630bfee539b792d8982092: [CFFN 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1490906/000149090625000033/cffn-20250930.htm). - alpha:projection-evidence:document:cab7ec125be3e4e7ff9ca531a6312b28df3daa0586741cc1a786e751ca4f6365: [CFFN 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1490906/000149090625000033/cffn-20250930.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Absence of a leadership role, committee, or disclosure is not evidence that it does not exist. - Only explicitly published canonical company identity and current confirmed public roles are included. - Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist. - Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights. - This Company Profile is an identity and evidence record, not an Alpha rating. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/companies/capitol-federal-financial-inc) - [Public Markdown](https://registry.alpha.ac/companies/capitol-federal-financial-inc.md) - [Public JSON](https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/companies/capitol-federal-financial-inc?format=jsonld) - MCP resource: `alpha://companies/capitol-federal-financial-inc` at https://mcp.alpha.ac/mcp ## Connected governance records Structured intelligence is not currently available. Existing published profile evidence remains accessible. ## Critical-risk oversight Snapshot as of 2026-10-24T02:49:29.106337+00:00; recorded 2026-10-24T02:49:29.106337+00:00. Every published assignment for this snapshot is listed. Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording. An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.