# BARINGS PARTICIPATION INVESTORS > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-1:ro-d751713988987e9331980363e24189ce | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a | | Entity type | Company | | Canonical URL | https://registry.alpha.ac/companies/barings-participation-investors | | Publication | PUBLISHED | | Verification | source_reported | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 19 | | Claims under review | 1 | | Evidence records | 3 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-10-23T04:47:22.057495+00:00 | | Last reviewed | 2026-10-23T04:47:22.057495+00:00 | ## Identity - Legal name: BARINGS PARTICIPATION INVESTORS - Display name: BARINGS PARTICIPATION INVESTORS ## Alpha Governance Record | Field | Value | | --- | --- | | Governance Record schema | alpha-governance-record-v2 | | Ontology | alpha-governance-ontology-v1 | | Record version | public-1:ro-d751713988987e9331980363e24189ce | | As of | 2026-10-23T04:47:22.057495+00:00 | | Completeness | 0.364 | | Record Quality | 0.829 | | Directors | 7 | | Committees | 1 | | Governance events | 7 | | Entity class | public_company | ## Section coverage | Section | State | | --- | --- | | identity | PUBLISHED | | corporate_structure | NOT_REVIEWED | | board | PUBLISHED | | committees | PUBLISHED | | leadership | NOT_REVIEWED | | ownership | NOT_REVIEWED | | financials | NOT_REVIEWED | | capital_structure | PUBLISHED | | compensation | NOT_REVIEWED | | governance | NOT_REVIEWED | | shareholder_governance | NOT_REVIEWED | | audit | NOT_REVIEWED | | legal | NOT_REVIEWED | | risk | NOT_REVIEWED | | cyber | NOT_REVIEWED | | ai_governance | NOT_REVIEWED | | agent_governance | RESTRICTED | | markets_external | NOT_REVIEWED | | events | PUBLISHED | | relationships | PUBLISHED | | assessments | PUBLISHED | | evidence | PUBLISHED | ## Board - Barbara M. Ginader: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2013-01-01. Committees: Compensation from MCI Committee (member). claim_id=alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:leadership_role:5 - Clifford M. Noreen: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2009-01-01. Committees: Compensation from MCI Committee (chair). claim_id=alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:leadership_role:6 - David M. Mihalick: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2022-01-01. Committees: Compensation from MCI Committee (member). claim_id=alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:leadership_role:7 - Edward P. Grace III: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2012-01-01. Committees: Compensation from MCI Committee (member). claim_id=alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:leadership_role:8 - Maleyne M. Syracuse: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2007-01-01. Committees: Compensation from MCI Committee (member). claim_id=alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:leadership_role:9 - Michael H. Brown: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2005-01-01. Committees: Compensation from MCI Committee (member). claim_id=alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:leadership_role:10 - Susan B. Sweeney: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2012-01-01. Committees: Compensation from MCI Committee (member). claim_id=alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:leadership_role:11 ## Committees - Compensation from MCI Committee (compensation). Chair: Clifford M. Noreen. Members: Clifford M. Noreen (chair, current); Barbara M. Ginader (member, current); David M. Mihalick (member, current); Edward P. Grace III (member, current); Maleyne M. Syracuse (member, current); Michael H. Brown (member, current); Susan B. Sweeney (member, current). committee_id=alpha:committee:barings-participation-investors:compensation-from-mci-committee ## Governance events - DIRECTOR_APPOINTED: David M. Mihalick seat on BARINGS PARTICIPATION INVESTORS, effective 2022-01-01. Effective: 2022-01-01. Detected: 2026-10-23T04:47:22.057495+00:00. event_id=alpha:event:transition:115ajm7o1k3i7 - DIRECTOR_APPOINTED: Barbara M. Ginader seat on BARINGS PARTICIPATION INVESTORS, effective 2013-01-01. Effective: 2013-01-01. Detected: 2026-10-23T04:47:22.057495+00:00. event_id=alpha:event:transition:82ahs51an35w3 - DIRECTOR_APPOINTED: Edward P. Grace III seat on BARINGS PARTICIPATION INVESTORS, effective 2012-01-01. Effective: 2012-01-01. Detected: 2026-10-23T04:47:22.057495+00:00. event_id=alpha:event:transition:wnnoevdv2z5f - DIRECTOR_APPOINTED: Susan B. Sweeney seat on BARINGS PARTICIPATION INVESTORS, effective 2012-01-01. Effective: 2012-01-01. Detected: 2026-10-23T04:47:22.057495+00:00. event_id=alpha:event:transition:1kltburf9elmb - DIRECTOR_APPOINTED: Clifford M. Noreen seat on BARINGS PARTICIPATION INVESTORS, effective 2009-01-01. Effective: 2009-01-01. Detected: 2026-10-23T04:47:22.057495+00:00. event_id=alpha:event:transition:ahek6p1pb517v - DIRECTOR_APPOINTED: Maleyne M. Syracuse seat on BARINGS PARTICIPATION INVESTORS, effective 2007-01-01. Effective: 2007-01-01. Detected: 2026-10-23T04:47:22.057495+00:00. event_id=alpha:event:transition:f427ha5ot1ce - DIRECTOR_APPOINTED: Michael H. Brown seat on BARINGS PARTICIPATION INVESTORS, effective 2005-01-01. Effective: 2005-01-01. Detected: 2026-10-23T04:47:22.057495+00:00. event_id=alpha:event:transition:1j86uz61qrpk6o ## Scoped resources - `alpha://company/barings-participation-investors` (contract): https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record - `alpha://company/barings-participation-investors/identity` (contract): https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record§ion=identity - `alpha://company/barings-participation-investors/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record§ion=corporate-structure - `alpha://company/barings-participation-investors/board` (contract): https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record§ion=board - `alpha://company/barings-participation-investors/committees` (contract): https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record§ion=committees - `alpha://company/barings-participation-investors/leadership` (contract): https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record§ion=leadership - `alpha://company/barings-participation-investors/ownership` (contract): https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record§ion=ownership - `alpha://company/barings-participation-investors/financials` (contract): https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record§ion=financials - `alpha://company/barings-participation-investors/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record§ion=capital-structure - `alpha://company/barings-participation-investors/compensation` (contract): https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record§ion=compensation - `alpha://company/barings-participation-investors/governance` (contract): https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record§ion=governance - `alpha://company/barings-participation-investors/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record§ion=shareholder-governance - `alpha://company/barings-participation-investors/audit` (contract): https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record§ion=audit - `alpha://company/barings-participation-investors/legal` (contract): https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record§ion=legal - `alpha://company/barings-participation-investors/risk` (contract): https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record§ion=risk - `alpha://company/barings-participation-investors/cyber` (contract): https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record§ion=cyber - `alpha://company/barings-participation-investors/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record§ion=ai-governance - `alpha://company/barings-participation-investors/agents` (contract): https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record§ion=agents - `alpha://company/barings-participation-investors/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record§ion=ecosystem - `alpha://company/barings-participation-investors/events` (contract): https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record§ion=events - `alpha://company/barings-participation-investors/relationships` (contract): https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record§ion=relationships - `alpha://company/barings-participation-investors/assessments` (contract): https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record§ion=assessments - `alpha://company/barings-participation-investors/evidence` (contract): https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record§ion=evidence ## Role modules - NOT_ASSERTED ## Attention - NO_RECORDS_FOUND ## Committee data - Claim alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:committee_appointment:13: `{"kind":"committee_appointment","original_name":"Compensation from MCI Committee","category":"compensation","role":"chair","person":{"alpha_id":"alpha:person:clifford-m-noreen-mpv","name":"Clifford M. Noreen"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:committee_appointment:14: `{"kind":"committee_appointment","original_name":"Compensation from MCI Committee","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:barbara-m-ginader-mpv","name":"Barbara M. Ginader"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:committee_appointment:15: `{"kind":"committee_appointment","original_name":"Compensation from MCI Committee","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:david-m-mihalick-mpv","name":"David M. Mihalick"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:committee_appointment:16: `{"kind":"committee_appointment","original_name":"Compensation from MCI Committee","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:edward-p-grace-iii-mpv","name":"Edward P. Grace III"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:committee_appointment:17: `{"kind":"committee_appointment","original_name":"Compensation from MCI Committee","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:maleyne-m-syracuse-mpv","name":"Maleyne M. Syracuse"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:committee_appointment:18: `{"kind":"committee_appointment","original_name":"Compensation from MCI Committee","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:michael-h-brown-mpv","name":"Michael H. Brown"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:committee_appointment:19: `{"kind":"committee_appointment","original_name":"Compensation from MCI Committee","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:susan-b-sweeney-mpv","name":"Susan B. Sweeney"},"source_id":"governance_people_committees"}` ## Leadership - Barbara M. Ginader: Director. Claim: alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:leadership_role:5. Valid from: 2013-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:3242671d062f5f7474ada07536436370cf12ef11f4eb878b55f57f1f7110f09f. - Clifford M. Noreen: Director. Claim: alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:leadership_role:6. Valid from: 2009-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:3242671d062f5f7474ada07536436370cf12ef11f4eb878b55f57f1f7110f09f. - David M. Mihalick: Director. Claim: alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:leadership_role:7. Valid from: 2022-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:3242671d062f5f7474ada07536436370cf12ef11f4eb878b55f57f1f7110f09f. - Edward P. Grace III: Director. Claim: alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:leadership_role:8. Valid from: 2012-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:3242671d062f5f7474ada07536436370cf12ef11f4eb878b55f57f1f7110f09f. - Maleyne M. Syracuse: Director. Claim: alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:leadership_role:9. Valid from: 2007-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:3242671d062f5f7474ada07536436370cf12ef11f4eb878b55f57f1f7110f09f. - Michael