# AUBURN NATIONAL BANCORPORATION, INC

> Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero.

## Record

| Field | Value |
| --- | --- |
| Representation | alpha-profile-markdown-v4 |
| Protocol | Alpha Governance Facts Protocol 0.1 |
| Schema | alpha.governance.entity.public.v1 |
| Record version | public-1:ro-d751713988987e9331980363e24189ce |
| Governance record representation | alpha-governance-record-v2 |
| Canonical entity | alpha:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47 |
| Entity type | Company |
| Canonical URL | https://registry.alpha.ac/companies/auburn-national-bancorporation-inc |
| Publication | PUBLISHED |
| Verification | source_reported |
| Verification schema | alpha-verification-states-v1 |
| Ownership | unclaimed |
| Published claims | 32 |
| Claims under review | 1 |
| Evidence records | 7 |
| Conflicts | 0 |
| Conflicts in internal review | 0 |
| Observed | 2026-10-22T04:46:54.636037+00:00 |
| Last reviewed | 2026-10-22T04:46:54.636037+00:00 |

## Identity

- Legal name: AUBURN NATIONAL BANCORPORATION, INC
- Display name: AUBURN NATIONAL BANCORPORATION, INC

## Alpha Governance Record

| Field | Value |
| --- | --- |
| Governance Record schema | alpha-governance-record-v2 |
| Ontology | alpha-governance-ontology-v1 |
| Record version | public-1:ro-d751713988987e9331980363e24189ce |
| As of | 2026-10-22T04:46:54.636037+00:00 |
| Completeness | 0.409 |
| Record Quality | 0.845 |
| Directors | 12 |
| Committees | 6 |
| Governance events | 25 |
| Entity class | public_company |

## Section coverage

| Section | State |
| --- | --- |
| identity | PUBLISHED |
| corporate_structure | NOT_REVIEWED |
| board | PUBLISHED |
| committees | PUBLISHED |
| leadership | PUBLISHED |
| ownership | NOT_REVIEWED |
| financials | NOT_REVIEWED |
| capital_structure | PUBLISHED |
| compensation | NOT_REVIEWED |
| governance | NOT_REVIEWED |
| shareholder_governance | NOT_REVIEWED |
| audit | NOT_REVIEWED |
| legal | NOT_REVIEWED |
| risk | NOT_REVIEWED |
| cyber | NOT_REVIEWED |
| ai_governance | NOT_REVIEWED |
| agent_governance | RESTRICTED |
| markets_external | NOT_REVIEWED |
| events | PUBLISHED |
| relationships | PUBLISHED |
| assessments | PUBLISHED |
| evidence | PUBLISHED |

## Board

- Anne M. May: Director. Status: current. Independent: true. Since: 1990-01-01. Committees: Nominating and Governance (chair); Nominating and Governance · Chair (member). claim_id=alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:5
- C. Wayne Alderman: Director. Status: current. Independent: true. Since: 2004-01-01. Committees: Audit (chair); Audit · Chair (member). claim_id=alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:6
- David A. Hedges: Director. Status: current. Independent: false. Since: 2022-01-01. claim_id=alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:7
- David E. Housel: Director. Status: current. Independent: true. Since: 2004-01-01. Committees: Compensation (member). claim_id=alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:8
- J. Tutt Barrett: Director. Status: current. Independent: true. Since: 2010-01-01. Committees: Audit (member). claim_id=alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:9
- Jeffrey J. Evans: Director. Status: current. Independent: false. Since: 2026-01-01. claim_id=alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:10
- Michael A. Lawler: Director. Status: current. Independent: true. Since: 2024-01-01. Committees: Compensation (member). claim_id=alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:11
- Robert W. Dumas: Director. Status: current. Independent: false. Since: 2001-01-01. claim_id=alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:12
- Sandra J. Spencer: Director. Status: current. Independent: true. Since: 2024-01-01. Committees: Compensation (chair); Compensation · Chair (member). claim_id=alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:13
- Terry W. Andrus: Director. Status: current. Independent: true. Since: 1998-01-01. Committees: Compensation (chair); Compensation · Chair (member). claim_id=alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:14
- Walton T. Conn, Jr.: Director. Status: current. Independent: true. Since: 2025-01-01. Committees: Audit (member). claim_id=alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:15
- William F. Ham, Jr.: Director. Status: current. Independent: true. Since: 2004-01-01. Committees: Audit (member). claim_id=alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:16

