# Bakkt, Inc. > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:company:1e947c72-133f-468e-863d-a66dd53d0307 | | Entity type | Company | | Canonical URL | https://registry.alpha.ac/companies/bakkt-inc | | Publication | PUBLISHED | | Verification | source_reported | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 29 | | Claims under review | 1 | | Evidence records | 6 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-10-16T13:52:50.363049+00:00 | | Last reviewed | 2026-10-16T13:52:50.363049+00:00 | ## Identity - Legal name: Bakkt, Inc. - Display name: Bakkt, Inc. ## Alpha Governance Record | Field | Value | | --- | --- | | Governance Record schema | alpha-governance-record-v2 | | Ontology | alpha-governance-ontology-v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | As of | 2026-10-16T21:59:08.22216+00:00 | | Completeness | 0.409 | | Record Quality | 0.839 | | Directors | 9 | | Committees | 3 | | Governance events | 13 | | Entity class | public_company | ## Section coverage | Section | State | | --- | --- | | identity | PUBLISHED | | corporate_structure | NOT_REVIEWED | | board | PUBLISHED | | committees | PUBLISHED | | leadership | PUBLISHED | | ownership | NOT_REVIEWED | | financials | NOT_REVIEWED | | capital_structure | PUBLISHED | | compensation | NOT_REVIEWED | | governance | NOT_REVIEWED | | shareholder_governance | NOT_REVIEWED | | audit | NOT_REVIEWED | | legal | NOT_REVIEWED | | risk | NOT_REVIEWED | | cyber | NOT_REVIEWED | | ai_governance | NOT_REVIEWED | | agent_governance | RESTRICTED | | markets_external | NOT_REVIEWED | | events | PUBLISHED | | relationships | PUBLISHED | | assessments | PUBLISHED | | evidence | PUBLISHED | ## Board - Akshay Naheta: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2025-01-01. claim_id=alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:5 - Colleen Brown: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2026-04-30. Committees: Audit and Risk Committee (chair); Compensation Committee (chair); Nominating and Corporate Governance Committee (member). claim_id=alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:6 - Karen Alexander: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2026-04-30. claim_id=alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:7 - Lyn Alden: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2026-04-30. Committees: Audit and Risk Committee (member). claim_id=alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:8 - Marc D’Annunzio: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2026-04-30. claim_id=alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:9 - Michael Alfred: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2026-04-30. Committees: Nominating and Corporate Governance Committee (member). claim_id=alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:10 - Nicholas Baes: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2026-04-30. claim_id=alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:11 - Richard Galvin: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2025-01-01. Committees: Audit and Risk Committee (member). claim_id=alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:12 - Sean Collins: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2018-01-01. Committees: Audit and Risk Committee (member); Nominating and Corporate Governance Committee (chair). claim_id=alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:13 ## Committees - Audit and Risk Committee (audit). Chair: Colleen Brown. Members: Colleen Brown (chair, current); Lyn Alden (member, current); Richard Galvin (member, current); Sean Collins (member, current). committee_id=alpha:committee:bakkt-inc:audit-and-risk-committee - Compensation Committee (compensation). Chair: Colleen Brown. Members: Colleen Brown (chair, current). committee_id=alpha:committee:bakkt-inc:compensation-committee - Nominating and Corporate Governance Committee (nominating_governance). Chair: Sean Collins. Members: Sean Collins (chair, current); Colleen Brown (member, current); Michael Alfred (member, current). committee_id=alpha:committee:bakkt-inc:nominating-and-corporate-governance-committee ## Executive leadership - Akshay Naheta: Chief Executive Officer [CEO]. Status: current. claim_id=alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:14 - Karen Alexander: Chief Financial Officer [CFO]. Status: