{"schema_version":"alpha-governance-record-v2","alpha_id":"alpha:company:aa591111-f580-4dfc-b408-646c64627533","record_version":"public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce","ontology_version":"alpha-governance-ontology-v1","as_of":"2026-10-16T05:47:14.319518+00:00","published_at":"2026-10-16T04:45:23.789286+00:00","section":"events","data":{"state":"PUBLISHED","derivation_version":"alpha-governance-event-derivation-v2","events":[{"event_id":"alpha:event:transition:2lpqen1ttrdxn","event_type":"EXECUTIVE_APPOINTED","effective_at":"2026-02-23","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:person:aneri-jambusaria","alpha:company:aa591111-f580-4dfc-b408-646c64627533"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:17"],"evidence_ids":["alpha:projection-evidence:document:99c0d512160117c85f984bcb0d0748ed952bd5c10741832036fb6bf730ea310d"],"summary":"Aneri Jambusaria executive of LPL Financial Holdings Inc., effective 2026-02-23.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:7ylcbuzw3xb","event_type":"EXECUTIVE_APPOINTED","effective_at":"2026-02-23","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:person:emily-field","alpha:company:aa591111-f580-4dfc-b408-646c64627533"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:18"],"evidence_ids":["alpha:projection-evidence:document:58a22371def701d6f009d815543ce9ef88f6526c3ed687b7ddf7f9d7144ab80c"],"summary":"Emily Field executive of LPL Financial Holdings Inc., effective 2026-02-23.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:1ioodi3fpw1qz","event_type":"EXECUTIVE_APPOINTED","effective_at":"2026-02-23","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:person:greg-gates","alpha:company:aa591111-f580-4dfc-b408-646c64627533"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:19"],"evidence_ids":["alpha:projection-evidence:document:1be9a2e2244a78acf706908cc3facd5c8d1edaba15f81b3e4813ff6d81f640b2"],"summary":"Greg Gates executive of LPL Financial Holdings Inc., effective 2026-02-23.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:qv8w9489neyi","event_type":"CFO_CHANGED","effective_at":"2026-02-23","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:person:matthew-audette","alpha:company:aa591111-f580-4dfc-b408-646c64627533"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:20"],"evidence_ids":["alpha:projection-evidence:document:3265d841029c4268b17a69349a292923be649189e9eaba2202a09157616d06f5"],"summary":"Matthew Audette executive of LPL Financial Holdings Inc., effective 2026-02-23.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:83wyzd1fieo55","event_type":"EXECUTIVE_APPOINTED","effective_at":"2026-02-23","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:person:matthew-enyedi","alpha:company:aa591111-f580-4dfc-b408-646c64627533"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:21"],"evidence_ids":["alpha:projection-evidence:document:df3c2443d51e67ffe0f876e9a97e26c9627f78bddfee772fe61df54a1a9bc0e5"],"summary":"Matthew Enyedi executive of LPL Financial Holdings Inc., effective 2026-02-23.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:o759nd18yd0hz","event_type":"GC_CHANGED","effective_at":"2026-02-23","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:person:matthew-morningstar","alpha:company:aa591111-f580-4dfc-b408-646c64627533"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:22"],"evidence_ids":["alpha:projection-evidence:document:bbc3537d3b4e94faa341fbf1a02c3655fa4151dc16e900834efaadce86e65837"],"summary":"Matthew Morningstar executive of LPL Financial Holdings Inc., effective 2026-02-23.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:mpj9ny156s164","event_type":"EXECUTIVE_APPOINTED","effective_at":"2026-02-23","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:person:mark-cohen","alpha:company:aa591111-f580-4dfc-b408-646c64627533"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:23"],"evidence_ids":["alpha:projection-evidence:document:a28fb1c5e5dcb2389cd52298db48e74ced333d0357de539697817aa4ca35a874"],"summary":"Mitchell Cohen executive of LPL Financial Holdings Inc., effective 2026-02-23.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:893zqt1mqiaaf","event_type":"CEO_CHANGED","effective_at":"2026-02-23","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:person:richard-steinmeier","alpha:company:aa591111-f580-4dfc-b408-646c64627533"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:24"],"evidence_ids":["alpha:projection-evidence:document:39a26e87722a4b499f1cd8aa3ebe28d1b49a584e148b2f1fea02296929fadbde"],"summary":"Richard Steinmeier executive of LPL Financial Holdings Inc., effective 2026-02-23.