## Committees

- Audit (audit). Chair: C. Wayne Alderman. Members: C. Wayne Alderman (chair, current); J. Tutt Barrett (member, current); Walton T. Conn, Jr. (member, current); William F. Ham, Jr. (member, current). committee_id=alpha:committee:auburn-national-bancorporation-inc:audit
- Audit · Chair (audit). Chair: NOT_PUBLISHED. Members: C. Wayne Alderman (member, current). committee_id=alpha:committee:auburn-national-bancorporation-inc:audit-chair
- Compensation (compensation). Chair: Terry W. Andrus. Members: Sandra J. Spencer (chair, current); Terry W. Andrus (chair, current); David E. Housel (member, current); Michael A. Lawler (member, current). committee_id=alpha:committee:auburn-national-bancorporation-inc:compensation
- Compensation · Chair (compensation). Chair: NOT_PUBLISHED. Members: Sandra J. Spencer (member, current); Terry W. Andrus (member, current). committee_id=alpha:committee:auburn-national-bancorporation-inc:compensation-chair
- Nominating and Governance (nominating_governance). Chair: Anne M. May. Members: Anne M. May (chair, current). committee_id=alpha:committee:auburn-national-bancorporation-inc:nominating-and-governance
- Nominating and Governance · Chair (nominating_governance). Chair: NOT_PUBLISHED. Members: Anne M. May (member, current). committee_id=alpha:committee:auburn-national-bancorporation-inc:nominating-and-governance-chair

## Executive leadership

- David A. Hedges: President and Chief Executive Officer [CEO]. Status: current. claim_id=alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:17
- Laura Carrington: Vice President of Human Resources. Status: current. claim_id=alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:18
- Marla Kickliter: Senior Vice President of Compliance and Internal Audit. Status: current. claim_id=alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:19
- W. James Walker, IV: Senior Vice President and Chief Financial Officer [CFO]. Status: current. claim_id=alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:20