current. claim_id=alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:15 - Marc D'Annunzio: General Counsel and Secretary [GC]. Status: current. claim_id=alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:16 - Nicholas Baes: Chief Operating Officer [COO]. Status: current. claim_id=alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:17 ## Governance events - DIRECTOR_APPOINTED: Colleen Brown seat on Bakkt, Inc., effective 2026-04-30. Effective: 2026-04-30. Detected: 2026-10-16T13:52:50.363049+00:00. event_id=alpha:event:transition:1to4g4011sl4hm - DIRECTOR_APPOINTED: Karen Alexander seat on Bakkt, Inc., effective 2026-04-30. Effective: 2026-04-30. Detected: 2026-10-16T13:52:50.363049+00:00. event_id=alpha:event:transition:1kqttu518f0c9f - DIRECTOR_APPOINTED: Lyn Alden seat on Bakkt, Inc., effective 2026-04-30. Effective: 2026-04-30. Detected: 2026-10-16T13:52:50.363049+00:00. event_id=alpha:event:transition:1oq2cesczxr5k - DIRECTOR_APPOINTED: Marc D’Annunzio seat on Bakkt, Inc., effective 2026-04-30. Effective: 2026-04-30. Detected: 2026-10-16T13:52:50.363049+00:00. event_id=alpha:event:transition:1y2765hztbkzt - DIRECTOR_APPOINTED: Michael Alfred seat on Bakkt, Inc., effective 2026-04-30. Effective: 2026-04-30. Detected: 2026-10-16T13:52:50.363049+00:00. event_id=alpha:event:transition:147lklfzwfb6t - DIRECTOR_APPOINTED: Nicholas Baes seat on Bakkt, Inc., effective 2026-04-30. Effective: 2026-04-30. Detected: 2026-10-16T13:52:50.363049+00:00. event_id=alpha:event:transition:zserrm5f37w4 - CEO_CHANGED: Akshay Naheta executive of Bakkt, Inc., effective 2026-04-30. Effective: 2026-04-30. Detected: 2026-10-16T13:52:50.363049+00:00. event_id=alpha:event:transition:z08eyb1vvyg23 - CFO_CHANGED: Karen Alexander executive of Bakkt, Inc., effective 2026-04-30. Effective: 2026-04-30. Detected: 2026-10-16T13:52:50.363049+00:00. event_id=alpha:event:transition:rez6og1l91i1a - GC_CHANGED: Marc D'Annunzio executive of Bakkt, Inc., effective 2026-04-30. Effective: 2026-04-30. Detected: 2026-10-16T13:52:50.363049+00:00. event_id=alpha:event:transition:1g7ik9n1h59y1r - EXECUTIVE_APPOINTED: Nicholas Baes executive of Bakkt, Inc., effective 2026-04-30. Effective: 2026-04-30. Detected: 2026-10-16T13:52:50.363049+00:00. event_id=alpha:event:transition:xo7ex31o891s5 - DIRECTOR_APPOINTED: Akshay Naheta seat on Bakkt, Inc., effective 2025-01-01. Effective: 2025-01-01. Detected: 2026-10-16T13:52:50.363049+00:00. event_id=alpha:event:transition:165tv9rh4lfm5 - DIRECTOR_APPOINTED: Richard Galvin seat on Bakkt, Inc., effective 2025-01-01. Effective: 2025-01-01. Detected: 2026-10-16T13:52:50.363049+00:00. event_id=alpha:event:transition:t65d3t2gr20b - DIRECTOR_APPOINTED: Sean Collins seat on Bakkt, Inc., effective 2018-01-01. Effective: 2018-01-01. Detected: 2026-10-16T13:52:50.363049+00:00. event_id=alpha:event:transition:1jl0gbesblxe4 ## Scoped resources - `alpha://company/bakkt-inc` (contract): https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record - `alpha://company/bakkt-inc/identity` (contract): https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record§ion=identity - `alpha://company/bakkt-inc/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record§ion=corporate-structure - `alpha://company/bakkt-inc/board` (contract): https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record§ion=board - `alpha://company/bakkt-inc/committees` (contract): https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record§ion=committees - `alpha://company/bakkt-inc/leadership` (contract): https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record§ion=leadership - `alpha://company/bakkt-inc/ownership` (contract): https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record§ion=ownership - `alpha://company/bakkt-inc/financials` (contract): https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record§ion=financials - `alpha://company/bakkt-inc/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record§ion=capital-structure - `alpha://company/bakkt-inc/compensation` (contract): https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record§ion=compensation - `alpha://company/bakkt-inc/governance` (contract): https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record§ion=governance - `alpha://company/bakkt-inc/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record§ion=shareholder-governance - `alpha://company/bakkt-inc/audit` (contract): https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record§ion=audit - `alpha://company/bakkt-inc/legal` (contract): https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record§ion=legal - `alpha://company/bakkt-inc/risk` (contract): https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record§ion=risk - `alpha://company/bakkt-inc/cyber` (contract): https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record§ion=cyber - `alpha://company/bakkt-inc/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record§ion=ai-governance - `alpha://company/bakkt-inc/agents` (contract): https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record§ion=agents - `alpha://company/bakkt-inc/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record§ion=ecosystem - `alpha://company/bakkt-inc/events` (contract): https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record§ion=events - `alpha://company/bakkt-inc/relationships` (contract): https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record§ion=relationships - `alpha://company/bakkt-inc/assessments` (contract): https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record§ion=assessments - `alpha://company/bakkt-inc/evidence` (contract): https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record§ion=evidence ## Role modules - NOT_ASSERTED ## Attention - NO_RECORDS_FOUND ## Committee data - Claim alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:19: `{"kind":"committee_appointment","original_name":"Audit and Risk Committee","category":"audit","role":"chair","person":{"alpha_id":"alpha:person:colleen-brown-bkkt-wt","name":"Colleen Brown"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:20: `{"kind":"committee_appointment","original_name":"Audit and Risk Committee","category":"audit","role":"member","person":{"alpha_id":"alpha:person:lyn-alden-bkkt-wt","name":"Lyn Alden"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:21: `{"kind":"committee_appointment","original_name":"Audit and Risk Committee","category":"audit","role":"member","person":{"alpha_id":"alpha:person:richard-galvin-bkkt-wt","name":"Richard Galvin"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:22: `{"kind":"committee_appointment","original_name":"Audit and Risk Committee","category":"audit","role":"member","person":{"alpha_id":"alpha:person:sean-collins-bkkt-wt","name":"Sean Collins"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:24: `{"kind":"committee_appointment","original_name":"Compensation Committee","category":"compensation","role":"chair","person":{"alpha_id":"alpha:person:colleen-brown-bkkt-wt","name":"Colleen Brown"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:26: `{"kind":"committee_appointment","original_name":"Nominating and Corporate Governance Committee","category":"nominating_governance","role":"chair","person":{"alpha_id":"alpha:person:sean-collins-bkkt-wt","name":"Sean Collins"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:27: `{"kind":"committee_appointment","original_name":"Nominating and Corporate Governance Committee","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:colleen-brown-bkkt-wt","name":"Colleen Brown"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:28: `{"kind":"committee_appointment","original_name":"Nominating and Corporate Governance Committee","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:michael-alfred-bkkt-wt","name":"Michael Alfred"},"source_id":"governance_people_committees"}` ## Leadership - Akshay Naheta: Director. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:5. Valid from: 2025-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:0dba4546cef287732b33eb9b7fbce84ebc8e6b928a849cdc94272b4e628419b4. - Colleen Brown: Director. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:6. Valid from: 2026-04-30. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:0dba4546cef287732b33eb9b7fbce84ebc8e6b928a849cdc94272b4e628419b4. - Karen Alexander: Director. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:7. Valid from: 2026-04-30. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:0dba4546cef287732b33eb9b7fbce84ebc8e6b928a849cdc94272b4e628419b4. - Lyn Alden: Director. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:8. Valid from: 2026-04-30. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:0dba4546cef287732b33eb9b7fbce84ebc8e6b928a849cdc94272b4e628419b4. - Marc D’Annunzio: Director. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:9. Valid from: 2026-04-30. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:0dba4546cef287732b33eb9b7fbce84ebc8e6b928a849cdc94272b4e628419b4. - Michael Alfred: Director. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:10. Valid from: 2026-04-30. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:0dba4546cef287732b33eb9b7fbce84ebc8e6b928a849cdc94272b4e628419b4. - Nicholas Baes: Director. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:11. Valid from: 2026-04-30. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:0dba4546cef287732b33eb9b7fbce84ebc8e6b928a849cdc94272b4e628419b4. - Richard Galvin: Director. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:12. Valid from: 2025-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:0dba4546cef287732b33eb9b7fbce84ebc8e6b928a849cdc94272b4e628419b4. - Sean Collins: Director. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:13. Valid from: 2018-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:0dba4546cef287732b33eb9b7fbce84ebc8e6b928a849cdc94272b4e628419b4. - Akshay Naheta: Chief Executive Officer. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:14. Valid from: 2026-04-30. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:cf5f62ce2d567d00aee1ee6d4b0c6f3da757bd1b43a60ac77d25ace12ee4034b. - Karen Alexander: Chief Financial Officer. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:15. Valid from: 2026-04-30. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:05a33c9786512147039f4e6bad2d25ac75da3e5fe028b4958ca2556f0b5ded53. - Marc D'Annunzio: General Counsel and Secretary. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:16. Valid from: 2026-04-30. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:0dba4546cef287732b33eb9b7fbce84ebc8e6b928a849cdc94272b4e628419b4. - Nicholas Baes: Chief Operating Officer. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:leadership_role:17. Valid from: 2026-04-30. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c53b83e34854a6855b825618d4566b7b6d5f51e873d06795a8f426ce6297fa78. ## Roles - PUBLISHED ## Governance - NOT_ASSERTED ## Board committees - Audit and Risk Committee: Chair Colleen Brown; Members Colleen Brown (Chair); Lyn Alden; Richard Galvin; Sean Collins. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:committee_record:18. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:ac0e44c923d175ebc653925257fc7219cf8bc60a84f0fd85d8bf0247e0dc2489. - Compensation Committee: Chair Colleen Brown; Members Colleen Brown (Chair). Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:committee_record:23. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:ac0e44c923d175ebc653925257fc7219cf8bc60a84f0fd85d8bf0247e0dc2489. - Nominating and Corporate Governance Committee: Chair Sean Collins; Members Sean Collins (Chair); Colleen Brown; Michael Alfred. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:committee_record:25. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:ac0e44c923d175ebc653925257fc7219cf8bc60a84f0fd85d8bf0247e0dc2489. ## Financials - NOT_ASSERTED ## Workforce - NOT_ASSERTED ## Market and index context - PUBLISHED ## Legal Name - Bakkt, Inc.. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:1d2300d0425a241251835e794880a170ec75b64f6b0a5711c0941545a71f2ed3. ## Entity Status - Public listing published. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:1d2300d0425a241251835e794880a170ec75b64f6b0a5711c0941545a71f2ed3. ## Published Fact - US. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:1d2300d0425a241251835e794880a170ec75b64f6b0a5711c0941545a71f2ed3. ## Committee Appointment - Colleen Brown: chair, Audit and Risk Committee. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:19. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:ac0e44c923d175ebc653925257fc7219cf8bc60a84f0fd85d8bf0247e0dc2489. - Lyn Alden: member, Audit and Risk Committee. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:20. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:ac0e44c923d175ebc653925257fc7219cf8bc60a84f0fd85d8bf0247e0dc2489. - Richard Galvin: member, Audit and Risk Committee. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:21. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:ac0e44c923d175ebc653925257fc7219cf8bc60a84f0fd85d8bf0247e0dc2489. - Sean Collins: member, Audit and Risk Committee. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:22. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:ac0e44c923d175ebc653925257fc7219cf8bc60a84f0fd85d8bf0247e0dc2489. - Colleen Brown: chair, Compensation Committee. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:24. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:ac0e44c923d175ebc653925257fc7219cf8bc60a84f0fd85d8bf0247e0dc2489. - Sean Collins: chair, Nominating and Corporate Governance Committee. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:26. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:ac0e44c923d175ebc653925257fc7219cf8bc60a84f0fd85d8bf0247e0dc2489. - Colleen Brown: member, Nominating and Corporate Governance Committee. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:27. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:ac0e44c923d175ebc653925257fc7219cf8bc60a84f0fd85d8bf0247e0dc2489. - Michael Alfred: member, Nominating and Corporate Governance Committee. Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:committee_appointment:28. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:ac0e44c923d175ebc653925257fc7219cf8bc60a84f0fd85d8bf0247e0dc2489. ## Security Listing - BKKT (NYSE). Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:security_listing:29. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:1d2300d0425a241251835e794880a170ec75b64f6b0a5711c0941545a71f2ed3. - BKKT-WT (NYSE). Claim: alpha:claim:company:1e947c72-133f-468e-863d-a66dd53d0307:security_listing:30. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:1d2300d0425a241251835e794880a170ec75b64f6b0a5711c0941545a71f2ed3. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | PUBLISHED | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | NOT_ASSERTED | | Financials | NOT_ASSERTED | | Workforce | NOT_ASSERTED | | Ownership | NOT_ASSERTED | | Ratings | NOT_PUBLISHED | | Market and index context | PUBLISHED | ## Public sources - alpha:projection-evidence:1d2300d0425a241251835e794880a170ec75b64f6b0a5711c0941545a71f2ed3: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/bakkt-inc). - alpha:projection-evidence:document:0dba4546cef287732b33eb9b7fbce84ebc8e6b928a849cdc94272b4e628419b4: [DEF 14A bakkt-20260430.htm](https://www.sec.gov/Archives/edgar/data/1820302/000162828026029018/bakkt-20260430.htm). - alpha:projection-evidence:document:cf5f62ce2d567d00aee1ee6d4b0c6f3da757bd1b43a60ac77d25ace12ee4034b: [BKKT-WT DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1820302/000162828026029018/bakkt-20260430.htm). - alpha:projection-evidence:document:05a33c9786512147039f4e6bad2d25ac75da3e5fe028b4958ca2556f0b5ded53: [BKKT-WT DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1820302/000162828026029018/bakkt-20260430.htm). - alpha:projection-evidence:document:c53b83e34854a6855b825618d4566b7b6d5f51e873d06795a8f426ce6297fa78: [BKKT-WT DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1820302/000162828026029018/bakkt-20260430.htm). - alpha:projection-evidence:ac0e44c923d175ebc653925257fc7219cf8bc60a84f0fd85d8bf0247e0dc2489: [Audit and Risk Committee](https://www.sec.gov/Archives/edgar/data/1820302/000162828026029018/bakkt-20260430.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Absence of a leadership role, committee, or disclosure is not evidence that it does not exist. - Only explicitly published canonical company identity and current confirmed public roles are included. - Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist. - Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights. - This Company Profile is an identity and evidence record, not an Alpha rating. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/companies/bakkt-inc) - [Public Markdown](https://registry.alpha.ac/companies/bakkt-inc.md) - [Public JSON](https://registry.alpha.ac/api/public/companies/bakkt-inc?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/companies/bakkt-inc?format=jsonld) - MCP resource: `alpha://companies/bakkt-inc` at https://mcp.alpha.ac/mcp ## Connected governance records Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage. ## Critical-risk oversight Snapshot as of 2026-10-16T21:59:07.992704+00:00; recorded 2026-10-16T21:59:07.992704+00:00. Every published assignment for this snapshot is listed. Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording. An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.