# CAPITAL SOUTHWEST CORP > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b | | Entity type | Company | | Canonical URL | https://registry.alpha.ac/companies/capital-southwest-corp | | Publication | PUBLISHED | | Verification | source_reported | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 28 | | Claims under review | 1 | | Evidence records | 3 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-10-16T13:52:18.404115+00:00 | | Last reviewed | 2026-10-16T13:52:18.404115+00:00 | ## Identity - Legal name: CAPITAL SOUTHWEST CORP - Display name: CAPITAL SOUTHWEST CORP ## Alpha Governance Record | Field | Value | | --- | --- | | Governance Record schema | alpha-governance-record-v2 | | Ontology | alpha-governance-ontology-v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | As of | 2026-10-16T22:21:24.019171+00:00 | | Completeness | 0.364 | | Record Quality | 0.82 | | Directors | 6 | | Committees | 7 | | Governance events | 15 | | Entity class | public_company | ## Section coverage | Section | State | | --- | --- | | identity | PUBLISHED | | corporate_structure | NOT_REVIEWED | | board | PUBLISHED | | committees | PUBLISHED | | leadership | NOT_REVIEWED | | ownership | NOT_REVIEWED | | financials | NOT_REVIEWED | | capital_structure | PUBLISHED | | compensation | NOT_REVIEWED | | governance | NOT_REVIEWED | | shareholder_governance | NOT_REVIEWED | | audit | NOT_REVIEWED | | legal | NOT_REVIEWED | | risk | NOT_REVIEWED | | cyber | NOT_REVIEWED | | ai_governance | NOT_REVIEWED | | agent_governance | RESTRICTED | | markets_external | NOT_REVIEWED | | events | PUBLISHED | | relationships | PUBLISHED | | assessments | PUBLISHED | | evidence | PUBLISHED | ## Board - Christine Battist: Director. Status: current. Independent: true. Since: 2018-01-01. Committees: Audit (chair); Audit · Chair; Compensation (member); Compensation (member). claim_id=alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:leadership_role:7 - David R. Brooks: Director. Status: current. Independent: true. Since: 2014-01-01. Committees: Audit (member); Audit; Compensation; Nominating and Governance (member); Compensation (member); Nominating and Governance (member). claim_id=alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:leadership_role:8 - Jack D. Furst: Director. Status: current. Independent: true. Since: 2014-01-01. Committees: Audit (member); Audit; Compensation · Chair; Nominating and Governance (member); Compensation (chair); Nominating and Governance (member). claim_id=alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:leadership_role:9 - Michael S. Sarner: Director. Status: current. Independent: false. Since: 2025-01-01. claim_id=alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:leadership_role:10 - Ramona L. Rogers-Windsor: Director. Status: current. Independent: true. Since: 2021-01-01. Committees: Audit (member); Audit; Compensation; Nominating and Governance (member); Compensation (member); Nominating and Governance (member). claim_id=alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:leadership_role:11 - William R. Thomas: Director. Status: current. Independent: true. Since: 2014-01-01. Committees: Compensation (member); Compensation; Nominating and Governance · Chair (member); Nominating and Governance (chair). claim_id=alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:leadership_role:12 ## Committees - Audit (audit). Chair: Christine Battist. Members: Christine Battist (chair, current); David R. Brooks (member, current); Jack D. Furst (member, current); Ramona L. Rogers-Windsor (member, current). committee_id=alpha:committee:capital-southwest-corp:audit - Audit · Chair; Compensation (audit). Chair: NOT_PUBLISHED. Members: Christine Battist (member, current). committee_id=alpha:committee:capital-southwest-corp:audit-chair-compensation - Audit; Compensation · Chair; Nominating and Governance (audit). Chair: NOT_PUBLISHED. Members: Jack D. Furst (member, current). committee_id=alpha:committee:capital-southwest-corp:audit-compensation-chair-nominating-and-governance - Audit; Compensation; Nominating and Governance (audit). Chair: NOT_PUBLISHED. Members: David R. Brooks (member, current); Ramona L. Rogers-Windsor (member, current). committee_id=alpha:committee:capital-southwest-corp:audit-compensation-nominating-and-governance - Compensation (compensation). Chair: Jack D. Furst. Members: Jack D. Furst (chair, current); Christine Battist (member, current); David R. Brooks (member, current); Ramona L. Rogers-Windsor (member, current); William R. Thomas (member, current). committee_id=alpha:committee:capital-southwest-corp:compensation - Compensation; Nominating and Governance · Chair (compensation). Chair: NOT_PUBLISHED. Members: William R. Thomas (member, current). committee_id=alpha:committee:capital-southwest-corp:compensation-nominating-and-governance-chair - Nominating and Governance (nominating_governance). Chair: William R. Thomas. Members: William R. Thomas (chair, current); David R. Brooks (member, current); Jack D. Furst (member, current); Ramona L. Rogers-Windsor (member, current). committee_id=alpha:committee:capital-southwest-corp:nominating-and-governance ## Governance events - DIRECTOR_APPOINTED: Michael S. Sarner seat on CAPITAL SOUTHWEST CORP, effective 2025-01-01. Effective: 2025-01-01. Detected: 2026-10-16T13:52:18.404115+00:00. event_id=alpha:event:transition:2wufoyvu9yf4 - DIRECTOR_APPOINTED: Ramona L. Rogers-Windsor seat on CAPITAL SOUTHWEST CORP, effective 2021-01-01. Effective: 2021-01-01. Detected: 2026-10-16T13:52:18.404115+00:00. event_id=alpha:event:transition:cw6ap917vxvd - COMMITTEE_MEMBER_ADDED: Ramona L. Rogers-Windsor member of Audit; Compensation; Nominating and Governance, effective 2021-01-01. Effective: 2021-01-01. Detected: 2026-10-16T13:52:18.404115+00:00. event_id=alpha:event:transition:1lnkt8f6f1zml - DIRECTOR_APPOINTED: Christine Battist seat on CAPITAL SOUTHWEST CORP, effective 2018-01-01. Effective: 2018-01-01. Detected: 2026-10-16T13:52:18.404115+00:00. event_id=alpha:event:transition:blrsmqi8tj9s - COMMITTEE_CREATED: Audit · Chair; Compensation committee of CAPITAL SOUTHWEST CORP, effective 2018-01-01. Effective: 2018-01-01. Detected: 2026-10-16T13:52:18.404115+00:00. event_id=alpha:event:transition:1aoh5z01g2y4os - COMMITTEE_MEMBER_ADDED: Christine Battist member of Audit · Chair; Compensation, effective 2018-01-01. Effective: 2018-01-01. Detected: 2026-10-16T13:52:18.404115+00:00. event_id=alpha:event:transition:1p9xyra11d8rku - DIRECTOR_APPOINTED: David R. Brooks seat on CAPITAL SOUTHWEST CORP, effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-16T13:52:18.404115+00:00. event_id=alpha:event:transition:j8kjv1qu2ce7 - DIRECTOR_APPOINTED: Jack D. Furst seat on CAPITAL SOUTHWEST CORP, effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-16T13:52:18.404115+00:00. event_id=alpha:event:transition:115vxrw1882w42 - DIRECTOR_APPOINTED: William R. Thomas seat on CAPITAL SOUTHWEST CORP, effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-16T13:52:18.404115+00:00. event_id=alpha:event:transition:3z5ztg8ynoq4 - COMMITTEE_CREATED: Audit; Compensation · Chair; Nominating and Governance committee of CAPITAL SOUTHWEST CORP, effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-16T13:52:18.404115+00:00. event_id=alpha:event:transition:15qc3xqx47lbi - COMMITTEE_MEMBER_ADDED: Jack D. Furst member of Audit; Compensation · Chair; Nominating and Governance, effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-16T13:52:18.404115+00:00. event_id=alpha:event:transition:1et54ug184zlj2 - COMMITTEE_CREATED: Audit; Compensation; Nominating and Governance committee of CAPITAL SOUTHWEST CORP, effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-16T13:52:18.404115+00:00. event_id=alpha:event:transition:1cc21bz92y1vr - COMMITTEE_MEMBER_ADDED: David R. Brooks member of Audit; Compensation; Nominating and Governance, effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-16T13:52:18.404115+00:00. event_id=alpha:event:transition:17duxqx1vqeq0b - COMMITTEE_CREATED: Compensation; Nominating and Governance · Chair committee of CAPITAL SOUTHWEST CORP, effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-16T13:52:18.404115+00:00. event_id=alpha:event:transition:gxw5he1uvnj0g - COMMITTEE_MEMBER_ADDED: William R. Thomas member of Compensation; Nominating and Governance · Chair, effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-16T13:52:18.404115+00:00. event_id=alpha:event:transition:1dmrf3o1twahdk ## Scoped resources - `alpha://company/capital-southwest-corp` (contract): https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record - `alpha://company/capital-southwest-corp/identity` (contract): https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record§ion=identity - `alpha://company/capital-southwest-corp/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record§ion=corporate-structure - `alpha://company/capital-southwest-corp/board` (contract): https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record§ion=board - `alpha://company/capital-southwest-corp/committees` (contract): https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record§ion=committees - `alpha://company/capital-southwest-corp/leadership` (contract): https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record§ion=leadership - `alpha://company/capital-southwest-corp/ownership` (contract): https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record§ion=ownership - `alpha://company/capital-southwest-corp/financials` (contract): https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record§ion=financials - `alpha://company/capital-southwest-corp/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record§ion=capital-structure - `alpha://company/capital-southwest-corp/compensation` (contract): https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record§ion=compensation - `alpha://company/capital-southwest-corp/governance` (contract): https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record§ion=governance - `alpha://company/capital-southwest-corp/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record§ion=shareholder-governance - `alpha://company/capital-southwest-corp/audit` (contract): https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record§ion=audit - `alpha://company/capital-southwest-corp/legal` (contract): https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record§ion=legal - `alpha://company/capital-southwest-corp/risk` (contract): https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record§ion=risk - `alpha://company/capital-southwest-corp/cyber` (contract): https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record§ion=cyber - `alpha://company/capital-southwest-corp/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record§ion=ai-governance - `alpha://company/capital-southwest-corp/agents` (contract): https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record§ion=agents - `alpha://company/capital-southwest-corp/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record§ion=ecosystem - `alpha://company/capital-southwest-corp/events` (contract): https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record§ion=events - `alpha://company/capital-southwest-corp/relationships` (contract): https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record§ion=relationships - `alpha://company/capital-southwest-corp/assessments` (contract): https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record§ion=assessments - `alpha://company/capital-southwest-corp/evidence` (contract): https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record§ion=evidence ## Role modules - NOT_ASSERTED ## Attention - NO_RECORDS_FOUND ## Committee data - Claim alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:14: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"chair","person":{"alpha_id":"alpha:person:christine-s-battist","name":"Christine Battist"},"source_id":"board_seats"}` - Claim alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:15: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:david-r-brooks","name":"David R. Brooks"},"source_id":"board_seats"}` - Claim alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:16: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:jack-d-furst","name":"Jack D. Furst"},"source_id":"board_seats"}` - Claim alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:17: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:ramona-l-rogers-windsor","name":"Ramona L. Rogers-Windsor"},"source_id":"board_seats"}` - Claim alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:19: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"chair","person":{"alpha_id":"alpha:person:jack-d-furst","name":"Jack D. Furst"},"source_id":"board_seats"}` - Claim alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:20: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:christine-s-battist","name":"Christine Battist"},"source_id":"board_seats"}` - Claim alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:21: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:david-r-brooks","name":"David R. Brooks"},"source_id":"board_seats"}` - Claim alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:22: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:ramona-l-rogers-windsor","name":"Ramona L. Rogers-Windsor"},"source_id":"board_seats"}` - Claim alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:23: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:william-r-thomas","name":"William R. Thomas"},"source_id":"board_seats"}` - Claim alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:25: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"chair","person":{"alpha_id":"alpha:person:william-r-thomas","name":"William R. Thomas"},"source_id":"board_seats"}` - Claim alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:26: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:david-r-brooks","name":"David R. Brooks"},"source_id":"board_seats"}` - Claim alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:27: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:jack-d-furst","name":"Jack D. Furst"},"source_id":"board_seats"}` - Claim alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:28: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:ramona-l-rogers-windsor","name":"Ramona L. Rogers-Windsor"},"source_id":"board_seats"}` ## Leadership - Christine Battist: Director, Audit · Chair; Compensation. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:leadership_role:7. Valid from: 2018-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:0f6b552d6ea2b23a6b08e3f5fc00066353ab62d89986f2f2e69ad5a388ce0721. - David R. Brooks: Director, Audit; Compensation; Nominating and Governance. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:leadership_role:8. Valid from: 2014-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:0f6b552d6ea2b23a6b08e3f5fc00066353ab62d89986f2f2e69ad5a388ce0721. - Jack D. Furst: Director, Audit; Compensation · Chair; Nominating and Governance. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:leadership_role:9. Valid from: 2014-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:0f6b552d6ea2b23a6b08e3f5fc00066353ab62d89986f2f2e69ad5a388ce0721. - Michael S. Sarner: Director. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:leadership_role:10. Valid from: 2025-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:0f6b552d6ea2b23a6b08e3f5fc00066353ab62d89986f2f2e69ad5a388ce0721. - Ramona L. Rogers-Windsor: Director, Audit; Compensation; Nominating and Governance. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:leadership_role:11. Valid from: 2021-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:0f6b552d6ea2b23a6b08e3f5fc00066353ab62d89986f2f2e69ad5a388ce0721. - William R. Thomas: Director, Compensation; Nominating and Governance · Chair. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:leadership_role:12. Valid from: 2014-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:0f6b552d6ea2b23a6b08e3f5fc00066353ab62d89986f2f2e69ad5a388ce0721. ## Roles - PUBLISHED ## Governance - NOT_ASSERTED ## Board committees - Audit: Chair Christine Battist; Members Christine Battist (Chair); David R. Brooks; Jack D. Furst; Ramona L. Rogers-Windsor. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_record:13. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:426560e30b7fc74814c89a5d1188db47c9de0b3d95a5992a41b419ec14f375d2. - Compensation: Chair Jack D. Furst; Members Jack D. Furst (Chair); Christine Battist; David R. Brooks; Ramona L. Rogers-Windsor; William R. Thomas. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_record:18. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:426560e30b7fc74814c89a5d1188db47c9de0b3d95a5992a41b419ec14f375d2. - Nominating and Governance: Chair William R. Thomas; Members William R. Thomas (Chair); David R. Brooks; Jack D. Furst; Ramona L. Rogers-Windsor. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_record:24. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:426560e30b7fc74814c89a5d1188db47c9de0b3d95a5992a41b419ec14f375d2. ## Financials - NOT_ASSERTED ## Workforce - NOT_ASSERTED ## Market and index context - PUBLISHED ## Legal Name - CAPITAL SOUTHWEST CORP. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:c0cb13fae631b12b44779c6812c0111f2d34e757ff613419620a4d804248eee7. ## Entity Status - Public listing published. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:c0cb13fae631b12b44779c6812c0111f2d34e757ff613419620a4d804248eee7. ## Published Fact - US. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:c0cb13fae631b12b44779c6812c0111f2d34e757ff613419620a4d804248eee7. - Financial Services. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:published_fact:5. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:c0cb13fae631b12b44779c6812c0111f2d34e757ff613419620a4d804248eee7. - Asset Management. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:published_fact:6. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:c0cb13fae631b12b44779c6812c0111f2d34e757ff613419620a4d804248eee7. ## Committee Appointment - Christine Battist: chair, Audit. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:14. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:426560e30b7fc74814c89a5d1188db47c9de0b3d95a5992a41b419ec14f375d2. - David R. Brooks: member, Audit. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:15. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:426560e30b7fc74814c89a5d1188db47c9de0b3d95a5992a41b419ec14f375d2. - Jack D. Furst: member, Audit. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:16. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:426560e30b7fc74814c89a5d1188db47c9de0b3d95a5992a41b419ec14f375d2. - Ramona L. Rogers-Windsor: member, Audit. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:17. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:426560e30b7fc74814c89a5d1188db47c9de0b3d95a5992a41b419ec14f375d2. - Jack D. Furst: chair, Compensation. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:19. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:426560e30b7fc74814c89a5d1188db47c9de0b3d95a5992a41b419ec14f375d2. - Christine Battist: member, Compensation. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:20. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:426560e30b7fc74814c89a5d1188db47c9de0b3d95a5992a41b419ec14f375d2. - David R. Brooks: member, Compensation. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:21. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:426560e30b7fc74814c89a5d1188db47c9de0b3d95a5992a41b419ec14f375d2. - Ramona L. Rogers-Windsor: member, Compensation. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:22. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:426560e30b7fc74814c89a5d1188db47c9de0b3d95a5992a41b419ec14f375d2. - William R. Thomas: member, Compensation. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:23. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:426560e30b7fc74814c89a5d1188db47c9de0b3d95a5992a41b419ec14f375d2. - William R. Thomas: chair, Nominating and Governance. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:25. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:426560e30b7fc74814c89a5d1188db47c9de0b3d95a5992a41b419ec14f375d2. - David R. Brooks: member, Nominating and Governance. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:26. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:426560e30b7fc74814c89a5d1188db47c9de0b3d95a5992a41b419ec14f375d2. - Jack D. Furst: member, Nominating and Governance. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:27. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:426560e30b7fc74814c89a5d1188db47c9de0b3d95a5992a41b419ec14f375d2. - Ramona L. Rogers-Windsor: member, Nominating and Governance. Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:committee_appointment:28. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:426560e30b7fc74814c89a5d1188db47c9de0b3d95a5992a41b419ec14f375d2. ## Security Listing - CSWC (NASDAQ). Claim: alpha:claim:company:389d8c98-b530-4e0f-90f2-0fd8e103f36b:security_listing:29. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:c0cb13fae631b12b44779c6812c0111f2d34e757ff613419620a4d804248eee7. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | PUBLISHED | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | NOT_ASSERTED | | Financials | NOT_ASSERTED | | Workforce | NOT_ASSERTED | | Ownership | NOT_ASSERTED | | Ratings | NOT_PUBLISHED | | Market and index context | PUBLISHED | ## Public sources - alpha:projection-evidence:c0cb13fae631b12b44779c6812c0111f2d34e757ff613419620a4d804248eee7: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/capital-southwest-corp). - alpha:projection-evidence:document:0f6b552d6ea2b23a6b08e3f5fc00066353ab62d89986f2f2e69ad5a388ce0721: [CAPITAL SOUTHWEST CORP DEF 14A 2025-05-30](https://www.sec.gov/Archives/edgar/data/17313/000001731325000050/cswc-20250530.htm). - alpha:projection-evidence:426560e30b7fc74814c89a5d1188db47c9de0b3d95a5992a41b419ec14f375d2: [Audit](https://www.sec.gov/Archives/edgar/data/17313/000001731325000050/cswc-20250530.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Absence of a leadership role, committee, or disclosure is not evidence that it does not exist. - Only explicitly published canonical company identity and current confirmed public roles are included. - Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist. - Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights. - This Company Profile is an identity and evidence record, not an Alpha rating. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/companies/capital-southwest-corp) - [Public Markdown](https://registry.alpha.ac/companies/capital-southwest-corp.md) - [Public JSON](https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/companies/capital-southwest-corp?format=jsonld) - MCP resource: `alpha://companies/capital-southwest-corp` at https://mcp.alpha.ac/mcp ## Connected governance records Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage. ## Critical-risk oversight Snapshot as of 2026-10-16T22:21:23.822503+00:00; recorded 2026-10-16T22:21:23.822503+00:00. Every published assignment for this snapshot is listed. Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording. An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.