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:ia8v8wc0fspy","event_type":"DIRECTOR_APPOINTED","effective_at":"2026-01-01","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:person:somesh-khanna","alpha:company:aa591111-f580-4dfc-b408-646c64627533"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:15"],"evidence_ids":["alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1"],"summary":"Somesh Khanna seat on LPL Financial Holdings Inc., effective 2026-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:scaogb1to3ywl","event_type":"DIRECTOR_APPOINTED","effective_at":"2024-01-01","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:person:richard-steinmeier","alpha:company:aa591111-f580-4dfc-b408-646c64627533"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:14"],"evidence_ids":["alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1"],"summary":"Richard Steinmeier seat on LPL Financial Holdings Inc., effective 2024-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:1273u2n14tl5cp","event_type":"DIRECTOR_APPOINTED","effective_at":"2023-01-01","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:person:albert-j-ko","alpha:company:aa591111-f580-4dfc-b408-646c64627533"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:6"],"evidence_ids":["alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1"],"summary":"Albert J. Ko seat on LPL Financial Holdings Inc., effective 2023-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:1djet3d1wkendh","event_type":"COMMITTEE_CREATED","effective_at":"2023-01-01","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:committee:lpl-financial-holdings-inc:audit-risk","alpha:company:aa591111-f580-4dfc-b408-646c64627533"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:6"],"evidence_ids":["alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1"],"summary":"Audit; Risk committee of LPL Financial Holdings Inc., effective 2023-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:1rlorah1b5llsl","event_type":"COMMITTEE_MEMBER_ADDED","effective_at":"2023-01-01","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:person:albert-j-ko","alpha:committee:lpl-financial-holdings-inc:audit-risk"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:6"],"evidence_ids":["alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1"],"summary":"Albert J. Ko member of Audit; Risk, effective 2023-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:zl57fbxc63d9","event_type":"DIRECTOR_APPOINTED","effective_at":"2020-01-01","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:person:edward-c-bernard","alpha:company:aa591111-f580-4dfc-b408-646c64627533"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:10"],"evidence_ids":["alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1"],"summary":"Edward C. Bernard seat on LPL Financial Holdings Inc., effective 2020-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:hpdbg1hdriq9","event_type":"COMMITTEE_CREATED","effective_at":"2020-01-01","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:committee:lpl-financial-holdings-inc:audit-compensation-risk","alpha:company:aa591111-f580-4dfc-b408-646c64627533"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:10"],"evidence_ids":["alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1"],"summary":"Audit; Compensation; Risk committee of LPL Financial Holdings Inc., effective 2020-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:814t8k5fnjps","event_type":"COMMITTEE_MEMBER_ADDED","effective_at":"2020-01-01","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:person:edward-c-bernard","alpha:committee:lpl-financial-holdings-inc:audit-compensation-risk"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:10"],"evidence_ids":["alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1"],"summary":"Edward C. Bernard member of Audit; Compensation; Risk, effective 2020-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:1kzdakf8vsszf","event_type":"DIRECTOR_APPOINTED","effective_at":"2019-01-01","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:person:corey-e-thomas","alpha:company:aa591111-f580-4dfc-b408-646c64627533"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:9"],"evidence_ids":["alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1"],"summary":"Corey E. Thomas seat on LPL Financial Holdings Inc., effective 2019-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:159hpm116ilkq7","event_type":"COMMITTEE_CREATED","effective_at":"2019-01-01","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:committee:lpl-financial-holdings-inc:audit-nominating-and-governance-risk","alpha:company:aa591111-f580-4dfc-b408-646c64627533"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:9"],"evidence_ids":["alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1"],"summary":"Audit; Nominating and Governance; Risk committee of LPL Financial Holdings Inc., effective 2019-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:jm8g49ym1cat","event_type":"COMMITTEE_MEMBER_ADDED","effective_at":"2019-01-01","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:person:corey-e-thomas","alpha:committee:lpl-financial-holdings-inc:audit-nominating-and-governance-risk"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:9"],"evidence_ids":["alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1"],"summary":"Corey E. Thomas member of Audit; Nominating and Governance; Risk, effective 