H. Brown: Director. Claim: alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:leadership_role:10. Valid from: 2005-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:3242671d062f5f7474ada07536436370cf12ef11f4eb878b55f57f1f7110f09f. - Susan B. Sweeney: Director. Claim: alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:leadership_role:11. Valid from: 2012-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:3242671d062f5f7474ada07536436370cf12ef11f4eb878b55f57f1f7110f09f. ## Roles - PUBLISHED ## Governance - NOT_ASSERTED ## Board committees - Compensation from MCI Committee: Chair Clifford M. Noreen; Members Clifford M. Noreen (Chair); Barbara M. Ginader; David M. Mihalick; Edward P. Grace III; Maleyne M. Syracuse; Michael H. Brown; Susan B. Sweeney. Claim: alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:committee_record:12. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8adcf85ac0f9bd1f3e8fc420f218d2ed995a589ebbb51f6709d971d6ee186e6d. ## Financials - NOT_ASSERTED ## Workforce - NOT_ASSERTED ## Market and index context - PUBLISHED ## Legal Name - BARINGS PARTICIPATION INVESTORS. Claim: alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:1b1789565c04d3d4ce04555619f744a37eaa189b7bdd992037436c11515cb95e. ## Entity Status - Public listing published. Claim: alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:1b1789565c04d3d4ce04555619f744a37eaa189b7bdd992037436c11515cb95e. ## Published Fact - US. Claim: alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:1b1789565c04d3d4ce04555619f744a37eaa189b7bdd992037436c11515cb95e. ## Committee Appointment - Clifford M. Noreen: chair, Compensation from MCI Committee. Claim: alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:committee_appointment:13. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8adcf85ac0f9bd1f3e8fc420f218d2ed995a589ebbb51f6709d971d6ee186e6d. - Barbara M. Ginader: member, Compensation from MCI Committee. Claim: alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:committee_appointment:14. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8adcf85ac0f9bd1f3e8fc420f218d2ed995a589ebbb51f6709d971d6ee186e6d. - David M. Mihalick: member, Compensation from MCI Committee. Claim: alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:committee_appointment:15. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8adcf85ac0f9bd1f3e8fc420f218d2ed995a589ebbb51f6709d971d6ee186e6d. - Edward P. Grace III: member, Compensation from MCI Committee. Claim: alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:committee_appointment:16. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8adcf85ac0f9bd1f3e8fc420f218d2ed995a589ebbb51f6709d971d6ee186e6d. - Maleyne M. Syracuse: member, Compensation from MCI Committee. Claim: alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:committee_appointment:17. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8adcf85ac0f9bd1f3e8fc420f218d2ed995a589ebbb51f6709d971d6ee186e6d. - Michael H. Brown: member, Compensation from MCI Committee. Claim: alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:committee_appointment:18. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8adcf85ac0f9bd1f3e8fc420f218d2ed995a589ebbb51f6709d971d6ee186e6d. - Susan B. Sweeney: member, Compensation from MCI Committee. Claim: alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:committee_appointment:19. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8adcf85ac0f9bd1f3e8fc420f218d2ed995a589ebbb51f6709d971d6ee186e6d. ## Security Listing - MPV (NYSE). Claim: alpha:claim:company:4d7f7b0e-1443-4d6e-bec2-9229cb6f105a:security_listing:20. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:1b1789565c04d3d4ce04555619f744a37eaa189b7bdd992037436c11515cb95e. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | PUBLISHED | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | NOT_ASSERTED | | Financials | NOT_ASSERTED | | Workforce | NOT_ASSERTED | | Ownership | NOT_ASSERTED | | Ratings | NOT_PUBLISHED | | Market and index context | PUBLISHED | ## Public sources - alpha:projection-evidence:1b1789565c04d3d4ce04555619f744a37eaa189b7bdd992037436c11515cb95e: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/barings-participation-investors). - alpha:projection-evidence:document:3242671d062f5f7474ada07536436370cf12ef11f4eb878b55f57f1f7110f09f: [BARINGS PARTICIPATION INVESTORS DEF 14A 2026-03-25](https://www.sec.gov/Archives/edgar/data/831655/000162828026021034/cipidef14a2026.htm). - alpha:projection-evidence:8adcf85ac0f9bd1f3e8fc420f218d2ed995a589ebbb51f6709d971d6ee186e6d: [Compensation from MCI Committee](https://www.sec.gov/Archives/edgar/data/831655/000162828026021034/cipidef14a2026.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Absence of a leadership role, committee, or disclosure is not evidence that it does not exist. - Only explicitly published canonical company identity and current confirmed public roles are included. - Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist. - Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights. - This Company Profile is an identity and evidence record, not an Alpha rating. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/companies/barings-participation-investors) - [Public Markdown](https://registry.alpha.ac/companies/barings-participation-investors.md) - [Public JSON](https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/companies/barings-participation-investors?format=jsonld) - MCP resource: `alpha://companies/barings-participation-investors` at https://mcp.alpha.ac/mcp ## Connected governance records Structured intelligence is not currently available. Existing published profile evidence remains accessible. ## Critical-risk oversight Snapshot as of 2026-10-23T21:36:55.738911+00:00; recorded 2026-10-23T21:36:55.738911+00:00. Every published assignment for this snapshot is listed. Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording. An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.