## Governance events

- CEO_CHANGED: David A. Hedges executive of AUBURN NATIONAL BANCORPORATION, INC, effective 2026-03-17. Effective: 2026-03-17. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:8y91kyvrwos8
- EXECUTIVE_APPOINTED: Laura Carrington executive of AUBURN NATIONAL BANCORPORATION, INC, effective 2026-03-17. Effective: 2026-03-17. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:16f7e6nkwdyjf
- EXECUTIVE_APPOINTED: Marla Kickliter executive of AUBURN NATIONAL BANCORPORATION, INC, effective 2026-03-17. Effective: 2026-03-17. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:xsuzm8i7geau
- CFO_CHANGED: W. James Walker, IV executive of AUBURN NATIONAL BANCORPORATION, INC, effective 2026-03-17. Effective: 2026-03-17. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:12cc4rug936kq
- DIRECTOR_APPOINTED: Jeffrey J. Evans seat on AUBURN NATIONAL BANCORPORATION, INC, effective 2026-01-01. Effective: 2026-01-01. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:1xqmw9u8fx6tm
- DIRECTOR_APPOINTED: Walton T. Conn, Jr. seat on AUBURN NATIONAL BANCORPORATION, INC, effective 2025-01-01. Effective: 2025-01-01. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:1h8zuz0uvps5w
- DIRECTOR_APPOINTED: Michael A. Lawler seat on AUBURN NATIONAL BANCORPORATION, INC, effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:9ja3bx17x5top
- DIRECTOR_APPOINTED: Sandra J. Spencer seat on AUBURN NATIONAL BANCORPORATION, INC, effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:1jaalnrhvzjg3
- COMMITTEE_CREATED: Compensation · Chair committee of AUBURN NATIONAL BANCORPORATION, INC, effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:1t4tb6d1nxsbxj
- COMMITTEE_MEMBER_ADDED: Sandra J. Spencer member of Compensation · Chair, effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:s1t9ggqi2jyc
- DIRECTOR_APPOINTED: David A. Hedges seat on AUBURN NATIONAL BANCORPORATION, INC, effective 2022-01-01. Effective: 2022-01-01. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:12kbnr41tcid6w
- DIRECTOR_APPOINTED: J. Tutt Barrett seat on AUBURN NATIONAL BANCORPORATION, INC, effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:1b4i9st12iyywj
- COMMITTEE_MEMBER_ADDED: J. Tutt Barrett member of Audit, effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:fxqnttv8l4cb
- DIRECTOR_APPOINTED: C. Wayne Alderman seat on AUBURN NATIONAL BANCORPORATION, INC, effective 2004-01-01. Effective: 2004-01-01. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:1un4arz1r6zo89
- DIRECTOR_APPOINTED: David E. Housel seat on AUBURN NATIONAL BANCORPORATION, INC, effective 2004-01-01. Effective: 2004-01-01. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:11abhm18b7inr
- DIRECTOR_APPOINTED: William F. Ham, Jr. seat on AUBURN NATIONAL BANCORPORATION, INC, effective 2004-01-01. Effective: 2004-01-01. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:pyyo3u5kx4xs
- COMMITTEE_CREATED: Audit · Chair committee of AUBURN NATIONAL BANCORPORATION, INC, effective 2004-01-01. Effective: 2004-01-01. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:1v90f4x1wn26et
- COMMITTEE_MEMBER_ADDED: C. Wayne Alderman member of Audit · Chair, effective 2004-01-01. Effective: 2004-01-01. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:95w4elqsum7
- COMMITTEE_MEMBER_ADDED: David E. Housel member of Compensation, effective 2004-01-01. Effective: 2004-01-01. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:6nrrt2fuvv2o
- DIRECTOR_APPOINTED: Robert W. Dumas seat on AUBURN NATIONAL BANCORPORATION, INC, effective 2001-01-01. Effective: 2001-01-01. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:wx2yff1t6ku0x
- DIRECTOR_APPOINTED: Terry W. Andrus seat on AUBURN NATIONAL BANCORPORATION, INC, effective 1998-01-01. Effective: 1998-01-01. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:apn4ur1ug5fxh
- COMMITTEE_MEMBER_ADDED: Terry W. Andrus member of Compensation · Chair, effective 1998-01-01. Effective: 1998-01-01. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:2ueuk078inga
- DIRECTOR_APPOINTED: Anne M. May seat on AUBURN NATIONAL BANCORPORATION, INC, effective 1990-01-01. Effective: 1990-01-01. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:16ozd1dx7pvup
- COMMITTEE_CREATED: Nominating and Governance · Chair committee of AUBURN NATIONAL BANCORPORATION, INC, effective 1990-01-01. Effective: 1990-01-01. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:1dy5etjzlgs0t
- COMMITTEE_MEMBER_ADDED: Anne M. May member of Nominating and Governance · Chair, effective 1990-01-01. Effective: 1990-01-01. Detected: 2026-10-22T04:46:54.636037+00:00. event_id=alpha:event:transition:13pcbkz3tycph