2019-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:1il6f6016m6nj0","event_type":"DIRECTOR_APPOINTED","effective_at":"2018-01-01","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:person:allison-h-mnookin","alpha:company:aa591111-f580-4dfc-b408-646c64627533"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:7"],"evidence_ids":["alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1"],"summary":"Allison H. Mnookin seat on LPL Financial Holdings Inc., effective 2018-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:hhgkxappl7aw","event_type":"COMMITTEE_CREATED","effective_at":"2018-01-01","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:committee:lpl-financial-holdings-inc:compensation-chair-nominating-and-governance","alpha:company:aa591111-f580-4dfc-b408-646c64627533"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:7"],"evidence_ids":["alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1"],"summary":"Compensation · Chair; Nominating and Governance committee of LPL Financial Holdings Inc., effective 2018-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:1f7m4u11yq30gp","event_type":"COMMITTEE_MEMBER_ADDED","effective_at":"2018-01-01","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:person:allison-h-mnookin","alpha:committee:lpl-financial-holdings-inc:compensation-chair-nominating-and-governance"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:7"],"evidence_ids":["alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1"],"summary":"Allison H. Mnookin member of Compensation · Chair; Nominating and Governance, effective 2018-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:o91mg91kipbjz","event_type":"DIRECTOR_APPOINTED","effective_at":"2017-01-01","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:person:william-f-glavin-jr","alpha:company:aa591111-f580-4dfc-b408-646c64627533"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:16"],"evidence_ids":["alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1"],"summary":"William F. Glavin, Jr. seat on LPL Financial Holdings Inc., effective 2017-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:m9lbqh1pcks27","event_type":"COMMITTEE_CREATED","effective_at":"2017-01-01","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:committee:lpl-financial-holdings-inc:compensation-nominating-and-governance","alpha:company:aa591111-f580-4dfc-b408-646c64627533"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:16"],"evidence_ids":["alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1"],"summary":"Compensation; Nominating and Governance committee of LPL Financial Holdings Inc., effective 2017-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:oe6p0kbxazt2","event_type":"COMMITTEE_MEMBER_ADDED","effective_at":"2017-01-01","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:person:william-f-glavin-jr","alpha:committee:lpl-financial-holdings-inc:compensation-nominating-and-governance"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:16"],"evidence_ids":["alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1"],"summary":"William F. Glavin, Jr. member of Compensation; Nominating and Governance, effective 2017-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:1ua4y6p1i8k4yj","event_type":"DIRECTOR_APPOINTED","effective_at":"2014-01-01","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:person:h-paulett-eberhart","alpha:company:aa591111-f580-4dfc-b408-646c64627533"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:11"],"evidence_ids":["alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1"],"summary":"H. Paulett Eberhart seat on LPL Financial Holdings Inc., effective 2014-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:7gowcb1n1ahyf","event_type":"COMMITTEE_CREATED","effective_at":"2014-01-01","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:committee:lpl-financial-holdings-inc:audit-chair-compensation-risk","alpha:company:aa591111-f580-4dfc-b408-646c64627533"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:11"],"evidence_ids":["alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1"],"summary":"Audit · Chair; Compensation; Risk committee of LPL Financial Holdings Inc., effective 2014-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:h8937q1xj1lr6","event_type":"COMMITTEE_MEMBER_ADDED","effective_at":"2014-01-01","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:person:h-paulett-eberhart","alpha:committee:lpl-financial-holdings-inc:audit-chair-compensation-risk"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:11"],"evidence_ids":["alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1"],"summary":"H. Paulett Eberhart member of Audit · Chair; Compensation; Risk, effective 2014-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:1a1p3uy5pj9no","event_type":"DIRECTOR_APPOINTED","effective_at":"2013-01-01","detected_at":"2026-10-16T04:45:23.789286+00:00","subject_ids":["alpha:person:anne-m-mulcahy","alpha:company:aa591111-f580-4dfc-b408-646c64627533"],"caused_claim_ids":["alpha:claim:company:aa591111-f580-4dfc-b408-646c64627533:leadership_role:8"],"evidence_ids":["alpha:projection-evidence:document:1b5a66e6aa889c7864b4753e48863af16f78a5a0af03e03e9c97335fee3cc7a1"],"summary":"Anne M. 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