## Scoped resources

- `alpha://company/auburn-national-bancorporation-inc` (contract): https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record
- `alpha://company/auburn-national-bancorporation-inc/identity` (contract): https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record&section=identity
- `alpha://company/auburn-national-bancorporation-inc/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record&section=corporate-structure
- `alpha://company/auburn-national-bancorporation-inc/board` (contract): https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record&section=board
- `alpha://company/auburn-national-bancorporation-inc/committees` (contract): https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record&section=committees
- `alpha://company/auburn-national-bancorporation-inc/leadership` (contract): https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record&section=leadership
- `alpha://company/auburn-national-bancorporation-inc/ownership` (contract): https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record&section=ownership
- `alpha://company/auburn-national-bancorporation-inc/financials` (contract): https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record&section=financials
- `alpha://company/auburn-national-bancorporation-inc/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record&section=capital-structure
- `alpha://company/auburn-national-bancorporation-inc/compensation` (contract): https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record&section=compensation
- `alpha://company/auburn-national-bancorporation-inc/governance` (contract): https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record&section=governance
- `alpha://company/auburn-national-bancorporation-inc/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record&section=shareholder-governance
- `alpha://company/auburn-national-bancorporation-inc/audit` (contract): https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record&section=audit
- `alpha://company/auburn-national-bancorporation-inc/legal` (contract): https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record&section=legal
- `alpha://company/auburn-national-bancorporation-inc/risk` (contract): https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record&section=risk
- `alpha://company/auburn-national-bancorporation-inc/cyber` (contract): https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record&section=cyber
- `alpha://company/auburn-national-bancorporation-inc/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record&section=ai-governance
- `alpha://company/auburn-national-bancorporation-inc/agents` (contract): https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record&section=agents
- `alpha://company/auburn-national-bancorporation-inc/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record&section=ecosystem
- `alpha://company/auburn-national-bancorporation-inc/events` (contract): https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record&section=events
- `alpha://company/auburn-national-bancorporation-inc/relationships` (contract): https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record&section=relationships
- `alpha://company/auburn-national-bancorporation-inc/assessments` (contract): https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record&section=assessments
- `alpha://company/auburn-national-bancorporation-inc/evidence` (contract): https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record&section=evidence

## Role modules

- NOT_ASSERTED

## Attention

- NO_RECORDS_FOUND

## Committee data

- Claim alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:22: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"chair","person":{"alpha_id":"alpha:person:c-wayne-alderman","name":"C. Wayne Alderman"},"source_id":"board_seats"}`
- Claim alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:23: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:j-tutt-barrett","name":"J. Tutt Barrett"},"source_id":"board_seats"}`
- Claim alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:24: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:walton-t-conn-jr","name":"Walton T. Conn, Jr."},"source_id":"board_seats"}`
- Claim alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:25: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:william-f-ham-jr","name":"William F. Ham, Jr."},"source_id":"board_seats"}`
- Claim alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:27: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"chair","person":{"alpha_id":"alpha:person:sandra-j-spencer","name":"Sandra J. Spencer"},"source_id":"board_seats"}`
- Claim alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:28: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"chair","person":{"alpha_id":"alpha:person:terry-w-andrus","name":"Terry W. Andrus"},"source_id":"board_seats"}`
- Claim alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:29: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:david-e-housel","name":"David E. Housel"},"source_id":"board_seats"}`
- Claim alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:30: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:michael-a-lawler","name":"Michael A. Lawler"},"source_id":"board_seats"}`
- Claim alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:32: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"chair","person":{"alpha_id":"alpha:person:anne-m-may","name":"Anne M. May"},"source_id":"board_seats"}`

## Leadership

- Anne M. May: Director, Nominating and Governance · Chair. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:5. Valid from: 1990-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fe340dba31f8e92e7a96dd05ffd2fc78948db77d998350d81cc7b58dd3843d4a.
- C. Wayne Alderman: Director, Audit · Chair. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:6. Valid from: 2004-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fe340dba31f8e92e7a96dd05ffd2fc78948db77d998350d81cc7b58dd3843d4a.
- David A. Hedges: Director. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:7. Valid from: 2022-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fe340dba31f8e92e7a96dd05ffd2fc78948db77d998350d81cc7b58dd3843d4a.
- David E. Housel: Director, Compensation. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:8. Valid from: 2004-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fe340dba31f8e92e7a96dd05ffd2fc78948db77d998350d81cc7b58dd3843d4a.
- J. Tutt Barrett: Director, Audit. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:9. Valid from: 2010-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fe340dba31f8e92e7a96dd05ffd2fc78948db77d998350d81cc7b58dd3843d4a.
- Jeffrey J. Evans: Director. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:10. Valid from: 2026-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fe340dba31f8e92e7a96dd05ffd2fc78948db77d998350d81cc7b58dd3843d4a.
- Michael A. Lawler: Director, Compensation. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:11. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fe340dba31f8e92e7a96dd05ffd2fc78948db77d998350d81cc7b58dd3843d4a.
- Robert W. Dumas: Director. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:12. Valid from: 2001-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fe340dba31f8e92e7a96dd05ffd2fc78948db77d998350d81cc7b58dd3843d4a.
- Sandra J. Spencer: Director, Compensation · Chair. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:13. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fe340dba31f8e92e7a96dd05ffd2fc78948db77d998350d81cc7b58dd3843d4a.
- Terry W. Andrus: Director, Compensation · Chair. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:14. Valid from: 1998-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fe340dba31f8e92e7a96dd05ffd2fc78948db77d998350d81cc7b58dd3843d4a.
- Walton T. Conn, Jr.: Director, Audit. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:15. Valid from: 2025-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fe340dba31f8e92e7a96dd05ffd2fc78948db77d998350d81cc7b58dd3843d4a.
- William F. Ham, Jr.: Director, Audit. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:16. Valid from: 2004-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fe340dba31f8e92e7a96dd05ffd2fc78948db77d998350d81cc7b58dd3843d4a.
- David A. Hedges: President and Chief Executive Officer. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:17. Valid from: 2026-03-17. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8e3f02f423535ef9da86e0113499134be41424ef87c7967f63a28e0e349de5d0.
- Laura Carrington: Vice President of Human Resources. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:18. Valid from: 2026-03-17. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:f4b9688a955a9a8774186d0c265cc43cb47e3e0138202ae80aa9ff0a7564a8f5.
- Marla Kickliter: Senior Vice President of Compliance and Internal Audit. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:19. Valid from: 2026-03-17. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:9cbf9cc568062553866b51fc462dce6dd6b3b140a23bb2da09f462d8633442e8.
- W. James Walker, IV: Senior Vice President and Chief Financial Officer. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:20. Valid from: 2026-03-17. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:729a3cfa2a7adb338f63733458e314214d5e9370f3ca13c487c50d2026ffe042.

## Roles

- PUBLISHED

## Governance

- NOT_ASSERTED

## Board committees

- Audit: Chair C. Wayne Alderman; Members C. Wayne Alderman (Chair); J. Tutt Barrett; Walton T. Conn, Jr.; William F. Ham, Jr.. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_record:21. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3e5649556ffddd20c5205553302e35ca78c49544dafeb048f773e80349ac8142.
- Compensation: Chair Sandra J. Spencer; Terry W. Andrus; Members Sandra J. Spencer (Chair); Terry W. Andrus (Chair); David E. Housel; Michael A. Lawler. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_record:26. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3e5649556ffddd20c5205553302e35ca78c49544dafeb048f773e80349ac8142.
- Nominating and Governance: Chair Anne M. May; Members Anne M. May (Chair). Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_record:31. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3e5649556ffddd20c5205553302e35ca78c49544dafeb048f773e80349ac8142.

## Financials

- NOT_ASSERTED

## Workforce

- NOT_ASSERTED

## Market and index context

- PUBLISHED

## Legal Name

- AUBURN NATIONAL BANCORPORATION, INC. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9081991a4d4c89a37bfa4c7b3d5a3fb888825c055422a24c9066ce1b46e9660d.

## Entity Status

- Public listing published. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9081991a4d4c89a37bfa4c7b3d5a3fb888825c055422a24c9066ce1b46e9660d.

## Published Fact

- US. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9081991a4d4c89a37bfa4c7b3d5a3fb888825c055422a24c9066ce1b46e9660d.

## Committee Appointment

- C. Wayne Alderman: chair, Audit. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:22. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3e5649556ffddd20c5205553302e35ca78c49544dafeb048f773e80349ac8142.
- J. Tutt Barrett: member, Audit. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:23. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3e5649556ffddd20c5205553302e35ca78c49544dafeb048f773e80349ac8142.
- Walton T. Conn, Jr.: member, Audit. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:24. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3e5649556ffddd20c5205553302e35ca78c49544dafeb048f773e80349ac8142.
- William F. Ham, Jr.: member, Audit. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:25. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3e5649556ffddd20c5205553302e35ca78c49544dafeb048f773e80349ac8142.
- Sandra J. Spencer: chair, Compensation. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:27. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3e5649556ffddd20c5205553302e35ca78c49544dafeb048f773e80349ac8142.
- Terry W. Andrus: chair, Compensation. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:28. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3e5649556ffddd20c5205553302e35ca78c49544dafeb048f773e80349ac8142.
- David E. Housel: member, Compensation. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:29. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3e5649556ffddd20c5205553302e35ca78c49544dafeb048f773e80349ac8142.
- Michael A. Lawler: member, Compensation. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:30. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3e5649556ffddd20c5205553302e35ca78c49544dafeb048f773e80349ac8142.
- Anne M. May: chair, Nominating and Governance. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:32. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3e5649556ffddd20c5205553302e35ca78c49544dafeb048f773e80349ac8142.

## Security Listing

- AUBN (NASDAQ). Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:security_listing:33. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9081991a4d4c89a37bfa4c7b3d5a3fb888825c055422a24c9066ce1b46e9660d.

## Coverage states

| Field | Value |
| --- | --- |
| Identity | PUBLISHED |
| Business | PUBLISHED |
| Leadership | PUBLISHED |
| Board and committees | PUBLISHED |
| Governance | NOT_ASSERTED |
| Financials | NOT_ASSERTED |
| Workforce | NOT_ASSERTED |
| Ownership | NOT_ASSERTED |
| Ratings | NOT_PUBLISHED |
| Market and index context | PUBLISHED |

## Public sources

- alpha:projection-evidence:9081991a4d4c89a37bfa4c7b3d5a3fb888825c055422a24c9066ce1b46e9660d: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/auburn-national-bancorporation-inc).
- alpha:projection-evidence:document:fe340dba31f8e92e7a96dd05ffd2fc78948db77d998350d81cc7b58dd3843d4a: [AUBURN NATIONAL BANCORPORATION, INC DEF 14A 2026-04-02](https://www.sec.gov/Archives/edgar/data/750574/000119312526139480/d75259ddef14a.htm).
- alpha:projection-evidence:document:8e3f02f423535ef9da86e0113499134be41424ef87c7967f63a28e0e349de5d0: [AUBN 10-K executive officers](https://www.sec.gov/Archives/edgar/data/750574/000119312526111012/d87304d10k.htm).
- alpha:projection-evidence:document:f4b9688a955a9a8774186d0c265cc43cb47e3e0138202ae80aa9ff0a7564a8f5: [AUBN 10-K executive officers](https://www.sec.gov/Archives/edgar/data/750574/000119312526111012/d87304d10k.htm).
- alpha:projection-evidence:document:9cbf9cc568062553866b51fc462dce6dd6b3b140a23bb2da09f462d8633442e8: [AUBN 10-K executive officers](https://www.sec.gov/Archives/edgar/data/750574/000119312526111012/d87304d10k.htm).
- alpha:projection-evidence:document:729a3cfa2a7adb338f63733458e314214d5e9370f3ca13c487c50d2026ffe042: [AUBN 10-K executive officers](https://www.sec.gov/Archives/edgar/data/750574/000119312526111012/d87304d10k.htm).
- alpha:projection-evidence:3e5649556ffddd20c5205553302e35ca78c49544dafeb048f773e80349ac8142: [Audit](https://www.sec.gov/Archives/edgar/data/750574/000119312526139480/d75259ddef14a.htm).

## Rights

| Field | Value |
| --- | --- |
| public_retrieval | allowed |
| agent_retrieval | allowed |
| redistribution | not_granted |
| model_training | not_granted |
| commercial_use | not_specified |
| relationship_pathfinding | not_granted |
| direct_contact | not_granted |

## Limitations

- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.

## Alternate representations

- [Canonical profile](https://registry.alpha.ac/companies/auburn-national-bancorporation-inc)
- [Public Markdown](https://registry.alpha.ac/companies/auburn-national-bancorporation-inc.md)
- [Public JSON](https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record)
- [JSON-LD](https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=jsonld)
- MCP resource: `alpha://companies/auburn-national-bancorporation-inc` at https://mcp.alpha.ac/mcp


## Connected governance records

Structured intelligence is not currently available. Existing published profile evidence remains accessible.

## Critical-risk oversight

Snapshot as of 2026-10-22T12:00:03.376906+00:00; recorded 2026-10-22T12:00:03.376906+00:00. Every published assignment for this snapshot is listed.
Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording.
An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.